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Susan C. Ervin

Susan C. Ervin

Davis Polk & Wardwell LLP

Washington, DC, USA


Susan C. Ervin is a member of Davis Polk's Financial Institutions Group, practicing in the Washington DC office. Her practice focuses on derivatives, futures, alternative investment vehicles and investment companies. Prior to joining Davis Polk, Ms. Ervin served as Attorney Fellow/Senior Advisor at the U.S. Securities and Exchange Commission, where she helped develop regulatory approaches to the derivatives markets. She also served for more than ten years as Deputy Director and Chief Counsel of the Division of Trading and Markets of the Commodity Futures Trading Commission. Ms. Ervin is a frequent speaker and author on derivatives and investment management issues. She is the current Chair of the Derivatives and Futures Law Committee of the American Bar Association Business Law Section and she is a member of the Executive Committee of the Law and Compliance Division of the Futures Industry Association.

Susan C. Ervin is associated with the following items:
CHB Chapters  CHB Chapters Swap Transactions After Dodd-Frank: The New Order Takes Form (July 2012) - Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 05, 2012
Trading Issues Related to Swaps Under Dodd-Frank: The CFTC's Expanded Registration Requirements for Commodity Pool Operators (July, 2012) (PowerPoint Slides) - Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 05, 2012
CFTC Regulation: Use of Derivatives in Investment Management - Investment Management Institute 2013 , Thursday, March 07, 2013
Client Memorandum: An Asset Manager’s Guide to Swap Trading in the New Regulatory World (March 11, 2013) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
CFTC Regulation: Use of Derivatives in Investment Management - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Web Segment  Web Segment Trading Issues Related to Swaps Under Dodd-Frank - Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Monday, September 10, 2012
Other Regulatory Regimes Affecting the Investment Management Industry - Investment Management Institute 2013 , Friday, March 15, 2013
Alternative Investment Vehicles and Derivatives Regulation - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Thursday, June 06, 2013
MP3 Audio  MP3 Audio Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - Trading Issues Related to Swaps Under Dodd-Frank - Trading Issues Related to Swaps Under Dodd-Frank , Monday, September 10, 2012
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment - Alternative Investment Vehicles and Derivatives Regulation - Alternative Investment Vehicles and Derivatives Regulation , Thursday, June 06, 2013
Transcripts  Transcripts Trading Issues Related to Swaps Under Dodd-Frank - Trading Issues Related to Swaps Under Dodd-Frank , Monday, September 10, 2012
Alternative Investment Vehicles and Derivatives Regulation - Alternative Investment Vehicles and Derivatives Regulation , Thursday, June 06, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - Trading Issues Related to Swaps Under Dodd-Frank - Trading Issues Related to Swaps Under Dodd-Frank , Monday, September 10, 2012
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment - Alternative Investment Vehicles and Derivatives Regulation - Alternative Investment Vehicles and Derivatives Regulation , Thursday, June 06, 2013
On-Demand Web Programs  On-Demand Web Programs Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 19, 2012 , New York, NY
Investment Management Institute 2013 , Friday, March 22, 2013 , New York, NY
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 19, 2013 , New York, NY
Treatise Chapters  Treatise Chapters Commodity Pools - Financial Product Fundamentals: Law - Business - Compliance , Wednesday, November 21, 2012
Live Seminar  Live Seminar Hedge Fund Management 2013 , Thursday, September 12, 2013 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 05, 2012 , New York, NY
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , New York, NY
Investment Management Institute 2013 , Thursday, March 07, 2013 , New York, NY
Live Webcast  Live Webcast Hedge Fund Management 2013 , Thursday, September 12, 2013 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund Management 2013 , Thursday, September 12, 2013 , Boston, MA
Hedge Fund Management 2013 , Thursday, September 12, 2013 , Columbus, OH
Hedge Fund Management 2013 , Thursday, September 12, 2013 , Birmingham, AL
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