FacultyFaculty/Author Profile
Steven R. Peikin

Steven R. Peikin

U.S. Securities and Exchange Commission
Co-Director, Division of Enforcement
Washington, DC, USA


Steven Peikin is Managing Partner of Sullivan & Cromwell’s Criminal Defense and Investigations Group. His practice focuses on white-collar criminal defense, regulatory enforcement, and internal investigations.  He has represented institutions and their senior executives in numerous high-profile matters.  Steve has tried more than 20 criminal jury cases in federal court and argued many appeals before the U.S. Court of Appeals for the Second Circuit.

From 1996 to 2004, Steve was as an Assistant U.S. Attorney in the Southern District of New York, where he served as Chief of the Office’s Securities Fraud Unit.

Steve is also Adjunct Professor of Law at New York University Law School, where he teaches the criminal enforcement of the securities and commodities laws.

Steve is a magna cum laude graduate of both Yale College and Harvard Law School and clerked on the Second Circuit and in the Southern District of New York.

Steven R. Peikin is associated with the following items:
Course Handbooks  Course Handbooks White Collar Crime 2016: Prosecutors and Regulators Speak
Web Segment  Web Segment Policing the Markets: Updates on Securities Investigations and Enforcement - White Collar Crime 2016: Prosecutors and Regulators Speak, Monday, October 03, 2016
Special Concerns for Regulated Entities - Enforcement 2017: Perspectives from Government Agencies, Tuesday, May 16, 2017
MP3 Audio  MP3 Audio Policing the Markets: Updates on Securities Investigations and Enforcement - Policing the Markets: Updates on Securities Investigations and Enforcement , Monday, October 03, 2016
Special Concerns for Regulated Entities - Special Concerns for Regulated Entities , Tuesday, May 16, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Policing the Markets: Updates on Securities Investigations and Enforcement - Policing the Markets: Updates on Securities Investigations and Enforcement , Monday, October 03, 2016
Special Concerns for Regulated Entities - Special Concerns for Regulated Entities , Tuesday, May 16, 2017
On-Demand Web Programs  On-Demand Web Programs White Collar Crime 2016: Prosecutors and Regulators Speak, Wednesday, October 05, 2016, New York, NY
Enforcement 2017: Perspectives from Government Agencies, Thursday, May 18, 2017, New York, NY
CHB Chapters  CHB Chapters Settlement Agreement, United States Department of Justice vs. Deutsche Bank AG (January 17, 2017) - Enforcement 2017: Perspectives from Government Agencies, Friday, May 12, 2017
Andrew Ceresney, Director, Division of Enforcement, U.S. Securities and Exchange Commission, Speech, Remarks Before the Directors Forum 2016 Keynote Address (January 25, 2016) - Enforcement 2017: Perspectives from Government Agencies, Friday, May 12, 2017
Andrew Ceresney, Director, Division of Enforcement, U.S. Securities and Exchange Commission, Speech, The SEC Enforcement Division’s Focus on Auditors and Auditing, Remarks Before the American Law Institute Conference on Accountants’ Liability 2016: Confronting Enforcing and Litigation Risks, Washington, D.C. (September 22, 2016) - Enforcement 2017: Perspectives from Government Agencies, Friday, May 12, 2017
U.S. Department of Justice, Press Release, Deutsche Bank Agrees to Pay $7.2 Billion for Misleading Investors in its Sale of Residential Mortgage-Backed Securities (January 17, 2017) - Enforcement 2017: Perspectives from Government Agencies, Friday, May 12, 2017
United States Government Accountability Office, Report to Congressional Requesters, Financial Institutions: Fines, Penalties, and Forfeitures for Violations of Financial Crimes and Sanctions Requirements (March 2016) - Enforcement 2017: Perspectives from Government Agencies, Friday, May 12, 2017
U.S. Securities and Exchange Commission, Public Statement, Dissenting Statement Regarding Certain Waivers Granted by the Commission for Certain Entities Pleading Guilty to Criminal Charges Involving Manipulation of Foreign Exchange Rates (May 21, 2015) - Enforcement 2017: Perspectives from Government Agencies, Friday, May 12, 2017
Internal Investigations Do’s and Don’ts: Eleven Lessons from Real World Cases - Internal Investigations 2017, Tuesday, June 20, 2017
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