FacultyFaculty/Author Profile
Stephanie R. Breslow

Stephanie R. Breslow

Schulte Roth & Zabel LLP

New York, NY, USA


 Stephanie R. Breslow is a partner at Schulte Roth & Zabel, where she is also co-head of the Investment Management Group and a member of the Executive Committee. Her practice includes investment management, partnerships and securities, with a focus on the formation of liquid-securities funds (hedge funds, hybrid funds) and private equity funds (LBO, mezzanine, distressed, real estate, venture), as well as providing regulatory advice to investment managers and broker-dealers. She also represents fund sponsors and institutional investors in connection with seed capital investments in fund managers and acquisitions of interests in investment management businesses, and represents funds of funds and other institutional investors in connection with their investment activities.

Stephanie is a sought-after speaker on fund formation and operation and compliance issues, and also regularly publishes books and articles on the latest trends in these areas. She co-authored Private Equity Funds: Formation and Operation published by Practising Law Institute, contributed a chapter on "Hedge Funds in Private Equity" for inclusion in Private Equity 2005-2006 (PLC Cross-border Handbooks) and cowrote New York and Delaware Business Entities: Choice, Formation, Operation, Financing and Acquisitions and New York Limited Liability Companies: A Guide to Law and Practice, both published by West Publishing Co.

Currently the secretary of the Investment Funds Committee of the International Bar Association, Stephanie is also a founding member and former chair of the Private Investment Fund Forum, a former member of the Steering Committee of the Wall Street Fund Forum and a member of the Board of Directors of 100 Women in Hedge Funds.

Stephanie was named one of The Hedge Fund Journal's 50 Leading Women in Hedge Funds and is listed in Chambers USA, Chambers Global, The Legal 500 United States, Best Lawyers in America, America's Leading Lawyers, Who's Who Legal: The International Who's Who of Business Lawyers (which ranked her one of the world's "Top Ten Private Equity Lawyers"), IFLR Best of the Best USA (Investment Funds), IFLR Guide to the World's Leading Investment Funds Lawyers, IFLR Guide to the World's Leading Women in Business Law (Investment Funds), IFLR Guide to the World's Leading Private Equity Lawyers, and PLC Cross-border Private Equity Handbook, among other leading directories. Stephanie earned her J.D. from Columbia University School of Law, where she was a Harlan Fiske Stone Scholar, and her B.A., cum laude, from Harvard University.

Stephanie R. Breslow is associated with the following items:
Treatise  Treatise Private Equity Funds: Formation and Operation
Treatise Chapters  Treatise Chapters Adopting a Compliance Program - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Securities Act of 1933 - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Investment Company Act of 1940 - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Investment Advisers Act of 1940 - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix M: Sample Amendment Procedure - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix G: Certificate of General Partner in Connection with Tax Law Opinion Letter from Fund's Counsel - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Other Regulations Affecting Funds and Sponsors - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix N: Subsequent Closings Language - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix H: Delaware Limited Liability Company, Certificate of Formation - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
ERISA - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix O: Miscellaneous Covenants for Partners of (General Partner/Manager) - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix I: Delaware Limited Partnership, Certificate of Limited Partnership - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix C: Guarantee - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Anti-Money Laundering - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Introduction - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix P: Excerpts from a Subscription Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Ownership and Compensation Arrangements for Fund Sponsors - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix J: Side Letter Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix D: Corporate Law: Fund Counsel's Opinion Letter to Fund Limited Partners - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Seed Investors and Other Strategic Investors - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Introduction to Private Equity Funds - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix Q: Comparison of Hedge Fund and Private Equity Terms - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Index to Private Equity Funds - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Employment Matters - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix K: Transfer Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix E: Securities Law: Fund Counsel's Opinion Letter to Fund Limited Partners - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix A: Limited Partnership Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Terms of Private Equity Funds - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix R: Institutional Limited Partners Association--Private Equity Principles - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Ongoing Global Issues and Lessons Learned from the 2008 Global Financial Crisis - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Fund Documentation - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix L: Term Sheet - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix F: Tax Law: Fund Counsel's Opinion Letter to Fund Limited Partners - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix B: Investment Management Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Organizational Options for Funds and Their Sponsors - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Table of Authorities - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Transcripts  Transcripts Private Equity Deal Terms - Private Equity Deal Terms , Friday, February 05, 2010
Managing Hedge Funds Through Critical Issues - Managing Hedge Funds Through Critical Issues , Monday, September 10, 2012
CHB Chapters  CHB Chapters Conflicts of Interest and Other Ethics Issues - Private Equity Forum (Thirteenth Annual) , Monday, July 09, 2012
Managing Fund Liquidity - Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 05, 2012
Alert--SEC Updates Form PF Frequently Asked Questions - Investment Management Institute 2013 , Thursday, March 07, 2013
Alert--Private Fund Systemic Risk Reporting - Investment Management Institute 2013 , Thursday, March 07, 2013
Client Memorandum--Final Rules for the Private Fund Investment Advisers Registration Act of 2010 - Investment Management Institute 2013 , Thursday, March 07, 2013
Alert--Financial Regulatory Reform: Key Issues for Private Fund Managers - Investment Management Institute 2013 , Thursday, March 07, 2013
Alert--Private Fund Systemic Risk Reporting - Investment Management Institute 2013 , Thursday, March 07, 2013
Regulation of Securities Offerings and Investment Companies (PowerPoint Slides) (July 8–9, 2013) - Private Equity Forum (Fourteenth Annual) , Monday, July 08, 2013
Web Segment  Web Segment Managing Hedge Funds Through Critical Issues - Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Monday, September 10, 2012
The Regulation of Private Fund Managers - Investment Management Institute 2013 , Friday, March 15, 2013
General Overview of Private Equity Funds - Private Equity Forum 2013 (Fourteenth Annual) , Tuesday, July 09, 2013
MP3 Audio  MP3 Audio Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - Managing Hedge Funds Through Critical Issues - Managing Hedge Funds Through Critical Issues , Monday, September 10, 2012
Fourteenth Annual Private Equity Forum: General Overview of Private Equity Funds - General Overview of Private Equity Funds , Wednesday, July 10, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - Managing Hedge Funds Through Critical Issues - Managing Hedge Funds Through Critical Issues , Monday, September 10, 2012
Fourteenth Annual Private Equity Forum: General Overview of Private Equity Funds - General Overview of Private Equity Funds , Wednesday, July 10, 2013
On-Demand Web Programs  On-Demand Web Programs Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 19, 2012 , New York, NY
Investment Management Institute 2013 , Friday, March 22, 2013 , New York, NY
Private Equity Forum 2013 (Fourteenth Annual) , Tuesday, July 23, 2013 , New York, NY
Live Seminar  Live Seminar Hedge Fund Management 2013 , Thursday, September 12, 2013 , New York, NY
Investment Management Institute 2014 , Thursday, March 06, 2014 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 05, 2012 , New York, NY
Investment Management Institute 2013 , Thursday, March 07, 2013 , New York, NY
Private Equity Forum (Fourteenth Annual) , Monday, July 08, 2013 , New York, NY
Live Webcast  Live Webcast Hedge Fund Management 2013 , Thursday, September 12, 2013 , New York, NY
Investment Management Institute 2014 , Thursday, March 06, 2014 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund Management 2013 , Thursday, September 12, 2013 , Boston, MA
Hedge Fund Management 2013 , Thursday, September 12, 2013 , Columbus, OH
Hedge Fund Management 2013 , Thursday, September 12, 2013 , Birmingham, AL
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