FacultyFaculty/Author Profile

Noah D. Sorkin

AIG Advisor Group
Executive Vice President and General Counsel
New York, NY, USA


Noah D. Sorkin is presently Executive Vice President, General Counsel, for AIG Advisor Group, the operating entity for three (3) nationwide broker-dealer and investment advisory firms serving approximately 5000 registered representatives. In this role he manages a staff of attorneys responsible for all litigation, regulatory and corporate transactional matters. From 1982-88 Mr. Sorkin was an Assistant District Attorney in the Kings County (Brooklyn), NY District Attorney's office. From 1988 through 2005 he worked as an in-house counsel with Prudential Securities Incorporated, eventually serving as Deputy General Counsel responsible for securities arbitrations throughout the firm's national Branch system. From 2006-08, prior to joining AIG Advisor Group, he held positions as a senior in-house attorney with both Oppenheimer & Co., and Fidelity National Financial, supervising litigation and regulatory matters. Mr. Sorkin graduated from Connecticut College in 1979, and from the George Washington University Law School in 1982; he also received an LL.M in taxation from NYU Law School in 2001.
Noah D. Sorkin is associated with the following items:
Web Segment  Web Segment Supervision - Fundamentals of Broker-Dealer Regulation 2012 , Tuesday, July 03, 2012
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Broker-Dealer Regulation 2012 , Monday, July 09, 2012 , New York, NY
Audio CD  Audio CD Fundamentals of Broker-Dealer Regulation 2012 , Monday, July 23, 2012 , New York, NY
LiveSeminar  Live Seminar Fundamentals of Broker-Dealer Regulation 2012 , Monday, June 25, 2012 , New York, NY
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