FacultyFaculty/Author Profile
N. Adele Hogan

N. Adele Hogan

Hogan Law Associates PLLC

New York, NY, USA


Adele Hogan's practice focuses on:

• General corporate matters
• Securities & finance
• M&A and joint ventures
• Restructurings and bankruptcies
• Private equity, hedge funds and derivatives
• Internal investigations, FCPA and dispute resolutions
• Regulatory, compliance and risk

In the securities area, Ms. Hogan has worked for underwriters and issuers in a wide array of industries on offerings of diverse types of securities, including investment grade debt, IPOs of common stock, trust preferred securities, medium-term note programs, 144A offerings, debt tenders, and consent solicitations. She regularly advises on SEC reporting, disclosure and corporate governance issues. Throughout her career, Ms. Hogan has worked on more than 125 offerings totaling over $200 billion.
 
Her work in the restructuring and bankruptcy area involves diverse industries, including airlines, automotive, chemicals, energy and utilities, financial institutions, gaming, hotels and leisure, real estate, and retail.

In the M&A area, she has experience with public company tender offers, going-private transactions, spin-offs, joint ventures and private equity deals.

In regulatory, compliance, risk and internal investigations, her work has included FCPA and whistleblower matters, SEC and FINRA regulatory matters, and corporate governance work.

She has practiced corporate law at some of New York City’s largest firms, including Cravath, Swaine & Moore LLP for 10 years, Shearman & Sterling LLP for 4 years, Willkie, Farr & Gallagher for 5 years, and Cadwalader, Wickersham & Taft LLP, and was a partner at Linklaters LLP and White & Case LLP.


SELECTED HONORS:

Nationally ranked for the six consecutive years as a leading lawyer in the area of capital markets by Chambers USA: America's Leading Lawyers for Business.

Named in New York Best Lawyers – 2013


DIRECTORSHIPS

Past Trustee of The Spence School, New York

Past Chairman and Trustee of The School for Strings, New York

Current Director of non-for-profit, New York


MEMBERSHIPS

 New York City Bar
 
  • M&A Committee (2010-present)
  • Chair of the Securities Regulation Committee (2007-2010)
  • Chair of the Financial Reporting Committee (2004-2007) 
 New York State Bar Association
 
  •  Executive Committee member of Business Law Committee (2007-2009)
  • Securities Regulation Committee (2006-present)
 American Bar Association
 
  •  Federal Securities Regulation (2005–present)
 Society of Corporate Secretaries and Governance Professionals
 
  • NY Chapter (2010-present)
  • Westchester and Southern CT Chapter (2011-present)
National Association of Corporate Directors (2011-present)
SIFMA: Legal and Compliance Committee (2009-2010)
Adjunct Professor of Law: Fordham University Law School (2000-2003)



N. Adele Hogan is associated with the following items:
Course Handbooks  Course Handbooks Understanding the Securities Laws 2012 , New York, NY
CHB Chapters  CHB Chapters SEC Office of Investor Education and Advocacy: Investor Bulletin: The Foreign Corrupt Practices Act--Prohibition of the Payment of Bribes to Foreign Officials - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
SEC's Charges Against Noble Execs--A Noble Pursuit? - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
U.S. Securities and Exchange Commission: Jumpstart Our Business Startups Act Frequently Asked Questions: Confidential Submission Process for Emerging Growth Companies - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
U.S. Securities and Exchange Commission: SEC Enforcement Actions Insider Trading Cases - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
U.S. Securities and Exchange Commission: SEC Enforcement Actions: FCPA Cases - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
Private Placements—Rule 144 Resales of Securities—2013 - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
SEC Release No. 34-67157 (June 7, 2012) (Notice of Filing of Amendments No. 2 and No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3 to Adopt FINRA Rule 5123. . . - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
New York Rules of Professional Conduct (December 20, 2012) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
U.S. Securities and Exchange Commission—Jumpstart Our Business Startups Act Frequently Asked Questions: Generally Applicable Questions on Title I of the JOBS Act (September 28, 2012; May 3, 2012; April 16, 2012) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
U.S. Securities and Exchange Commission—Draft Registration Statements to Be Submitted and Filed on Edgar (September 26, 2012) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
U.S. Securities and Exchange Commission—SEC Says Social Media OK for Company Announcements If Investors are Alerted (April 2, 2013) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
U.S. Securities and Exchange Commission—Notice Required by the Iran Threat Reduction and Syria Human Rights Act of 2012 to Be Filed Through Edgar (December 19, 2012) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
U.S. Securities and Exchange Commission—Accessing the U.S. Capital Markets—a Brief Overview for Foreign Private Issuers (February 20, 2013) - Understanding the Securities Laws 2013 , Thursday, July 25, 2013
Web Segment  Web Segment Registering Securities Under the Securities Act of 1933 - Understanding the Securities Laws 2012 , Monday, December 17, 2012
Introduction to Securities Laws - Understanding the Securities Laws 2012 , Monday, December 17, 2012
Resales of Restricted Securities - Private Placements and Other Financing Alternatives 2013 , Monday, April 22, 2013
Registering Securities Under the Securities Act of 1933 and Disclosure Basics - Understanding the Securities Laws 2013 , Tuesday, July 30, 2013
Evolving Ethics and Professionalism Requirements - Understanding the Securities Laws 2013 , Tuesday, July 30, 2013
Overview of the Federal Securities Laws - Securities Filings 2013: Practical Guidance in a Changing Environment , Wednesday, October 02, 2013
Current Issues in Securities Practice - Securities Filings 2013: Practical Guidance in a Changing Environment , Wednesday, October 02, 2013
Transcripts  Transcripts Introduction to Securities Laws - Introduction to Securities Laws , Monday, December 17, 2012
Resales of Restricted Securities - Resales of Restricted Securities , Monday, April 22, 2013
Evolving Ethics and Professionalism Requirements - Evolving Ethics and Professionalism Requirements , Tuesday, July 30, 2013
MP3 Audio  MP3 Audio Understanding the Securities Laws 2012: Registering Securities Under the Securities Act of 1933 - Registering Securities Under the Securities Act of 1933 , Tuesday, December 18, 2012
Understanding the Securities Laws 2012: Introduction to Securities Laws - Introduction to Securities Laws , Tuesday, December 18, 2012
Private Placements and Other Financing Alternatives 2013: Resales of Restricted Securities - Resales of Restricted Securities , Monday, April 22, 2013
Understanding the Securities Laws 2013: Evolving Ethics and Professionalism Requirements - Evolving Ethics and Professionalism Requirements , Friday, August 02, 2013
Understanding the Securities Laws 2013: Registering Securities Under the Securities Act of 1933 and Disclosure Basics - Registering Securities Under the Securities Act of 1933 and Disclosure Basics , Friday, August 02, 2013
Securities Filings 2013: Practical Guidance in a Changing Environment - Overview of the Federal Securities Laws - Overview of the Federal Securities Laws , Wednesday, October 02, 2013
Securities Filings 2013: Practical Guidance in a Changing Environment - Current Issues in Securities Practice - Current Issues in Securities Practice , Thursday, October 03, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Understanding the Securities Laws 2012: Registering Securities Under the Securities Act of 1933 - Registering Securities Under the Securities Act of 1933 , Tuesday, December 18, 2012
Understanding the Securities Laws 2012: Introduction to Securities Laws - Introduction to Securities Laws , Tuesday, December 18, 2012
Private Placements and Other Financing Alternatives 2013: Resales of Restricted Securities - Resales of Restricted Securities , Monday, April 22, 2013
Understanding the Securities Laws 2013: Evolving Ethics and Professionalism Requirements - Evolving Ethics and Professionalism Requirements , Friday, August 02, 2013
Understanding the Securities Laws 2013: Registering Securities Under the Securities Act of 1933 and Disclosure Basics - Registering Securities Under the Securities Act of 1933 and Disclosure Basics , Friday, August 02, 2013
Securities Filings 2013: Practical Guidance in a Changing Environment - Overview of the Federal Securities Laws - Overview of the Federal Securities Laws , Wednesday, October 02, 2013
Securities Filings 2013: Practical Guidance in a Changing Environment - Current Issues in Securities Practice - Current Issues in Securities Practice , Thursday, October 03, 2013
On-Demand Web Programs  On-Demand Web Programs Understanding the Securities Laws 2012 , Thursday, December 27, 2012 , New York, NY
Private Placements and Other Financing Alternatives 2013 , Monday, April 29, 2013 , New York, NY
Understanding the Securities Laws 2013 , Friday, August 09, 2013 , New York, NY
Securities Filings 2013: Practical Guidance in a Changing Environment , Friday, October 11, 2013 , New York, NY
Live Seminar  Live Seminar Understanding the Securities Laws 2013 , Thursday, December 12, 2013 , New York, NY
Understanding the Securities Laws 2014 , Thursday, July 24, 2014 , New York, NY
Understanding the Securities Laws 2014 , Thursday, December 11, 2014 , New York, NY
Understanding the Securities Laws 2012 , Wednesday, December 12, 2012 , New York, NY
Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013 , New York, NY
Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013 , New York, NY
Understanding the Securities Laws 2013 , Thursday, July 25, 2013 , New York, NY
Live Webcast  Live Webcast Understanding the Securities Laws 2014 , Thursday, December 11, 2014 , New York, NY
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