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Ethics in Banking and Financial Services 2012

Released on: Aug. 14, 2012
Running Time: 02:43:28

Lecture Topics  [Total time 02:43:28]

Segments with an asterisk (*) are available only with the purchase of the entire program.

  • Ethics in Banking and Financial Services 2012  [02:43:28]
    C. Evan Stewart, Michael J. Dell, Stacey R. Friedman

The purchase price of this Web Program includes the following articles from the Course Handbook available online:

  • New York Rules of Professional Conduct
  • Do's and Don'ts of Ethics Research
    Jeremy R. Feinberg
  • Formal Opinion 2012-1: Obligations Upon Receiving a Document Not Intended for the Recipient
    Jeremy R. Feinberg
  • Formal Opinion 2011-2: Third Party Litigation Financing
    Jeremy R. Feinberg
  • Formal Opinion 2011-1: Contacting Former Clients Represented by Successor Counsel
    Jeremy R. Feinberg
  • Ethical Considerations in the Representation of Multiple Clients
    Michael J. Dell
  • A Tale of Two Judges
    C. Evan Stewart
  • Lawyers and the Border Patrol: The Challenges of Multi-Jurisdictional Practice
    C. Evan Stewart
  • Thus Spake Zarathustra (and Other Cautionary Tales for Lawyers)
    C. Evan Stewart
  • Caveat Corporate Litigator: The First Circuit Sets Back the Attorney Work Product Doctrine
    C. Evan Stewart
  • New York State's New Confidentiality Rules: Traps for the Unwary
    C. Evan Stewart
  • Pandora's Box and The Bank of America
    C. Evan Stewart
  • Documents and Lawyers: Oil and Water?
    C. Evan Stewart
  • In-House Counsel As Whistleblower: A Rat with a Remedy?
    C. Evan Stewart
  • With Apologies to the Jackson Five: One Bad Apple Can Spoil the Whole Bunch!
    C. Evan Stewart

Presentation Material

  • Ethics in Banking and Financial Services 2012
    Stacey R. Friedman
Chairperson(s)
C. Evan Stewart ~ Zuckerman Spaeder LLP
Speaker(s)
Michael J. Dell ~ Kramer Levin Naftalis & Frankel LLP
Stacey R. Friedman ~ Sullivan & Cromwell LLP

PLI makes every effort to accredit its On-Demand Web Programs and Segments.  Please check the CLE Calculator above for CLE information specific to your state.

On-Demand Web Programs and Segments are approved in:

Alabama1, Alaska, California, Colorado, Delaware, Florida, Georgia, Hawaii, Idaho*, Illinois , Iowa2*, Kansas, Kentucky*, Louisiana, Maine*, Mississippi, Missouri3, Montana, Nebraska, Nevada, New Hampshire4, New Jersey, New Mexico5, New York6,  North Carolina8, North Dakota, Ohio8, Oklahoma9, Oregon*, Pennsylvania10, Rhode Island11, South Carolina, Tennessee12, Texas, Utah, Vermont, Virginia13, Washington, West Virginia, Wisconsin14 and Wyoming*.

Iowa, Mississippi, Oklahoma, and Wisconsin DO NOT approve Audio Only On-Demand Web Programs.
Minnesota  approves live webcasts ONLY

The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement.

*PLI will apply for credit upon request. Louisiana and New Hampshire: PLI will apply for credit upon request for audio-only on-demand web programs.

1Alabama: Approval of all web based programs is limited to a maximum of 6.0 credits.

 

2Iowa:  The approval is for one year from recorded date. Does not approve of Audio-only On-Demand Webcasts.

3Missouri:  On-demand web programs are restricted to six hours of self-study credit per year.  Self-study may not be used to satisfy the ethics requirements.  Self-study can not be used for carryover credit.

 

4New Hamphsire:  The approval is for three years from recorded date.

5New Mexico:  On-Demand web programs are restricted to 4.0 self-study credits per year. 


6New York:  Newly admitted attorneys may not take non-traditional course formats such as on-demand Web Programs or live Webcasts for CLE credit. Newly admitted attorneys not practicing law in the United States, however, may earn 12 transitional credits in non-traditional formats. 

7North Carolina:  A maximum of 4 credits per reporting period may be earned by participating in on-demand web programs. 


8Ohio:  To confirm that the web program has been approved, please refer to the list of Ohio’s Approved Self Study Activities at http://www.sconet.state.oh.us.  Online programs are considered self-study.  Ohio attorneys have a 6 credit self-study limit per compliance period.  The Ohio CLE Board states that attorneys must have a 100% success rate in clicking on timestamps to receive ANY CLE credit for an online program.

9Oklahoma:  Up to 6 credits may be earned each year through computer-based or technology-based legal education programs.


10Pennsylvania:  PA attorneys may only receive a maximum of four (4) hours of distance learning credit per compliance period. All distance learning programs must be a minimum of 1 full hour.
 

11Rhode Island:  Audio Only On-Demand Web Programs are not approved for credit.  On-Demand Web Programs must have an audio and video component.

12Tennessee:  The approval is for the calendar year in which the live program was presented.

13Virginia: All distance learning courses are to be done in an educational setting, free from distractions.

14Wisconsin: Ethics credit is not allowed.  The ethics portion of the program will be approved for general credit.  There is a 10 credit limit for on-demand web programs during every 2-year reporting period.  Does not approve of Audio-only On-Demand Webcasts.


Running time and CLE credit hours are not necessarily the same. Please be aware that many states do not permit credit for luncheon and keynote speakers.


If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.


Note that some states limit the number of credit hours attorneys may claim for online CLE activities, and state rules vary with regard to whether online CLE activities qualify for participatory or self-study credits. For more information, call Customer Service (800) 260-4PLI (4754) or e-mail info@pli.edu.

 
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