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Stephen E. Roth

Stephen E. Roth

Sutherland Asbill & Brennan LLP

Washington, DC, USA


Steve Roth is a partner in the Washington office of Sutherland Asbill & Brennan LLP. He received his undergraduate training in mathematics from the University of Notre Dame and his law degree from Yale Law School, where he was an Editor of the Yale Law Journal. He joined Sutherland  in 1977, became a partner in 1983,  and currently  serves as the Chair of the Firm's Financial Services Practice Group. Steve has practiced in the mutual fund and investment company  area for over 35 years and represents both funds and fund independent trustees. He is a well-known authority on federal and state regulation of fixed and variable insurance products, on  sales  practice and advertising issues related to insurance products  generally, and on the applicability of the Investment Company Act of 1940 to variable products and underlying mutual funds. He represents numerous insurance companies and money managers in these and other related areas.
Stephen E. Roth is associated with the following items:
CHB Chapters  CHB Chapters Regulation of Variable Annuity and Variable Life Insurance Products Under the Federal Securities Laws - Securities Products of Insurance Companies and Evolving Regulatory Reform 2012 , Wednesday, January 25, 2012
Regulation of Variable Annuity and Variable Life Insurance Products Under the Federal Securities Laws - Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 , Wednesday, January 23, 2013
New Volatility Controlled/Hedged Insurance Product Funds - Investment Management Institute 2013 , Thursday, March 07, 2013
Audio CD  Audio CD Securities Products of Insurance Companies and Evolving Regulatory Reform 2012 , Wednesday, February 22, 2012 , New York, NY
DVD Video  DVD Video Securities Products of Insurance Companies and Evolving Regulatory Reform 2012 , Wednesday, March 07, 2012 , New York, NY
Web Segment  Web Segment Regulation of Variable Products Under the 1940 Act - Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 , Friday, January 25, 2013
Hot Topics in Insurance Products and Services - Investment Management Institute 2013 , Friday, March 15, 2013
Transcripts  Transcripts Regulation of Variable Products Under the 1940 Act - Regulation of Variable Products Under the 1940 Act , Friday, January 25, 2013
MP3 Audio  MP3 Audio Securities Products of Insurance Companies in the Course of Regulatory Reform 2013: Regulation of Variable Products Under the 1940 Act - Regulation of Variable Products Under the 1940 Act , Monday, January 28, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Securities Products of Insurance Companies in the Course of Regulatory Reform 2013: Regulation of Variable Products Under the 1940 Act - Regulation of Variable Products Under the 1940 Act , Monday, January 28, 2013
On-Demand Web Programs  On-Demand Web Programs Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 , Wednesday, February 06, 2013 , New York, NY
Investment Management Institute 2013 , Friday, March 22, 2013 , New York, NY
LiveSeminar  Live Seminar Investment Management Institute 2013 , Thursday, March 07, 2013 , New York, NY
Securities Products of Insurance Companies in the Course of Regulatory Reform 2013 , Wednesday, January 23, 2013 , New York, NY
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