FacultyFaculty/Author Profile

Victoria V. Sweeney

KPMG LLP
Principal, Ethics and Compliance
Montvale, NJ, USA


Victoria Sweeney manages the Ethics and Compliance Group at KPMG LLP.  She and her staff are responsible for ensuring compliance with firm policies and procedures, professional standards and regulations, and enhancing the firm's ethical culture. 

Roles and Responsibilities:

  • Maintains the firm's Code of Conduct and related compliance initiatives
  • Actively manages and monitors Ethics and Compliance Hotline reports
  • Develops and implements firm-wide Ethics and Compliance training and communications
  • Creates and administers the ongoing audit testing programs that ensure compliance with SEC independence rules and regulations
  • Monitors compliance with professional licensing and continuing professional education requirements for CPAs.
  • Serves as a member of the firm's Pension and Investment Strategy Committee, Privacy Steering Committee and Corporate Responsibility Council.
     

Education

  • B.A. - Government and Business from Skidmore College
  • J.D. - New York Law School. 

She is a member of the board of directors of the Ethics and Compliance Officers Association and chairs the Conference Board's Council on Compliance and Ethics. She is a frequent speaker at ethics and compliance conferences sponsored by: The Practicing Law Institute; The Conference Board; The Society for Corporate Compliance and Ethics; and the Ethics and Compliance Officer Association. 

Victoria V. Sweeney is associated with the following items:
CHB Chapters  CHB Chapters Monitoring for Retaliation: Essentials for Your Ethics and Compliance Program - Corporate Compliance and Ethics Institute 2012 , Thursday, May 10, 2012
Web Segment  Web Segment Board Oversight and Program Structure: The Authority and Independence of a Program - Corporate Compliance and Ethics Institute 2012 , Monday, June 04, 2012
Transcripts  Transcripts Board Oversight and Program Structure: The Authority and Independence of a Program - Board Oversight and Program Structure: The Authority and Independence of a Program , Monday, June 04, 2012
MP3 Audio  MP3 Audio Corporate Compliance and Ethics Institute 2012 - Board Oversight and Program Structure: The Authority and Independence of a Program - Board Oversight and Program Structure: The Authority and Independence of a Program , Tuesday, June 05, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Corporate Compliance and Ethics Institute 2012 - Board Oversight and Program Structure: The Authority and Independence of a Program - Board Oversight and Program Structure: The Authority and Independence of a Program , Tuesday, June 05, 2012
On-Demand Web Programs  On-Demand Web Programs Corporate Compliance and Ethics Institute 2012 , Friday, June 15, 2012 , New York, NY
Audio CD  Audio CD Corporate Compliance and Ethics Institute 2012 , Friday, June 29, 2012 , New York, NY
DVD Video  DVD Video Corporate Compliance and Ethics Institute 2012 , Friday, July 13, 2012 , New York, NY
LiveSeminar  Live Seminar Corporate Compliance and Ethics Institute 2012 , Thursday, May 31, 2012 , New York, NY
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