1-Hour Program

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Overview

The foundation of the audit process is the auditor’s independence from the client.  The SEC and the PCAOB are continually focused on the importance of auditor independence and they have recently sent important reminders through public statements and enforcement proceedings.  In this One-Hour Briefing we will discuss: 

  • The regulatory framework for auditor independence
  • The foundational notion of independence in both fact and appearance
  • The role of audit committees and company management
  • Current issues and staff consultations
  • Recent enforcement activity related to auditor independence
  • Next steps for your organization

Credit Details