FacultyFaculty/Author Profile

Margo A. Hassan

FINRA Dispute Resolution
Assistant Chief Counsel
New York, NY, USA


Margo Hassan is an Assistant Chief Counsel, FINRA Dispute Resolution. Ms. Hassan began her career in 1987 as an Arbitration Counsel at the New York Stock Exchange (NYSE). She spent 16 years in various positions in NYSE's Market Surveillance Division, serving for a number of years as a Regulatory Development Counsel responsible for drafting rules and policies, and as a Surveillance Director overseeing reviews of Trading Floor members and other market professionals. In 2006, Ms. Hassan became a Chief Arbitration Counsel for NYSE Dispute Resolution responsible for drafting rules and policies.  In 2007, Ms. Hassan joined FINRA's Office of the Chief Counsel, where, among other duties, she drafts rule proposals for review by the FINRA Board and the Securities and Exchange Commission. She is a graduate of Binghamton University and St. John's University School of Law. Ms. Hassan is a member of the New York Bar.
Margo A. Hassan is associated with the following items:
Web Segment  Web Segment Arbitration Practicum on Prehearing Matters - Securities Arbitration 2012 , Friday, August 03, 2012
MP3 Audio  MP3 Audio Securities Arbitration 2012: Arbitration Practicum on Prehearing Matters - Arbitration Practicum on Prehearing Matters , Friday, August 03, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Securities Arbitration 2012: Arbitration Practicum on Prehearing Matters - Arbitration Practicum on Prehearing Matters , Friday, August 03, 2012
On-Demand Web Programs  On-Demand Web Programs Securities Arbitration 2012 , Thursday, August 16, 2012 , New York, NY
Audio CD  Audio CD Securities Arbitration 2012 , Thursday, August 30, 2012 , New York, NY
DVD Video  DVD Video Securities Arbitration 2012 , Thursday, September 13, 2012 , New York, NY
Live Seminar  Live Seminar Securities Arbitration 2013 , Thursday, August 01, 2013 , New York, NY
Securities Arbitration 2012 , Thursday, August 02, 2012 , New York, NY
Live Webcast  Live Webcast Securities Arbitration 2013 , Thursday, August 01, 2013 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Securities Arbitration 2013 , Thursday, August 01, 2013 , Boston, MA
Securities Arbitration 2013 , Thursday, August 01, 2013 , Pittsburgh, PA
Securities Arbitration 2013 , Thursday, August 01, 2013 , Cleveland, OH
Securities Arbitration 2013 , Thursday, August 01, 2013 , Philadelphia, PA
Securities Arbitration 2013 , Thursday, August 01, 2013 , Birmingham, AL
Securities Arbitration 2013 , Thursday, August 01, 2013 , New Brunswick , NJ
Securities Arbitration 2013 , Thursday, August 01, 2013 , Mechanicsburg, PA
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