FacultyFaculty/Author Profile

Shelley E. Parratt

U.S. Securities and Exchange Commission
Deputy Director, Disclosure Operations, Division of Corporation Finance
Washington, DC, USA


Shelley Parratt is the Deputy Director (Disclosure Operations) of the SEC's Division of Corporation Finance. In this capacity, Ms. Parratt oversees the Division's disclosure review program, which is responsible for assisting over 10,000 reporting companies in meeting their disclosure obligations under the federal securities laws.  Ms. Parratt also assists the Director in strategic planning for the Division and in developing Division policy and operational procedures.

Ms. Parratt served as the Acting Director of the Division during the first half of 2009, overseeing all disclosure review, rulemaking, and other Division operations. Ms. Parratt also has served in a number of other positions since joining the Division, including Assistant Director and Associate Director. She received a MBA from Syracuse University and a BA from St. Lawrence University.

Shelley E. Parratt is associated with the following items:
Audio CD  Audio CD The SEC Speaks in 2012 , Saturday, March 24, 2012 , Washington, DC
Securities Offerings 2012: A Public Offering: How It Is Done , Wednesday, May 09, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, December 05, 2012 , New York, NY
DVD Video  DVD Video The SEC Speaks in 2012 , Saturday, April 07, 2012 , Washington, DC
Securities Offerings 2012: A Public Offering: How It Is Done , Wednesday, May 23, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, December 19, 2012 , New York, NY
Audio Only On-Demand Web  Audio Only On-Demand Web The JOBS Act: A Dialogue with Senior Staff from the SEC Division of Corporation Finance and Private Practitioners (Audio-only) , Wednesday, April 25, 2012
Web Segment  Web Segment Update from the Division of Corporation Finance - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
Minding Your Knitting - Ongoing Disclosure and Compensation Challenges - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
Q & A with the SEC Staff - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
Workshop A (Corporation Finance) - The SEC Speaks in 2013 , Monday, February 25, 2013
MP3 Audio  MP3 Audio 44th Annual Institute on Securities Regulation: Update from the Division of Corporation Finance - Update from the Division of Corporation Finance , Thursday, November 15, 2012
44th Annual Institute on Securities Regulation: Minding Your Knitting - Ongoing Disclosure and Compensation Challenges - Minding Your Knitting - Ongoing Disclosure and Compensation Challenges , Thursday, November 15, 2012
44th Annual Institute on Securities Regulation: Q & A with the SEC Staff - Q & A with the SEC Staff , Thursday, November 15, 2012
The SEC Speaks in 2013: Workshop A (Corporation Finance) - Workshop A (Corporation Finance) , Thursday, February 28, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg 44th Annual Institute on Securities Regulation: Q & A with the SEC Staff - Q & A with the SEC Staff , Thursday, November 15, 2012
44th Annual Institute on Securities Regulation: Update from the Division of Corporation Finance - Update from the Division of Corporation Finance , Thursday, November 15, 2012
44th Annual Institute on Securities Regulation: Minding Your Knitting - Ongoing Disclosure and Compensation Challenges - Minding Your Knitting - Ongoing Disclosure and Compensation Challenges , Thursday, November 15, 2012
The SEC Speaks in 2013: Workshop A (Corporation Finance) - Workshop A (Corporation Finance) , Thursday, February 28, 2013
On-Demand Web Programs  On-Demand Web Programs Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
The SEC Speaks in 2013 , Saturday, March 09, 2013 , Washington, DC
LiveSeminar  Live Seminar Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
The SEC Speaks in 2013 , Friday, February 22, 2013 , Washington, DC
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