FacultyFaculty/Author Profile

Philip Urofsky

Shearman & Sterling LLP

Washington, DC, USA


Philip Urofsky, a partner in the firm's Litigation Group, is a former federal prosecutor whose responsibilities encompassed investigating and prosecuting criminal and civil violations of the Foreign Corrupt Practices Act, as well as the money laundering and mail and wire fraud statutes. He advises clients on conducting internal investigations, designing and implementing compliance programs, and responding to and defending against federal, state, and international criminal, civil, and administrative investigations, prosecutions, and trials on behalf of both business entities and individuals. 

Prior to joining the firm, Mr. Urofsky served as a law clerk to the Honorable James M. Sprouse of the
U.S. Court of Appeals for the Fourth Circuit and in a number of trial and supervisory positions within the U.S. Department of Justice's Criminal Division where he handled all aspects of criminal prosecutions, including investigations, trials, and appeals.  Prior to leaving the Department, he served as Assistant Chief of the Fraud Section, with responsibility for supervising or participating in virtually every FCPA investigation and prosecution. In addition, Mr. Urofsky was a member of the United States' delegation to the OECD Working Group on Corruption and was designated by the U.S. as an expert in anti-corruption law and compliance for the Group's peer review process.  As a DOJ attorney, Mr. Urofsky was the primary drafter of the Department's Principles of Federal Prosecution of Corporations and lectured widely on corporate compliance issues.


Recent Experience

  • Advising financial, pharmaceutical, and telecommunications companies on design and implementation of Foreign Corrupt Practices Act and anti-corruption compliance programs
  • Representation of pharmaceutical, oil & gas, and telecommunications companies in connection with internal investigations and voluntary disclosures to the Department of Justice and the Securities & Exchange Commission
  • Representation of Swiss bank in connection with U.S. tax evasion investigations
  • Representation of senior executive in connection with FCPA and securities law investigation
  • Representation of former general counsel of software programming company in connection with criminal prosecution alleging accounting and securities fraud and money laundering
  • Representation of former chief executive officer of insurance company in connection with criminal prosecution alleging accounting and securities fraud
  • Representation of audit committee of automotive manufacturing company in connection with government investigations
  • Assisted independent monitor retained in connection with a deferred prosecution agreement with the Department of Justice
  • Representation of restaurant chain in enforcement of non-competition clause against former employee
  • As a federal prosecutor, responsible for investigating, prosecuting, and arguing the appeals in cases involving violations of the Foreign Corrupt Practices Act, including U.S. v. Saybolt Inc., U.S. v. David Mead, U.S. v. Cantor, U.S. v. Metcalf & Eddy, U.S. v. Syncor Taiwan, U.S. v. Robert Richard King (and related cases), U.S. v. David Kay & Douglas Murphy, U.S. v. ABB Vetco Gray Inc., et al., U.S. v. Monsanto Corporation, U.S. v. Titan Corporation, and other significant matters
     

Education

  • University of Virginia, J.D., 1988
    •  Virginia Law Review, Articles Review Board
    • Order of the Coif
  • University of Virginia, B.A., 1985, with Highest Distinction

Bar Admission

  District of Columbia; Virginia; United States District Court for the Eastern District of Virginia; United States Courts of Appeals for the First, Third, Fourth, Fifth, and Sixth Circuits

Philip Urofsky is associated with the following items:
CHB Chapters  CHB Chapters FCPA Digest: Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act - White Collar Crime 2011: Prosecutors and Regulators Speak , Monday, October 03, 2011
Recent Trends and Patterns in FCPA Enforcement, January 2012 - The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2012 , Thursday, May 03, 2012
FCPA Digest: Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act - The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 , Thursday, May 02, 2013
MP3 Audio  MP3 Audio The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2012 - Difficult and Unresolved Questions Under the FCPA - Difficult and Unresolved Questions Under the FCPA , Wednesday, May 09, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2012 - Difficult and Unresolved Questions Under the FCPA - Difficult and Unresolved Questions Under the FCPA , Wednesday, May 09, 2012
Audio CD  Audio CD The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2012 , Friday, June 01, 2012 , New York, NY
DVD Video  DVD Video The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2012 , Friday, June 15, 2012 , New York, NY
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