FacultyFaculty/Author Profile
Rebecca Walker

Rebecca Walker

Kaplan & Walker LLP

Santa Monica, CA, USA


 
 

Rebecca Walker is a partner in the law firm of Kaplan & Walker LLP, a law firm specializing in compliance and ethics located in Santa Monica, California and Princeton, New Jersey. Ms. Walker advises clients on the development and implementation of compliance and ethics programs that are tailored to each client's legal risks and business needs and that conform to applicable government requirements and pronouncements regarding effective compliance programs. Ms. Walker has counseled numerous companies in diverse industries on the various components of their compliance and ethics programs, including risk assessment, codes of conduct and other policies, compliance training, monitoring and auditing systems, reporting procedures, program structure and program documentation. She has also conducted numerous assessments of companies' compliance and ethics programs and compliance risk assessments. Her clients have included companies from the consumer products, apparel, financial services, pharmaceutical, healthcare, banking, advertising, consulting, telecommunications, energy, retail and airline industries, including many companies in the Fortune 500.

Ms. Walker currently serves as Program Director for The Conference Board's Research Working Group on Safeguarding Intellectual Property and Preventing Corruption in the Global Supply Chain.  She also chairs the Practising Law Institute's annual Compliance and Ethics Institute in New York and PLI's annual Advanced Compliance and Ethics Workshop in San Francisco. Ms. Walker also serves on the Advisory Boards of the Society of Corporate Compliance and Ethics and the Corporate Compliance Center at the South Texas College of Law.

Ms. Walker has published numerous articles regarding compliance and ethics. She is a contributing editor of ethikos, a leading compliance and ethics journal, and serves on the editorial board of Compliance and Ethics, a bi-monthly magazine.

Ms. Walker received her B.A. (magna cum laude, Phi Beta Kappa) from Georgetown University and her J.D. (cum laude) from Harvard Law School. 

Rebecca Walker is associated with the following items:
Treatise Chapters  Treatise Chapters International Corporate Compliance; And Appendices 6A-6B - International Corporate Practice , Wednesday, November 21, 2007
CHB Chapters  CHB Chapters The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview - Financial Services Industry Regulatory Compliance & Ethics Forum 2009 , Wednesday, November 11, 2009
Compliance and Ethics Officer Positioning: A Benchmarking Survey - Advanced Compliance and Ethics Workshop 2012 , Tuesday, October 09, 2012
Speech by SEC Staff: The Role of Compliance and Ethics in Risk Management - Advanced Compliance and Ethics Workshop 2012 , Tuesday, October 09, 2012
Third-Party Codes of Conduct: A Benchmarking Survey - Advanced Compliance and Ethics Workshop 2012 , Tuesday, October 09, 2012
The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview - Advanced Compliance and Ethics Workshop 2012 , Tuesday, October 09, 2012
Effectively Handling Conflicts of Interest - Advanced Compliance and Ethics Workshop 2012 , Tuesday, October 09, 2012
How Much Guidance Does Your Organization Provide Its Compliance and Ethics Investigators? A Benchmarking Survey - Advanced Compliance and Ethics Workshop 2012 , Tuesday, October 09, 2012
The Importance of Program Assessment: An SCCE Benchmarking Survey - Advanced Compliance and Ethics Workshop 2012 , Tuesday, October 09, 2012
The Importance of Program Assessment: An SCCE Benchmarking Survey (October 2010) - Corporate Compliance and Ethics Institute 2013 , Thursday, May 09, 2013
The Evolution of the Law of Corporate Compliance in the United States: A Brief Overview (March 2013) - Corporate Compliance and Ethics Institute 2013 , Thursday, May 09, 2013
Revisions to the Federal Sentencing Guidelines for Organizations - Corporate Compliance and Ethics Institute 2013 , Thursday, May 09, 2013
Government Has Set Compliance Agenda for 2013–Have You? (November 27, 2012) - Corporate Compliance and Ethics Institute 2013 , Thursday, May 09, 2013
Compliance and Ethics Officer Positioning: A Benchmarking Survey (December 2009) - Corporate Compliance and Ethics Institute 2013 , Thursday, May 09, 2013
Course Handbooks  Course Handbooks Advanced Compliance and Ethics Workshop 2012
Corporate Compliance and Ethics Institute 2013
Web Segment  Web Segment Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures - Advanced Compliance and Ethics Workshop 2012 , Thursday, November 29, 2012
The Government's Perspective on Compliance and Ethics Programs - Corporate Compliance and Ethics Institute 2013 , Wednesday, June 12, 2013
The Essential Components of a Program, Ethics and Culture - Corporate Compliance and Ethics Institute 2013 , Wednesday, June 12, 2013
MP3 Audio  MP3 Audio Advanced Compliance and Ethics Workshop 2012: Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures - Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures , Thursday, November 29, 2012
Setting Your Compliance Program Agenda for 2013 , Wednesday, January 09, 2013
Corporate Compliance and Ethics Institute 2013: The Essential Components of a Program, Ethics and Culture - The Essential Components of a Program, Ethics and Culture , Thursday, June 13, 2013
Corporate Compliance and Ethics Institute 2013: The Government's Perspective on Compliance and Ethics Programs - The Government's Perspective on Compliance and Ethics Programs , Thursday, June 13, 2013
Transcripts  Transcripts Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures - Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures , Thursday, November 29, 2012
Setting Your Compliance Program Agenda for 2013 (Audio-only) - Setting Your Compliance Program Agenda for 2013 (Audio-only) , Thursday, January 24, 2013
The Government's Perspective on Compliance and Ethics Programs - The Government's Perspective on Compliance and Ethics Programs , Wednesday, June 12, 2013
The Essential Components of a Program, Ethics and Culture - The Essential Components of a Program, Ethics and Culture , Wednesday, June 12, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Advanced Compliance and Ethics Workshop 2012: Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures - Conflicts of Interest and Gifts and Entertainment: Risks and Compliance Measures , Thursday, November 29, 2012
Corporate Compliance and Ethics Institute 2013: The Essential Components of a Program, Ethics and Culture - The Essential Components of a Program, Ethics and Culture , Thursday, June 13, 2013
Corporate Compliance and Ethics Institute 2013: The Government's Perspective on Compliance and Ethics Programs - The Government's Perspective on Compliance and Ethics Programs , Thursday, June 13, 2013
On-Demand Web Programs  On-Demand Web Programs Advanced Compliance and Ethics Workshop 2012 , Thursday, December 13, 2012 , San Francisco, CA
Corporate Compliance and Ethics Institute 2013 , Friday, June 14, 2013 , New York, NY
Audio Only On-Demand Web  Audio Only On-Demand Web Setting Your Compliance Program Agenda for 2013 (Audio-only) , Thursday, January 24, 2013
Live Seminar  Live Seminar Advanced Compliance and Ethics Workshop 2013 , Monday, November 18, 2013 , San Francisco, CA
Corporate Compliance and Ethics Institute 2014 , Thursday, May 29, 2014 , New York, NY
Advanced Compliance and Ethics Workshop 2014 , Monday, November 17, 2014 , San Francisco, CA
Advanced Compliance and Ethics Workshop 2012 , Wednesday, November 28, 2012 , San Francisco, CA
Corporate Compliance and Ethics Institute 2013 , Thursday, May 30, 2013 , New York, NY
Live Webcast  Live Webcast Advanced Compliance and Ethics Workshop 2013 , Monday, November 18, 2013 , San Francisco, CA
Corporate Compliance and Ethics Institute 2014 , Thursday, May 29, 2014 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Corporate Compliance and Ethics Institute 2014 , Thursday, May 29, 2014 , New Brunswick , NJ
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