The banking industry is in the midst of a fundamental transformation of the regulatory framework in which it operates, as well as a shifting of regulatory and enforcement priorities and approaches. These changes, taking place in an environment of continuing global economic challenges, require bankers and counsel who practice in the financial services industry to reexamine basic assumptions about business operations and future trends. With changing regulations on every subject from capital and liquidity to executive compensation, and new and existing agencies refocusing their enforcement priorities, it is critical that financial industry participants understand the sweeping new rules and enforcement priorities that will shape the future of the industry.
In this year’s
Banking Law Institute, our expert faculty will provide you with a comprehensive overview of the developing regulatory framework as well as the significant operational and compliance issues facing industry participants and regulators, and provide insight into the future direction and challenges of the new legal and regulatory environment.
Lecture Topics [Total time 07:20:57]
Segments with an asterisk (*) are available only with the purchase of the entire program.
- Introduction* [00:07:17]
William J. Sweet, Jr., Lee A. Meyerson
- Systemic Risk - the Challenge of Systemically Important Financial Institutions (SIFIs), Living Wills and Orderly Liquidation Issues [01:20:46]
Randall D. Guynn, Heather R. Koenig, Christopher J. Spoth, James R. Wigand, Joseph A. Jiampietro, Jordan A. Costa
- Basel III Capital Proposal & the New Capital Supervisory Regime [01:24:49]
Scott M. Albinson, Mark J. Welshimer, Anna Lee Hewko, Juliana S. O'Reilly, Stuart Feldstein
- Luncheon Presentation - Keynote Speaker* [00:29:39]
Cyrus Amir-Mokri
- Major Non-Consumer Litigation/Enforcement & Consumer Financial Protection Supervision and Enforcement [01:29:02]
Richard M. Alexander, Lynne B. Barr, Christopher E. Duffy, Valerie L. Hletko, David Meister, Kent Markus
- The Volcker Rule & Governance Challenges in the Face of Regulatory, Enforcement and Litigation Risks [01:14:02]
Joanne T. Medero, Christopher Paridon, Derek M. Bush, Paul L. Lee
- Current and Future M&A Activity & Regulatory Challenges for M&A Activity [01:15:22]
Nicholas G. Demmo, W. Grant Gregory, Jr., Stacie E. McGinn, Kathryn McCulloch, David C. Ingles
The purchase price of this Web Program includes the following articles from the Course Handbook available online:
- Title II Resolution Strategy Summary
James R. Wigand
- Dodd-Frank, FDIC and FSA Rules Require Financial Companies to Develop Global Insolvency Contingency Plans
William J. Sweet, Jr.
- Restructuring Large, Systemically-Important, Financial Companies an Analysis of the Orderly Liquidation Authority, Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act
William J. Sweet, Jr., Mark A. McDermott
- Jpmorgan Chase & Co. Resolution Plan
Jordan A. Costa
- Capital and Liquidity Regulation and Reform--an Update
Mark J. Welshimer
- Non-Consumer Enforcement Developments
William J. Sweet, Jr.
- Consumer Enforcement Developments
William J. Sweet, Jr., Anand S. Raman
- The Consumer Financial Protection Bureau ("CFPB") In Action--The Capital one and Discover Bank Settlements and the CFPB Examination Program for Large Institutions
Lynne B. Barr
- Joint Hearing on Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation the Capital Markets and Government Sponsored Enterprises Subcommittee and the Financial Institutions and Consumer Credit Subcommittee
Joanne T. Medero
- The Volcker Rule and Related Dodd-Frank Regulatory Proposals
Paul L. Lee
- Outline of Volcker Rule Issues for Insurance Companies
Paul L. Lee
- The Impacts of Dodd-Frank and Other Recent Regulatory Changes on Bank Merger and Acquisition Activity
Stacie E. McGinn
- Orderly Liquidation of a Failed SIFI (PowerPoint Slides)
Jordan A. Costa
- Index to Banking Law Institute 2012
Presentation Material
- Systemic Risk - the Challenge of Systemically Important Financial Institutions (SIFIs), Living Wills and Orderly Liquidation Issues
- Basel III Capital Proposal & the New Capital Supervisory Regime
Scott M. Albinson
- Basel III Capital Proposal & the New Capital Supervisory Regime
Anna Lee Hewko
- Basel III Capital Proposal & the New Capital Supervisory Regime
Juliana S. O'Reilly
- Major Non-Consumer Litigation/Enforcement & Consumer Financial Protection Supervision and Enforcement
Lynne B. Barr
- Major Non-Consumer Litigation/Enforcement & Consumer Financial Protection Supervision and Enforcement
Valerie L. Hletko
- Major Non-Consumer Litigation/Enforcement & Consumer Financial Protection Supervision and Enforcement
- The Volcker Rule & Governance Challenges in the Face of Regulatory, Enforcement and Litigation Risks
- Current and Future M&A Activity & Regulatory Challenges for M&A Activity
Co-Chair(s)
Speaker(s)
Scott M. Albinson ~ Managing Director; Co-Head of Banks, North America, JPMorgan Chase & Co.
Cyrus Amir-Mokri ~ Assistant Secretary (Financial Institutions), U.S. Department of the Treasury
Stuart Feldstein ~ Director, Legislative and Regulatory Activities; Office of the Comptroller of the Currency (OCC), U.S. Department of the Treasury
W. Grant Gregory, Jr. ~ Managing Director; Head of North America Banks, Investment Banking Division, Morgan Stanley
Anna Lee Hewko ~ Deputy Assoicate Director of Division of Banking Supervision and Regulation, Federal Reserve Board
Heather R. Koenig ~ Global Chief Regulatory Counsel, Head of Office of Public Policy and Regulatory Affairs, The Bank of New York Mellon Corporation
Kent Markus ~ Enforcement Director, Consumer Financial Protection Bureau (CFPB)
Kathryn McCulloch ~ Senior Vice President and Associate General Counsel, JP Morgan Chase & Co.
David Meister ~ Director of Enforcement, U.S. Commodity Futures Trading Commission
James R. Wigand ~ Director, Office of Complex Financial Institutions, Federal Deposit Insurance Corporation (FDIC)
PLI makes every effort to accredit its On-Demand Web Programs and Segments. Please check the CLE Calculator above for CLE information specific to your state.
On-Demand Web Programs and Segments are approved in:
Alabama1, Alaska, California, Colorado, Delaware, Florida, Georgia, Hawaii, Idaho*, Illinois , Iowa2*, Kansas, Kentucky*, Louisiana, Maine*, Mississippi, Missouri3, Montana, Nebraska, Nevada, New Hampshire4, New Jersey, New Mexico5, New York6, North Carolina7, North Dakota, Ohio8, Oklahoma9, Oregon*, Pennsylvania10, Rhode Island11, South Carolina, Tennessee12, Texas, Utah, Vermont, Virginia13, Washington, West Virginia, Wisconsin14 and Wyoming*.
Iowa, Mississippi, Oklahoma, and Wisconsin DO NOT approve Audio Only On-Demand Web Programs.
Minnesota approves live webcasts ONLY
Please Note: The State Bar of Arizona does not approve or accredit CLE activities for the Mandatory Continuing Legal Education requirement. PLI programs may qualify for credit based on the requirements outlined in the MCLE Regulations and Ariz. R. Sup. Ct. Rule 45.
*PLI will apply for credit upon request. Louisiana and New Hampshire: PLI will apply for credit upon request for audio-only on-demand web programs.
1Alabama: Approval of all web based programs is limited to a maximum of 6.0 credits.
2Iowa: The approval is for one year from recorded date. Does not approve of Audio-only On-Demand Webcasts.
3Missouri: On-demand web programs are restricted to six hours of self-study credit per year. Self-study may not be used to satisfy the ethics requirements. Self-study can not be used for carryover credit.
4New Hamphsire: The approval is for three years from recorded date.
5New Mexico: On-Demand web programs are restricted to 4.0 self-study credits per year.
6New York: Newly admitted attorneys may not take non-traditional course formats such as on-demand Web Programs or live Webcasts for CLE credit. Newly admitted attorneys not practicing law in the United States, however, may earn 12 transitional credits in non-traditional formats.
7North Carolina: A maximum of 4 credits per reporting period may be earned by participating in on-demand web programs.
8Ohio: To confirm that the web program has been approved, please refer to the list of Ohio’s Approved Self Study Activities at http://www.sconet.state.oh.us. Online programs are considered self-study. Ohio attorneys have a 6 credit self-study limit per compliance period. The Ohio CLE Board states that attorneys must have a 100% success rate in clicking on timestamps to receive ANY CLE credit for an online program.
9Oklahoma: Up to 6 credits may be earned each year through computer-based or technology-based legal education programs.
10Pennsylvania: PA attorneys may only receive a maximum of four (4) hours of distance learning credit per compliance period. All distance learning programs must be a minimum of 1 full hour.
11Rhode Island: Audio Only On-Demand Web Programs are not approved for credit. On-Demand Web Programs must have an audio and video component.
12Tennessee: The approval is for the calendar year in which the live program was presented.
13Virginia: All distance learning courses are to be done in an educational setting, free from distractions.
14Wisconsin: Ethics credit is not allowed. The ethics portion of the program will be approved for general credit. There is a 10 credit limit for on-demand web programs during every 2-year reporting period. Does not approve of Audio-only On-Demand Webcasts.
Running time and CLE credit hours are not necessarily the same. Please be aware that many states do not permit credit for luncheon and keynote speakers.
If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.
Note that some states limit the number of credit hours attorneys may claim for online CLE activities, and state rules vary with regard to whether online CLE activities qualify for participatory or self-study credits. For more information, call Customer Service (800) 260-4PLI (4754) or e-mail info@pli.edu.