FacultyFaculty/Author Profile

Manly Ray

FINRA Dispute Resolution
Regional Director
Boca Raton, FL, USA


Manly Ray is the Southeast Regional Director for FINRA Dispute Resolution. He has over twenty years of experience in the securities, legal and business professions, including the past fourteen years with FINRA.

Manly has a Bachelor of Science degree from Virginia Tech. He has completed FINRA's Institute at Wharton; FINRA's Examiner University program; and coursework in mediation skills and process. Manly was awarded FINRA's Excellence in Service Award in 2002; FINRA's President's award in 2000; and the 1994 Pro Bono award from Piper & Marbury LLP for outstanding casework on a class action sexual harassment lawsuit.

Prior to joining FINRA, Manly worked as a paralegal for the law firm of Piper & Marbury, LLP, and for MCI Communications in their arbitration group. Manly began his FINRA career with the Office of Hearing Officers in Washington, DC in 1998 where he worked until August of 2005. At the Office of Hearing Officers he was promoted to the position of Chief Case Administrator where he was responsible for managing the Deputy Chief Hearing Officer's caseload in addition to supervising all Case Administrators.

In August of 2005 Manly moved to Boca Raton for a position in FINRA's Member Regulation Department as a Compliance Specialist. In 2007 he was promoted to Examination Manager, where he supervised a team of cycle examiners.  In May of 2010 Manly assumed his current role as the Southeast Regional Director, where he is responsible for the day-to-day operations of the Southeast Regional Dispute Resolution office.

Manly Ray is associated with the following items:
Web Segment  Web Segment Arbitration Practicum on Prehearing Matters - Securities Arbitration 2012 , Friday, August 03, 2012
Expungement Hearings - Securities Arbitration 2012 , Friday, August 03, 2012
MP3 Audio  MP3 Audio Securities Arbitration 2012: Expungement Hearings - Expungement Hearings , Friday, August 03, 2012
Securities Arbitration 2012: Arbitration Practicum on Prehearing Matters - Arbitration Practicum on Prehearing Matters , Friday, August 03, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Securities Arbitration 2012: Arbitration Practicum on Prehearing Matters - Arbitration Practicum on Prehearing Matters , Friday, August 03, 2012
Securities Arbitration 2012: Expungement Hearings - Expungement Hearings , Friday, August 03, 2012
On-Demand Web Programs  On-Demand Web Programs Securities Arbitration 2012 , Thursday, August 16, 2012 , New York, NY
Audio CD  Audio CD Securities Arbitration 2012 , Thursday, August 30, 2012 , New York, NY
DVD Video  DVD Video Securities Arbitration 2012 , Thursday, September 13, 2012 , New York, NY
LiveSeminar  Live Seminar Securities Arbitration 2012 , Thursday, August 02, 2012 , New York, NY
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