FacultyFaculty/Author Profile
Stephanie R. Breslow

Stephanie R. Breslow

Schulte Roth & Zabel LLP

New York, NY, USA


Stephanie R. Breslow is a partner in the New York office of Schulte Roth & Zabel LLP, co-head of the Investment Management Group and a member of the firm's Executive Committee. Her practice includes investment management, partnerships and securities, with a focus on the formation of liquid-securities funds (including hedge funds and hybrid funds), private equity funds (including LBO, mezzanine, distressed, real estate and venture), and providing regulatory advice to investment managers and broker-dealers. She also represents fund sponsors and institutional investors in connection with seed-capital investments in fund managers and acquisitions of interests in investment management businesses, and represents funds of funds and other institutional investors in connection with their investment activities.

Recently named Secretary of the Investment Funds Committee of the International Bar Association, Stephanie is a founding member and former chair of the Private Investment Fund Forum, a member of the Advisory Board of Third Way Capital Markets Initiative, a member of the Board of Directors of 100 Women in Hedge Funds, and a former member of the Steering Committee of the Wall Street Fund Forum. She is listed in Chambers USA, Chambers Global: The World's Leading Lawyers, The Legal500 United States, Best Lawyers in America, America's Leading Lawyers, Who's Who Legal: The International Who's Who of Business Lawyers, IFLR Guides, and the PLC Cross-border Private Equity Handbook, among other leading directories. Stephanie was also named one of The Hedge Fund Journals 50 Leading Women in Hedge Funds.

A graduate of Harvard University and Columbia University School of Law, where she was a Harlan Fiske Stone Scholar, Stephanie co-authored Private Equity Funds: Formation and Operation (Practising Law Institute, 2009).

Stephanie R. Breslow is associated with the following items:
Treatise  Treatise Private Equity Funds: Formation and Operation
Treatise Chapters  Treatise Chapters Appendix J: Side Letter Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix K: Transfer Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Introduction - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix L: Term Sheet - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix E: Securities Law: Fund Counsel's Opinion Letter to Fund Limited Partners - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Seed Investors and Other Strategic Investors - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix R: Institutional Limited Partners Association--Private Equity Principles - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
ERISA - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix P: Excerpts from a Subscription Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Introduction to Private Equity Funds - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Organizational Options for Funds and Their Sponsors - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix M: Sample Amendment Procedure - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Employment Matters - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix F: Tax Law: Fund Counsel's Opinion Letter to Fund Limited Partners - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix A: Limited Partnership Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Securities Act of 1933 - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Table of Authorities - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix I: Delaware Limited Partnership, Certificate of Limited Partnership - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix D: Corporate Law: Fund Counsel's Opinion Letter to Fund Limited Partners - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Anti-Money Laundering - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix Q: Comparison of Hedge Fund and Private Equity Terms - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Other Regulations Affecting Funds and Sponsors - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix O: Miscellaneous Covenants for Partners of (General Partner/Manager) - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Terms of Private Equity Funds - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Ownership and Compensation Arrangements for Fund Sponsors - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Adopting a Compliance Program - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix H: Delaware Limited Liability Company, Certificate of Formation - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix C: Guarantee - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Investment Advisers Act of 1940 - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix N: Subsequent Closings Language - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Fund Documentation - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix G: Certificate of General Partner in Connection with Tax Law Opinion Letter from Fund's Counsel - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Appendix B: Investment Management Agreement - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Investment Company Act of 1940 - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Ongoing Global Issues and Lessons Learned from the 2008 Global Financial Crisis - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Index to Private Equity Funds - Private Equity Funds: Formation and Operation , Friday, May 22, 2009
Advisers to Private Equity Funds--Practical Compliance Considerations - Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law , Friday, December 16, 2011
Transcripts  Transcripts Private Equity Deal Terms - Private Equity Deal Terms , Friday, February 05, 2010
Conflicts of Interest and Other Ethics Issues - Conflicts of Interest and Other Ethics Issues , Thursday, July 12, 2012
Managing Hedge Funds Through Critical Issues - Managing Hedge Funds Through Critical Issues , Monday, September 10, 2012
CHB Chapters  CHB Chapters Conflicts of Interest and Other Ethics Issues - Private Equity Forum (Thirteenth Annual) , Monday, July 09, 2012
Managing Fund Liquidity - Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 05, 2012
Alert--SEC Updates Form PF Frequently Asked Questions - Investment Management Institute 2013 , Thursday, March 07, 2013
Alert--Financial Regulatory Reform: Key Issues for Private Fund Managers - Investment Management Institute 2013 , Thursday, March 07, 2013
Alert--Private Fund Systemic Risk Reporting - Investment Management Institute 2013 , Thursday, March 07, 2013
Alert--Private Fund Systemic Risk Reporting - Investment Management Institute 2013 , Thursday, March 07, 2013
Client Memorandum--Final Rules for the Private Fund Investment Advisers Registration Act of 2010 - Investment Management Institute 2013 , Thursday, March 07, 2013
Web Segment  Web Segment Conflicts of Interest and Other Ethics Issues - Private Equity Forum 2012 (Thirteenth Annual) , Thursday, July 12, 2012
Managing Hedge Funds Through Critical Issues - Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Monday, September 10, 2012
The Regulation of Private Fund Managers - Investment Management Institute 2013 , Friday, March 15, 2013
MP3 Audio  MP3 Audio Thirteenth Annual Private Equity Forum: Conflicts of Interest and Other Ethics Issues - Conflicts of Interest and Other Ethics Issues , Tuesday, July 17, 2012
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - Managing Hedge Funds Through Critical Issues - Managing Hedge Funds Through Critical Issues , Monday, September 10, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg rteenth Annual Private Equity Forum: Conflicts of Interest and Other Ethics Issues - Conflicts of Interest and Other Ethics Issues , Tuesday, July 17, 2012
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace - Managing Hedge Funds Through Critical Issues - Managing Hedge Funds Through Critical Issues , Monday, September 10, 2012
On-Demand Web Programs  On-Demand Web Programs Private Equity Forum 2012 (Thirteenth Annual) , Tuesday, July 24, 2012 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 19, 2012 , New York, NY
Investment Management Institute 2013 , Friday, March 22, 2013 , New York, NY
Audio CD  Audio CD Private Equity Forum (Thirteenth Annual) , Tuesday, August 07, 2012 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, October 03, 2012 , New York, NY
DVD Video  DVD Video Private Equity Forum (Thirteenth Annual) , Tuesday, August 21, 2012 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, October 17, 2012 , New York, NY
Live Seminar  Live Seminar Private Equity Forum (Fourteenth Annual) , Monday, July 08, 2013 , New York, NY
Hedge Fund Management 2013 , Thursday, September 12, 2013 , New York, NY
Private Equity Forum (Thirteenth Annual) , Monday, July 09, 2012 , New York, NY
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace , Wednesday, September 05, 2012 , New York, NY
Investment Management Institute 2013 , Thursday, March 07, 2013 , New York, NY
Live Webcast  Live Webcast Private Equity Forum (Fourteenth Annual) , Monday, July 08, 2013 , New York, NY
Hedge Fund Management 2013 , Thursday, September 12, 2013 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Private Equity Forum (Fourteenth Annual) , Monday, July 08, 2013 , Boston, MA
Private Equity Forum (Fourteenth Annual) , Monday, July 08, 2013 , Mechanicsburg, PA
Private Equity Forum (Fourteenth Annual) , Monday, July 08, 2013 , Pittsburgh, PA
Private Equity Forum (Fourteenth Annual) , Monday, July 08, 2013 , Philadelphia, PA
Hedge Fund Management 2013 , Thursday, September 12, 2013 , Birmingham, AL
Hedge Fund Management 2013 , Thursday, September 12, 2013 , Boston, MA
Hedge Fund Management 2013 , Thursday, September 12, 2013 , Columbus, OH
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