| Linda Chatman Thomsen is associated with the following items: |
Course Handbooks |
Enforcement 2012: Multi-Agency Enforcement Efforts
Enforcement 2012: Multi-Agency Enforcement Efforts -
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Enforcement 2013: Perspectives from Government Agencies
Enforcement 2013: Perspectives from Government Agencies -
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CHB Chapters |
Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA)
Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA) -
Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment
, Wednesday, April 25, 2012
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Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA) Chart
Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA) Chart -
Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment
, Wednesday, April 25, 2012
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U.S. v. Quest Diagnostics Inc., 2011 WL 1330542 (S.D.N.Y. Apr. 5, 2011)
U.S. v. Quest Diagnostics Inc., 2011 WL 1330542 (S.D.N.Y. Apr. 5, 2011) -
Securities Regulation Institute (44th Annual)
, Wednesday, November 07, 2012
,
Public Statement by SEC Official: Letter Regarding Washington State Bar Association's Proposed Opinion on the Effect of the SEC's Attorney Conduct Rules, by Giovanni P. Prezioso, General Counsel, U.S. Securities and Exchange Commission, July 23, 2003
Public Statement by SEC Official: Letter Regarding Washington State Bar Association's Proposed Opinion on the Effect of the SEC's Attorney Conduct Rules, by Giovanni P. Prezioso, General Counsel, U.S. Securities and Exchange Commission, July 23, 2003 -
Securities Regulation Institute (44th Annual)
, Wednesday, November 07, 2012
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A Review of the Extraterritorial Application on U.S. Securities Laws in Non-FCPA Cases (March 21, 2013)
A Review of the Extraterritorial Application on U.S. Securities Laws in Non-FCPA Cases (March 21, 2013) -
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment
, Wednesday, June 05, 2013
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Web Segment |
Enforcement & Compliance
Enforcement & Compliance -
Directors' Institute on Corporate Governance 2012 (Tenth Annual)
, Thursday, September 13, 2012
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Ethics: Dealing with Whistleblowers and Investigations
Ethics: Dealing with Whistleblowers and Investigations -
Securities Regulation Institute 2012 (44th Annual)
, Tuesday, November 13, 2012
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MP3 Audio |
Directors' Institute on Corporate Governance (Tenth Annual): Enforcement & Compliance
Directors' Institute on Corporate Governance (Tenth Annual): Enforcement & Compliance -
Enforcement & Compliance
, Thursday, September 13, 2012
,
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations -
Ethics: Dealing with Whistleblowers and Investigations
, Thursday, November 15, 2012
,
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MP4 - Mobile Video Seg |
Directors' Institute on Corporate Governance (Tenth Annual): Enforcement & Compliance
Directors' Institute on Corporate Governance (Tenth Annual): Enforcement & Compliance -
Enforcement & Compliance
, Thursday, September 13, 2012
,
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations -
Ethics: Dealing with Whistleblowers and Investigations
, Thursday, November 15, 2012
,
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On-Demand Web Programs |
Directors' Institute on Corporate Governance 2012 (Tenth Annual)
Directors' Institute on Corporate Governance 2012 (Tenth Annual) -
Directors' Institute on Corporate Governance (Tenth Annual)
, Wednesday, September 26, 2012
, New York, NY
Securities Regulation Institute 2012 (44th Annual)
Securities Regulation Institute 2012 (44th Annual) -
Securities Regulation Institute (44th Annual)
, Wednesday, November 21, 2012
, New York, NY
Enforcement 2013: Perspectives from Government Agencies
Enforcement 2013: Perspectives from Government Agencies -
Enforcement 2013: Perspectives from Government Agencies
, Friday, May 10, 2013
, New York, NY
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Live Seminar |
First Annual Institute on Current Developments in Latin American Cross-Border Securities Transactions 2013
First Annual Institute on Current Developments in Latin American Cross-Border Securities Transactions 2013 -
First Annual Institute on Current Developments in Latin American Cross-Border Securities Transactions 2013
, Tuesday, September 17, 2013
, São Paulo
Securities Regulation Institute (45th Annual)
Securities Regulation Institute (45th Annual) -
Securities Regulation Institute (45th Annual)
, Wednesday, November 06, 2013
, New York, NY
Enforcement 2014: Perspectives from Government Agencies
Enforcement 2014: Perspectives from Government Agencies -
Enforcement 2014: Perspectives from Government Agencies
, Friday, April 25, 2014
, New York, NY
Directors' Institute on Corporate Governance (Tenth Annual)
Directors' Institute on Corporate Governance (Tenth Annual) -
, Wednesday, September 12, 2012
, New York, NY
Securities Regulation Institute (44th Annual)
Securities Regulation Institute (44th Annual) -
, Wednesday, November 07, 2012
, New York, NY
Enforcement 2013: Perspectives from Government Agencies
Enforcement 2013: Perspectives from Government Agencies -
, Friday, April 26, 2013
, New York, NY
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Live Webcast |
Securities Regulation Institute (45th Annual)
Securities Regulation Institute (45th Annual) -
Securities Regulation Institute (45th Annual)
, Wednesday, November 06, 2013
, New York, NY
Enforcement 2014: Perspectives from Government Agencies
Enforcement 2014: Perspectives from Government Agencies -
Enforcement 2014: Perspectives from Government Agencies
, Friday, April 25, 2014
, New York, NY
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