FacultyFaculty/Author Profile
Rick Grove

Rick Grove

Rutter Associates, LLC
Chief Executive Officer
New York, NY, USA


Rick Grove is a Partner and the Chief Executive Officer of Rutter Associates LLC, the New York based financial markets risk management consulting firm.  Rutter Associates’ consulting practice encompasses a wide range of financial markets risk management and valuation advisory work for financial institutions, corporations and regulators in the Americas, Europe, Asia and the Middle East.  In addition to managing Rutter Associates, Rick’s own practice focuses on derivatives and structured credit products.  He has acted as a consultant and expert on a variety of disputes being mediated, arbitrated or litigated in New York, London, Hong Kong, Singapore and Taipei.

Rick has spent over 30 years working in the financial markets, as both an investment banker and a lawyer.  From 1997 to 2001, he was the CEO of the International Swaps and Derivatives Association (ISDA).  Following ISDA and before joining Rutter Associates, Rick was a Managing Director at Bank of America, co-managing the Global Commodity Derivatives Group.  Prior to joining ISDA, he worked as a marketer in the fixed income and derivatives businesses at Paribas Capital Markets and headed the Financing Desk and the Fixed Income Syndicate Desk in New York.  Rick originally joined Banque Paribas as General Counsel of Paribas Corporation after practicing capital markets, mergers & acquisitions and general corporate law with Cravath, Swaine & Moore in New York and London.

Rick is currently Senior Advisor to the American Bar Association’s Task Force on Financial Engineering for Economic Development and is a member of the panel of experts of P.R.I.M.E. Finance, the financial markets dispute resolution service based in The Hague.  He has served on the CFTC’s Global Markets Advisory Council and the World Bank’s Financial Markets and Development Conference Advisory Board.  Rick has chaired ISDA’s U.S. Regulatory Committee and has testified about the derivatives markets before the U.S. Senate and U.S. House of Representatives.  He has served on ISDA’s panel of experts for credit event determination arbitrations.

Rick authored “Valuation in the context of derivatives litigation” in the April 2011 issue of the Oxford University Capital Markets Law Journal and a chapter entitled “Overview of Derivative Products” in International Financial Disputes:  Arbitration and Mediation (published March 2015 by Oxford University Press).  He has taught classes on derivatives, structured credit products and risk management at Columbia University, New York University, Princeton University, the University of St Andrews, the Practicing Law Institute in New York, the Bank of China Institute for International Finance in Beijing, China International Economic and Trade Arbitration Commission in Beijing, Instituto de Estudios Judiciales in Santiago, Chile, and for banks and law firms in New York, London, Amsterdam, Brussels, Singapore and Tokyo.  Rick has conducted training sessions on the economics of financial markets transactions for the justices of the Delaware Supreme Court and Delaware Chancery Court and the justices of the Singapore Supreme Court.

Rick is a member of the International Institute for Strategic Studies (IISS) in London, the Atlantic Council in Washington, the bar of the State of New York, the American Bar Association’s International Section, the International Advisory Committee of EcoPeace/Friends of the Earth Middle East and the Board of the University of St Andrews American Foundation.  As a Board member of the U.S. Friends of the IISS, Rick has recently hosted briefings for financial markets participants on (1) geo-political and security issues in East Asia and South East Asia, (2) the conflicts in Syria and Iraq, (3) the role of the United States Dollar in global political and economic affairs and the prospects for the Chinese Renminbi to play a similar role, (4) the conflict between Russia and Ukraine, (5) the Iran nuclear negotiations, (6) India’s foreign policy under Prime Minister Modi, (7) China’s role in the global economy, (8) the political, economic and security situation in Afghanistan and (9) the potential for nuclear weapons proliferation in East Asia.

Rick received his J.D. magna cum laude from Harvard University, where he was an editor of the Harvard International Law Journal, and his A.B. summa cum laude from Princeton University where he was enrolled in the Woodrow Wilson School of Public and International Affairs.

Rick Grove is associated with the following items:
CHB Chapters  CHB Chapters Valuation in the Context of Derivatives Litigation - Fundamentals of Swaps & Other Derivatives 2016, Monday, October 24, 2016
Web Segment  Web Segment Swap Basics - Fundamentals of Swaps & Other Derivatives 2016, Tuesday, October 25, 2016
MP3 Audio  MP3 Audio Swap Basics - Swap Basics, Tuesday, October 25, 2016
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Swap Basics - Swap Basics, Tuesday, October 25, 2016
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Swaps & Other Derivatives 2016, Thursday, October 27, 2016, New York, NY
Live Seminar  Live Seminar Fundamentals of Swaps & Other Derivatives 2017, Monday, October 23, 2017, New York, NY
Live Webcast  Live Webcast Fundamentals of Swaps & Other Derivatives 2017, Monday, October 23, 2017, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Fundamentals of Swaps & Other Derivatives 2017, Monday, October 23, 2017, Philadelphia, PA
Fundamentals of Swaps & Other Derivatives 2017, Monday, October 23, 2017, Atlanta, GA
Fundamentals of Swaps & Other Derivatives 2017, Monday, October 23, 2017, Boston, MA
Fundamentals of Swaps & Other Derivatives 2017, Monday, October 23, 2017, New Brunswick , NJ
Fundamentals of Swaps & Other Derivatives 2017, Monday, October 23, 2017, Mechanicsburg, PA
Fundamentals of Swaps & Other Derivatives 2017, Monday, October 23, 2017, Pittsburgh, PA
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