FacultyFaculty/Author Profile

Sean McKessy

US Securities and Exchange Commission
Chief, Office of the Whistleblower, Division of Enforcement
Washington, DC, USA


Sean McKessy re-joined the SEC in February 2011 to oversee the Office of the Whistleblower in the Division of Enforcement. In that role, Mr. McKessy leads a program charged with working with whistleblowers, handling their tips and complaints, and helping the Commission determine the awards for individuals who provide the agency with information that leads to successful enforcement actions.

Mr. McKessy had a previous stint at the SEC, where he was a Senior Counsel in the Division of Enforcement from 1997 to 2000. More recently, Mr. McKessy served as corporate secretary for both Altria Group, Inc. and AOL Inc., and as securities counsel for Caterpillar, Inc. In these roles, Mr. McKessy developed and supervised internal compliance and reporting programs related to the federal securities laws, served as corporate compliance officer, and coordinated the reporting of potential violations to boards of directors. He is a graduate of the University of Notre Dame and the National Law Center at George Washington University.
Sean McKessy is associated with the following items:
Audio CD  Audio CD The SEC Speaks in 2012 , Saturday, March 24, 2012 , Washington, DC
Securities Regulation Institute (44th Annual) , Wednesday, December 05, 2012 , New York, NY
DVD Video  DVD Video The SEC Speaks in 2012 , Saturday, April 07, 2012 , Washington, DC
Securities Regulation Institute (44th Annual) , Wednesday, December 19, 2012 , New York, NY
Web Segment  Web Segment Ethics: Dealing with Whistleblowers and Investigations - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
MP3 Audio  MP3 Audio 44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations - Ethics: Dealing with Whistleblowers and Investigations , Thursday, November 15, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg 44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations - Ethics: Dealing with Whistleblowers and Investigations , Thursday, November 15, 2012
On-Demand Web Programs  On-Demand Web Programs Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
LiveSeminar  Live Seminar Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
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