FacultyFaculty/Author Profile
Stuart J. Kaswell

Stuart J. Kaswell

Managed Funds Association
Executive Vice President & Managing Director, General Counsel
Washington, DC, USA


Stuart J. Kaswell is MFA's Executive Vice President & Managing Director, General Counsel. In his role as chief legal officer, Stuart represents the hedge fund industry on domestic and international legislative and regulatory policy issues. Stuart works directly with MFA's President & CEO to oversee all legal aspects of the Association's legislative and regulatory policy initiatives in Washington and around the world.

Prior to joining MFA, Stuart was Partner in Bryan Cave's White Collar Defense & Investigations, Securities Litigations & Enforcement practice groups and focused on issues including financial services regulation and short sale regulation. Previously, Stuart was Partner in the financial services group at Dechert, LLP. Stuart was Senior Vice President and General Counsel, Securities Industry Association for nearly a decade (1994-2003) serving as chief legal officer and responsible for all legal and regulatory matters. Prior to that, he was Republican (Minority) Counsel, Committee on Energy and Commerce, U.S. House of Representatives. Earlier in his career, (1979-1986) he held several positions at the Securities and Exchange Commission, including as branch chief, OTC regulation, during which time he was responsible for oversight of the NASD. Stuart received his A.B. in political science from Vassar College with General and Departmental Honors, and his J.D., from Washington College of Law, The American University. His bar admissions include Virginia, District of Columbia, Maryland, U.S. Supreme Court and various Federal Courts.


 

Stuart J. Kaswell is associated with the following items:
Transcripts  Transcripts Regulatory Reform - Regulatory Reform , Tuesday, April 27, 2010
The Changing Regulatory Framework for Hedge Funds and Managers - The Changing Regulatory Framework for Hedge Funds and Managers , Monday, September 10, 2012
Web Segment  Web Segment The Changing Regulatory Framework for Hedge Funds and Managers - Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Monday, September 10, 2012
MP3 Audio  MP3 Audio Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - The Changing Regulatory Framework for Hedge Funds and Managers - The Changing Regulatory Framework for Hedge Funds and Managers , Monday, September 10, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - The Changing Regulatory Framework for Hedge Funds and Managers - The Changing Regulatory Framework for Hedge Funds and Managers , Monday, September 10, 2012
On-Demand Web Programs  On-Demand Web Programs Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 19, 2012 , New York, NY
Live Seminar  Live Seminar Hedge Fund Management 2013 , Thursday, September 12, 2013 , New York, NY
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , New York, NY
Hedge Fund Enforcement & Regulatory Developments 2012 - CANCELLED , Wednesday, October 31, 2012 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 05, 2012 , New York, NY
Hedge Fund Enforcement & Regulatory Developments Winter 2013 , Wednesday, March 06, 2013 , New York, NY
Live Webcast  Live Webcast Hedge Fund Management 2013 , Thursday, September 12, 2013 , New York, NY
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund Management 2013 , Thursday, September 12, 2013 , Boston, MA
Hedge Fund Management 2013 , Thursday, September 12, 2013 , Columbus, OH
Hedge Fund Management 2013 , Thursday, September 12, 2013 , Birmingham, AL
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , Mechanicsburg, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , Philadelphia, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , Boston, MA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , Pittsburgh, PA
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