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Overview
Non-U.S. sovereigns considering an offering of securities in the U.S. capital markets will want to tune in for this One-Hour Briefing. Alexander F. Cohen, Paul M. Dudek and Joel H. Trotter of Latham & Watkins LLP will discuss how a foreign government can take advantage of the streamlined Schedule B registration process to tap a broad U.S. investor base or conduct an unregistered private offering to a smaller pool of institutional investors.
The presentation will focus on:
- SEC requirements for Schedule B offerings, shelf offerings and periodic reporting
- SEC Staff approach for Schedule B offerings by supranational organizations and government agencies
- Unregistered offerings under Regulation S and Rule 144A
Alexander F. Cohen is a former senior official at the SEC and now a partner in the Latham & Watkins LLP Washington, D.C. office and Co-chair of the National Office. Paul M. Dudek is a former Chief of the Office of International Corporate Finance at the SEC and now counsel in the Latham & Watkins LLP Washington, D.C. office. Joel H. Trotter is a partner in the Latham & Watkins LLP Washington, D.C. office and Co-chair of the National Office.