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Richard H. Walker

Richard H. Walker

Deutsche Bank AG
General Counsel, Member of the Group Executive Committee
New York, NY, USA


Prior to joining Deutsche Bank, Richard H. Walker served as the Director of the Division of Enforcement of the United States Securities and Exchange Commission from April 1998 to September 2001. For over two years prior to his appointment to that position, Mr. Walker served as the Commission's General Counsel. Prior to his appointment as General Counsel, Mr. Walker was the Regional Director of the Commission's Northeast Regional Office from 1991 through 1995.

Mr. Walker was awarded the Presidential Rank Distinguished Service Award in 1997 -- the highest federal award for government service.  He also received the Commission's Distinguished Service Award in 2000 and the Chairman's Award for Excellence under both Chairman Levitt in 2000 and Chairman Breeden in 1992. In 1997, he was awarded the Commission's Law and Policy Award in recognition of his participation in the government's victory in U.S. v. O'Hagan, in which the United States Supreme Court upheld the misappropriation theory of insider trading. 

Prior to joining the Commission, Mr. Walker spent fifteen years in the New York office of Cadwalader, Wickersham & Taft, where he was a litigation partner specializing in corporate, securities, and commercial litigation.From 1975 to 1976, Mr. Walker served as law clerk to the Honorable Collins J. Seitz, former Chief Judge of the United States Court of Appeals for the Third Circuit. Mr. Walker is a 1972 Phi Beta Kappa graduate of Trinity College. In 1975, he was awarded his J.D. degree, cum laude, by Temple Law School, where he served as Editor-in-Chief of the Temple Law Quarterly.

Richard H. Walker is associated with the following items:
Web Segment  Web Segment Enforcement Roundtable - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
General Counsel Roundtable - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
Transcripts  Transcripts General Counsel Roundtable - General Counsel Roundtable , Tuesday, November 13, 2012
MP3 Audio  MP3 Audio 44th Annual Institute on Securities Regulation: General Counsel Roundtable - General Counsel Roundtable , Thursday, November 15, 2012
44th Annual Institute on Securities Regulation: Enforcement Roundtable - Enforcement Roundtable , Thursday, November 15, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg 44th Annual Institute on Securities Regulation: Enforcement Roundtable - Enforcement Roundtable , Thursday, November 15, 2012
44th Annual Institute on Securities Regulation: General Counsel Roundtable - General Counsel Roundtable , Thursday, November 15, 2012
On-Demand Web Programs  On-Demand Web Programs Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
Corporate Governance - A Master Class 2013 , Wednesday, February 27, 2013 , New York, NY
DVD Video  DVD Video Securities Regulation Institute (44th Annual) , Wednesday, December 19, 2012 , New York, NY
LiveSeminar  Live Seminar Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013 , New York, NY
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