CHB Chapters |
Trends in SEC Enforcement
Trends in SEC Enforcement -
Enforcement 2012: Multi-Agency Enforcement Efforts
, Wednesday, April 18, 2012
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Recent Developments in SEC Enforcement and Internal Investigations
Recent Developments in SEC Enforcement and Internal Investigations -
Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World
, Tuesday, June 12, 2012
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Recent SEC Cases Against Regulated Entities & Individuals
Recent SEC Cases Against Regulated Entities & Individuals -
Broker/Dealer Regulation and Enforcement 2012
, Wednesday, October 24, 2012
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Recent Developments in SEC Enforcement and Internal Investigations
Recent Developments in SEC Enforcement and Internal Investigations -
Securities Regulation Institute (44th Annual)
, Wednesday, November 07, 2012
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