6-Hour Program

See Credit Details Below

Overview

Why you should attend

We continue to see unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program brings together panels of senior staff from the various enforcement and regulatory agencies, including the U.S. Commodity Futures Trading Commission, FINRA, New York State Department of Financial Services, U.S. Securities and Exchange Commission, U.S. Attorney’s Office, U.S. Department of the Treasury, U.S. Department of Justice, Public Company Accounting Oversight Board, and Consumer Financial Protection Bureau, moderated by a law firm enforcement practitioner, to discuss agency priorities, how the agencies are working together, and offer best practices for today’s rapidly changing enforcement environment.

What you will learn

  • Enforcement priorities of Federal and State regulators and law enforcers
  • What are the agencies thinking about, what are they focusing on, how are they working together and how do you need to work with them?
  • Changes in practice, and practical ways to deal with those changes
  • Practical implications of dealing with multi-agency investigations
  • Hot topics in enforcement: the agencies’ perspectives for 2014
  • Legal developments in the enforcement space
  • How will new rules and statutes affect your practice?
  • Regulatory agenda - what’s on the horizon
  • Ethical issues in enforcement: earn one hour of ethics CLE credit

Special Features

  • Perspectives from various government enforcement agencies on each panel
  • One full hour of ethics CLE credit

Who should attend

Those who represent, as in house or outside counsel, businesses and individuals that need to comply with financial regulatory requirements, businesses and individuals that are working hard to avoid regulatory and enforcement scrutiny, and businesses and individuals that, for whatever reason, find themselves under regulatory and enforcement scrutiny.

Credit Details