1-Hour Program

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Overview

The recently adopted FAST Act amends certain provisions of the JOBS Act, the Securities Act, and the Exchange Act.   

Please join David M. Lynn and Anna T. Pinedo of Morrison & Foerster LLP for this One-Hour briefing as they discuss: 

  • The changes to the JOBS Act, including the new 15-day public filing requirement, the financial statement requirement, the EGC grace period, and the 12(g) threshold equalization for savings and loan holding companies;
  • Practical considerations for ongoing or planned EGC IPOs;
  • The Regulation S-K study and the SEC’s ongoing disclosure review initiative;
  • Forward incorporation in Form S-1 registration statements;
  • The new resale exemption under Section 4(a)(7) and its relationship to the “Section 4(a)(1-1/2) exemption;”
  • Application of the new exemption for block trades, private secondary transactions for pre-IPO issuers; and
  • Other legislative initiatives related to capital formation that are on the horizon.

Credit Details