Showing 1 - 25 of 232 Results

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Annual Disclosure Documents 2014

Seminar  Seminar

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies.  2014 has been another interesting year with significant events and uncertainties covering a wide spectrum of matters affecting public company disclosures, including the Dodd-Frank Act mandated rulemaking by the SEC; domestic and international economic, political ...

Form 10-K In-Depth Workshop 2014

Workshop  Workshop

By using an actual case study and examples, this workshop is designed to give participants a mastery of the requirements of the Form 10-K Annual Report. Interactive exercises and lectures will enhance your understanding of each Item, including the intricacies of the Management’s Discussion & Analysis (MD&A) section.What you will learnThis workshop will lead you through Form 10-K Item-by-Item, using a comprehensive case ...

BRIDGE-THE-GAP II: Ethics & Skills for Newly Admitted New York Attorneys 2014

Seminar  Seminar

Newly admitted attorneys in New York State are required to complete at least sixteen transitional CLE credit hours in ethics and professionalism, skills, and law practice management and/or areas of professional practice during each of their first two years after admission to the Bar.By attending PLI’s Bridge-the Gap II – Ethics and Skills for Newly Admitted New York Attorneys program, you can satisfy all of your annual MCLE ethics ...

Accounting for Derivatives & Hedging Activities Workshop 2014

Workshop  Workshop

Through interactive lectures, examples and case studies, workshop participants will build the foundational knowledge and practical experience necessary to appropriately account for derivative instruments and hedging relationships, including interest rate hedges, commodity hedges and other risk management strategies.What you will learn The definition of a derivative and how to apply it to complex contracts Identification of ...

New Developments in Securitization 2014

Seminar  Seminar

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation and, in some cases, uncertainty. Some asset-backed securities (ABS), collateralized mortgage obligations (CLOs), and mortgage-backed securities (MBS) markets are experiencing robust activity, with issuance volumes steadily rising. Other markets such as residential mortgage-backed securities (RMBS) are slower ...

Environmental Regulation 2014: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

Seminar  Seminar

Join us for a detailed discussion of recent developments in environmental policy, regulation and caselaw in 2014. We will provide incisive analysis of the new regulatory requirements and their compliance implications for businesses, institutions and real estate organizations, and for deal-making.Our faculty of experienced practitioners have in-depth knowledge of the issues and will provide practical advice for addressing and managing ...

MD&A In-Depth Workshop 2014

Workshop  Workshop

By using interactive lectures and examples, this workshop will give participants a mastery of Regulation S-K Item 303, Management’s Discussion and Analysis (MD&A), for both annual and interim periods, enabling you to draft or review an MD&A with confidence.What you will learn Learn in detail the requirements and rules for each section of MD&A – results of operations, liquidity and capital resources Review good and ...

Nuts and Bolts of Corporate Bankruptcy 2014

Seminar  Seminar

Businesses in financial distress are not an unusual sight these days, and as a result, it is essential for attorneys of all levels and in all practice areas to become familiar with the fundamental tenets of bankruptcy law. Whether you are just starting out in your career, thinking about broadening your practice area to include this field, or want to be able to spot the issues when advising your clients, this program will provide ...

Banking Law Institute 2014

Seminar  Seminar

The banking industry is in the midst of a fundamental regulatory transformation. Many of the most significant Dodd-Frank rulemakings have been completed, and the focus of regulators and industry participants alike has shifted to the challenges of applying and adapting to these complex and far-reaching regulations. In addition, bankers are beginning to think again about mergers and acquisitions as a strategic tool, but the regulatory ...

Understanding the Securities Laws Fall 2014

Seminar  Seminar

Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program provides an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 ...

Ethics for Corporate Lawyers 2014

Seminar  Seminar

What you will learnAt this unique interactive program, faculty will review various everyday ethical scenarios in corporate practice and “quiz” you on the ethical implications.You will learn about: The reach of the duty of confidentiality, and the obligation of disclosure of mistakes Misrepresentation, fraudulent nondisclosure and omissions Responsibilities of the firm/legal department, supervising, and subordinate attorneys for an attorney’s ...

Staying Out of Trouble: What Every Attorney Must Know About Ethics 2014

Seminar  Seminar

What you will learnUnderstanding the new New York ethics rules, including conflicts of interest, confidentiality, advertising and the no-contact rule. How to protect yourself and your law firm if a partner suddenly leaves, becomes disabled or passes away.We will examine: How to identify transactional and other difficult-to-spot conflicts The difference between “advertising” and “solicitation” Contacting opposing counsel’s employees Succession ...

Electronic Discovery in Criminal Investigations and Trials 2014

Seminar  Seminar

Electronic information pervades our society. Not surprisingly, electronic information may be central to the investigation of criminal activity and to the prosecution and defense of that activity. The use of electronic information in criminal investigations and proceedings leads to many questions. Under what circumstances are search warrants required for electronic devices and information? How does the right against self-incrimination ...

Ethical Issues in Pro Bono Representation 2014 (Free)

Seminar  Seminar

As part of PLI’s commitment to public service and the pro bono activities of the legal community, there is no fee to attend this program.Using a lively, interactive format, Ethical Issues in Pro Bono Representation 2014 will examine everyday issues of ethics and professional responsibility in pro bono and public interest practice.What you will learnWithin the context of pro bono representation, using “all-new” hypotheticals as ...

30th Annual SEC Reporting & FASB Forum

Seminar  Seminar

Staying up-to-date in the ever-changing world of accounting and SEC Reporting is a must. The Financial Accounting Standard Board (FASB) completed their Revenue Recognition convergence project this year setting off a flurry of transition activity, and they have a multitude of other projects to stay abreast of. The SEC staff review process continues to challenge preparers with new areas of comment and new questions on perpetual ...

Immigration and Naturalization Institute (47th Annual)

Seminar  Seminar

At this year’s Institute, an outstanding faculty of leading practitioners will discuss recent developments, key immigration trends and hot topics. The conference planners are closely monitoring the 2014 immigration reform debate, and speakers will discuss the potential impact of proposed or enacted provisions on an issue-by-issue basis.What you will learn The latest updates about immigration reform legislation and the effects ...

SEC Reporting Skills Workshop 2014

Workshop  Workshop

  By using interactive lecture and examples, workshop participants will build the foundational knowledge and practical experience necessary to prepare and review the SEC’s periodic and current reporting forms, including the 10-K Annual Report, the 10-Q Quarterly Report, and the 8-K Current Report, as well as an understanding of how to comply with the annual proxy requirements and how insider trading rules work. Participants ...

Accounting for Business Combinations Workshop 2014

Workshop  Workshop

By using interactive lectures and examples, this workshop will give participants an in-depth understanding of how to apply the Financial Accounting Standards Board (FASB) standard (codified in ASC 805) on business combinations, how to make journal entries in specific situations, the areas where judgment is required, the SEC requirements for business combinations, and the appropriate financial statement disclosure.What you will ...

Understanding Financial Products 2015

Seminar  Seminar

The explosion of new financial products over the past decade, the implosion of the credit markets and the resulting significant new regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been, in the view of many, invaluable investment tools, and have presented enormous potential for product manufacturers and investors, they also create potentially significant ...

Hedge Fund Compliance & Regulatory Challenges 2015

Seminar  Seminar

As our first educational conference of 2015 focused on hedge funds, this afternoon program will deliver insights from three distinguished panels of experts who will discuss the regulatory and compliance challenges expected to face hedge fund managers in 2015.A stellar faculty composed of hedge fund general counsels and chief compliance officers, representatives from the SEC and NFA, and law firms will share their insights on building ...

Taxation of Financial Products & Transactions 2015

Seminar  Seminar

With the possibility of fundamental tax reform receding in the near term, taxpayers and their advisers are left to contend with the morass of rules that now govern the financial products tax landscape. Staying on top of the latest developments in this area is critically important. At this program, our expert faculty of law firm and accounting firm lawyers, in-house tax advisors, and government speakers will explore new types of ...

Drafting and Negotiating Corporate Agreements 2015

Seminar  Seminar

Why You Should Attend At this perennial favorite, our expert faculty will teach you the basics of drafting and negotiating corporate agreements -- from how the provisions of an agreement fit together, to the fundamental drafting and negotiating principles common to all corporate agreements. You will learn how to reduce your client’s goals to a complete, clearly written and enforceable agreement, and how to identify what issues are most likely ...

IP Issues in Business Transactions 2015

Seminar  Seminar

Intellectual property issues frequently arise in the context of a variety of transactions, and this program will allow you to gain an in-depth understanding of these special considerations while exploring the strategic role of IP in a company. Explore how to assess intellectual property as a strategic asset and how to monetize IP while avoiding costly mistakes. Additional topics include managing and reviewing an IP portfolio, ...

Secured Transactions 2015: What Lawyers Need to Know About UCC Article 9

Seminar  Seminar

Article 9 of the Uniform Commercial Code applies to secured transactions, which are interests in specific collateral granted by the debtor in conjunction with the debtor’s promise to pay. At Secured Transactions 2015: What Lawyers Need to Know About UCC Article 9, you will learn the fundamentals of acquiring a security interest, including how to attach, to perfect (filing and non-filing methods) and to gain (and maintain) ...

Mergers & Acquisitions 2015: Trends and Developments

Seminar  Seminar

Spawned by strength in the debt markets, a strong stock market, and plentiful levels of cash, merger and acquisition activity has been robust in 2014. The ability to be an effective negotiator in an M&A transaction requires staying abreast of the latest deal trends. This program will help you stay up-to-date on recent trends in deal making such as developments regarding material adverse change provisions, lessons in addressing ...

Featured Faculty/Authors
Rebecca Walker

Rebecca Walker ~ Kaplan & Walker LLP

K. Susan Grafton

K. Susan Grafton ~ K&L Gates LLP

Garner K. Weng

Garner K. Weng ~ Hanson Bridgett LLP