FacultyFaculty/Author Profile
Susan  Schroeder

Susan Schroeder

FINRA
Deputy Chief of Enforcement
New York, NY, USA


Susan Schroeder is a Senior Vice President in FINRA’s Department of Enforcement, and is the Deputy responsible for overseeing the Department of Enforcement in New York.  Prior to joining FINRA, she was a partner in WilmerHale’s Securities Litigation and Enforcement practice, where she specialized in SEC, FINRA, and state investigations and enforcement actions involving all aspects of securities law.  She began her legal career as a litigation associate at Kirkland & Ellis, specializing in securities litigation.  She received her J.D. from NYU School of Law, her M.A. from the University of California at Davis, and her B.A. from Georgetown University.  She is a member of the New York bar.

Susan Schroeder is associated with the following items:
Live Seminar  Live Seminar Broker/Dealer Regulation and Enforcement 2013 , Wednesday, October 23, 2013 , New York, NY
Investment Management Institute 2014 , Thursday, March 06, 2014 , New York, NY
Live Webcast  Live Webcast Broker/Dealer Regulation and Enforcement 2013 , Wednesday, October 23, 2013 , New York, NY
Investment Management Institute 2014 , Thursday, March 06, 2014 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Investment Management Institute 2014 , Thursday, March 06, 2014 , Mechanicsburg, PA
Investment Management Institute 2014 , Thursday, March 06, 2014 , Pittsburgh, PA
Investment Management Institute 2014 , Thursday, March 06, 2014 , Philadelphia, PA
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