On-Demand   Audio CD
  Also Available in:  On-Demand On-Demand Web Programs On-Demand DVD Video

Advanced Swaps & Other Derivatives 2012

Released on: Nov. 14, 2012

Running Time Segment Title Faculty Format
[00:58:46] Swaps, Security-Based Swaps and Mixed Swaps: What's Covered and What isn't Covered by Dodd-Frank? Who Are the Regulators? What is the Extraterritorial Reach of Dodd-Frank? Mary Johannes ~ Senior Director and Head of U.S. Public Policy, ISDA
Gary Barnett ~ Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission
Joshua D. Cohn ~ Mayer Brown LLP
Mark A. Steffensen ~ Managing Director and General Counsel, Global Banking and Markets - Americas, HSBC Securities (USA) Inc.
Sarah Lee ~ Managing Director and General Counsel, Global Fixed Income Derivatives, Bank of America
Matthew Daigler ~ Senior Special Counsel, US Securities and Exchange Commission
On-Demand MP3 MP4
[01:27:28] Clearing and Trading; Grandfathering; End-Users; Marin Posting for Cleared and Uncleared Transactions; Client Money Segregation; Loss Mutualization Kathryn M. Trkla ~ Foley & Lardner LLP
Michael D. Bopp ~ Gibson, Dunn & Crutcher LLP
William Curran ~ Morgan Stanley
William Thum ~ Principal, Legal Department, Vanguard
On-Demand MP3 MP4
[01:03:01] Swap Execution and Reporting; Giveup and Backloading Arrangements Joshua D. Cohn ~ Mayer Brown LLP
Lauren Teigland-Hunt ~ Teigland-Hunt LLP
Christopher L. Ramsay ~ Director and Associate General Counsel, Head of Global Transaction Management, Citadel LLC
Geoffrey B. Goldman ~ Shearman & Sterling LLP
Kathryn M. Trkla ~ Foley & Lardner LLP
Jeffrey T. Waddle ~ Managing Director & Senior Counsel, The Depository Trust & Clearing Corporation
On-Demand MP3 MP4
[01:34:48] Swap Dealers and Major Swap Participants: Who are They and How will They be Regulated? Reporting, Position Limits, Business Conduct Rules, Capital Kenneth M. Raisler ~ Sullivan & Cromwell LLP
Gary Barnett ~ Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission
Robert C. Lee ~ Director, Systemic Risk Management Group, Deutsche Bank AG
Richard A. Ostrander ~ Managing Director, Legal & Compliance, BlackRock
On-Demand MP3 MP4
[00:51:25] Regulation of Other Swap Market Participants under the CEA and Securities Exchange Act of 1934: Clearing Members, Clearing Houses, and the Swap Activities of Banks, Part 1 Gary Barnett ~ Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission
Kevin Walek ~ Former Assistant Director, U.S. Commodity Futures Trading Commission
Paul M. Architzel ~ WilmerHale LLP
On-Demand MP3 MP4
[01:14:30] Regulation of Other Swap Market Participants under the CEA and Securities Exchange Act of 1934: Clearing Members, Clearing Houses, and the Swap Activities of Banks, Part 2 Don Thompson ~ Managing Director and Assoicate General Counsel, JPMorgan Chase & Co.
Douglas E. Harris ~ Managing Director, Promontory Financial Group, L.L.C.
Laura Schisgall ~ Managing Director, Global Markets Legal Group Head/AMER, Societe Generale
On-Demand MP3 MP4
[00:53:27] Tax and Accounting Mark H. Leeds ~ Greenberg Traurig, LLP
On-Demand MP3 MP4
[00:55:34] Derivatives and Professional Responsibility Michael S. Sackheim ~ Sidley Austin LLP
On-Demand MP3 MP4
[01:02:27] Principal Issues for Consideration and Negotiation in Derivatives Documentation - Implications of the New Regime; SCM v FCM Model; Optimizing Portfolio Management Across Products Gary Barnett ~ Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission
David Z Moss ~ Purrington Moody Weil LLP
Nevis Bregasi ~ Senior Counsel, MFS Investment Management
Silas J. Findley ~ Director and Legal Counsel, Citigroup Global Markets Inc.
On-Demand MP3 MP4
[00:33:18] Enforcement, Litigation & Insolvency and Resolution Authority: Netting Opinions; Safe Harbors; Orderly Liquidation Part 1 David Meister ~ Director of Enforcement, U.S. Commodity Futures Trading Commission
Kenneth M. Raisler ~ Sullivan & Cromwell LLP
David Yeres ~ Clifford Chance US LLP
On-Demand MP3 MP4
[01:32:49] Enforcement, Litigation & Insolvency and Resolution Authority: Netting Opinions; Safe Harbors; Orderly Liquidation Part 2 Harold S. Novikoff ~ Wachtell Lipton Rosen & Katz
Seth Grosshandler ~ Cleary Gottlieb Steen & Hamilton LLP
Joshua D. Cohn ~ Mayer Brown LLP
Mark G. Hanchet ~ Mayer Brown LLP
R. Penifield Starke ~ Assistant General Counsel, Legal Division, Federal Deposit Insurance Corporation
Charles M. Miller ~ Kasowitz, Benson Torres & Friedman LLP
On-Demand MP3 MP4
Audio CD's from the program Advanced Swaps & Other Derivatives 2012, held October 2012.
Co-Chair(s)
Gary Barnett ~ Director of the Division of Swap Dealer and Intermediary Oversight, U.S. Commodity Futures Trading Commission
Joshua D. Cohn ~ Mayer Brown LLP
Speaker(s)
Paul M. Architzel ~ WilmerHale LLP
Michael D. Bopp ~ Gibson, Dunn & Crutcher LLP
Nevis Bregasi ~ Senior Counsel, MFS Investment Management
William Curran ~ Morgan Stanley
Matthew Daigler ~ Senior Special Counsel, US Securities and Exchange Commission
Silas J. Findley ~ Director and Legal Counsel, Citigroup Global Markets Inc.
Geoffrey B. Goldman ~ Shearman & Sterling LLP
Seth Grosshandler ~ Cleary Gottlieb Steen & Hamilton LLP
Mark G. Hanchet ~ Mayer Brown LLP
Douglas E. Harris ~ Managing Director, Promontory Financial Group, L.L.C.
Mary Johannes ~ Senior Director and Head of U.S. Public Policy, ISDA
Robert C. Lee ~ Director, Systemic Risk Management Group, Deutsche Bank AG
Sarah Lee ~ Managing Director and General Counsel, Global Fixed Income Derivatives, Bank of America
Mark H. Leeds ~ Greenberg Traurig, LLP
David Meister ~ Director of Enforcement, U.S. Commodity Futures Trading Commission
Charles M. Miller ~ Kasowitz, Benson Torres & Friedman LLP
David Z Moss ~ Purrington Moody Weil LLP
Harold S. Novikoff ~ Wachtell Lipton Rosen & Katz
Richard A. Ostrander ~ Managing Director, Legal & Compliance, BlackRock
Kenneth M. Raisler ~ Sullivan & Cromwell LLP
Christopher L. Ramsay ~ Director and Associate General Counsel, Head of Global Transaction Management, Citadel LLC
Michael S. Sackheim ~ Sidley Austin LLP
Laura Schisgall ~ Managing Director, Global Markets Legal Group Head/AMER, Societe Generale
R. Penifield Starke ~ Assistant General Counsel, Legal Division, Federal Deposit Insurance Corporation
Mark A. Steffensen ~ Managing Director and General Counsel, Global Banking and Markets - Americas, HSBC Securities (USA) Inc.
Lauren Teigland-Hunt ~ Teigland-Hunt LLP
Don Thompson ~ Managing Director and Assoicate General Counsel, JPMorgan Chase & Co.
William Thum ~ Principal, Legal Department, Vanguard
Kathryn M. Trkla ~ Foley & Lardner LLP
Jeffrey T. Waddle ~ Managing Director & Senior Counsel, The Depository Trust & Clearing Corporation
Kevin Walek ~ Former Assistant Director, U.S. Commodity Futures Trading Commission
David Yeres ~ Clifford Chance US LLP

PLI makes every effort to accredit its recorded programs.  Please check the CLE Calculator above for CLE information specific to your state.


PLI Audio CDs and  DVDs are approved in the following states/territories: AK, AZ, CA, CO, FL, GA, ID*, IL, KY, ME, MO, MT, ND, NH*, NJ, NM, NV, NY, OR*,  PA, TX1, UT, VI, VT, WA, WV, WY. Some exceptions apply. For more information contact PLI.

1
Texas: Considered self-study credit.  There is a 5 credit limit, including specialty credit.

*
PLI will apply for credit upon request.


Running time and CLE credit hours earned are not necessarily the same. Please be aware that many states do not permit credit for luncheon speakers.


Special Note: In New York, non-traditional course formats including audio and video cassettes are NOT acceptable for transitional CLE credit for the newly admitted attorney within the first two years after their admission to the Bar. Attorneys other than newly admitted may use non-traditional course format, including audio and video cassettes to fulfill their CLE requirements.

IMPORTANT GENERAL INFORMATION


This product is designed to provide practical and useful information on the subject matter covered.  However, it is sold with the understanding that the publisher is not engaged in rendering legal, accounting or other professional services.  If legal advice or other expert assistance is required, the services of a competent professional should be sought.


Running time and CLE credit hours earned are not necessarily the same. Please be aware that many states do not permit CLE credit for luncheon speakers.


If you have already received credit for attending some or the entire program, please be aware that state administrators do not permit you to accrue additional credit for repeat viewing even if an additional credit certificate is subsequently issued.


IMPORTANT INFORMATION FOR ATTORNEYS SEEKING CLE CREDIT

CLE Credit will be granted ONLY to the individual on record as the purchaser of [this] PLI Audio CD or DVD.


    While viewing/listening to the program, be alert to listen for the AUTHORIZATION CODE which has been placed somewhere within the program.  For programs that consist of more than one CD, please be advised that there is an authorization code placed on each CD.  Write the code(s) down; you will be asked for this information when you request CLE credit.

  1. Once you’ve completed the program, please go to www.pli.edu and log in.

    a. Click on the ‘My PLI History’ link found under the "My Account" Page.

    b. Find the title in the listing and click on Apply for Credit under Credit Status.  You will be asked to complete a short evaluation, and fill in the AUTHORIZATION CODE.

  2. Once you click the Submit button, your request for CLE credit will be sent to the CLE department.  PLI will email you a CLE certificate in about two weeks.

  3. If you are unable to successfully log in, please contact our customer service department at 800-260-4754 for assistance.

RETURN POLICY

DVDs, Audio CDs  and CD-ROMs are non-refundable, with the exception of defective or unopened products.
Related Items

Live Seminars  Live Seminars

Advanced Swaps & Other Derivatives 2013 (New York, NY) Oct. 17 - 18, 2013
Fundamental of Swaps & Other Derivatives 2013 (New York, NY) Oct. 16, 2013
Fundamental of Swaps & Other Derivatives 2013 (Columbus, OH) Oct. 16, 2013

On-Demand  On-Demand Programs

Fundamentals of Swaps & Other Derivatives 2012 Oct. 29, 2012

Handbook  Course Handbook Archive

Advanced Swaps & Other Derivatives 2013  
Fundamental of Swaps & Other Derivatives 2013  
Advanced Swaps & Other Derivatives 2012 Gary Barnett, U.S. Commodity Futures Trading Commission
Joshua D. Cohn, Mayer Brown LLP
 
Fundamentals of Swaps & Other Derivatives 2012 Gary Barnett, U.S. Commodity Futures Trading Commission
Joshua D. Cohn, Mayer Brown LLP
 
Fundamentals of Swaps & Other Derivatives 2011 Gary Barnett, U.S. Commodity Futures Trading Commission
Joshua D. Cohn, Mayer Brown LLP
 
Fundamentals of Swaps & Other Derivatives 2010 Edward J. Rosen, Cleary Gottlieb Steen & Hamilton LLP
 
Advanced Swaps & Other Derivatives 2010 Edward J. Rosen, Cleary Gottlieb Steen & Hamilton LLP
 
Print Share Email