FacultyFaculty/Author Profile
Linda Chatman Thomsen

Linda Chatman Thomsen

Davis Polk & Wardwell LLP

Washington, DC, USA


Linda Chatman Thomsen, who was the first woman to serve as the Director of the Division of Enforcement at the Securities and Exchange Commission, is a partner in Davis Polk's Litigation Department and practices in the Washington DC office. Her practice concentrates in matters related to the enforcement of the federal securities laws. She has represented clients in SEC enforcement investigations and inquiries, in enforcement matters before other agencies, including the Department of Justice (various U.S. Attorneys Offices) and the Commodities Futures Trading Commission, in investigations and inquiries from self-regulatory agencies, including FINRA, and in internal investigations. These matters, which are typically non-public, have covered a broad range of securities related subject matters, including insider trading, foreign corrupt practices, financial reporting, manipulation and regulatory compliance. Her clients have included major financial institutions, regulated entities, public companies and senior executives.

Ms. Thomsen returned to Davis Polk in 2009 after 14 years of public service at the SEC. While there she held a variety of positions and ultimately served as the Director of Enforcement from 2005 through February 2009. During her tenure as the Director of Enforcement, she led the Enron investigation, the auction rate securities settlements, the stock options back dating cases and the expansion of the enforcement of the Foreign Corrupt Practice Act.

She is a graduate of Smith College (A.B. '76, Government (High Honors)) and Harvard Law School (J.D. '79).

Linda Chatman Thomsen is associated with the following items:
Course Handbooks  Course Handbooks Enforcement 2012: Multi-Agency Enforcement Efforts
Enforcement 2013: Perspectives from Government Agencies
CHB Chapters  CHB Chapters Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA) - Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment , Wednesday, April 25, 2012
Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA) Chart - Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment , Wednesday, April 25, 2012
U.S. v. Quest Diagnostics Inc., 2011 WL 1330542 (S.D.N.Y. Apr. 5, 2011) - Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012
Public Statement by SEC Official: Letter Regarding Washington State Bar Association's Proposed Opinion on the Effect of the SEC's Attorney Conduct Rules, by Giovanni P. Prezioso, General Counsel, U.S. Securities and Exchange Commission, July 23, 2003 - Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012
A Review of the Extraterritorial Application on U.S. Securities Laws in Non-FCPA Cases (March 21, 2013) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Web Segment  Web Segment Enforcement & Compliance - Directors' Institute on Corporate Governance 2012 (Tenth Annual) , Thursday, September 13, 2012
Ethics: Dealing with Whistleblowers and Investigations - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
MP3 Audio  MP3 Audio Directors' Institute on Corporate Governance (Tenth Annual): Enforcement & Compliance - Enforcement & Compliance , Thursday, September 13, 2012
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations - Ethics: Dealing with Whistleblowers and Investigations , Thursday, November 15, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Directors' Institute on Corporate Governance (Tenth Annual): Enforcement & Compliance - Enforcement & Compliance , Thursday, September 13, 2012
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations - Ethics: Dealing with Whistleblowers and Investigations , Thursday, November 15, 2012
On-Demand Web Programs  On-Demand Web Programs Directors' Institute on Corporate Governance 2012 (Tenth Annual) , Wednesday, September 26, 2012 , New York, NY
Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
Enforcement 2013: Perspectives from Government Agencies , Friday, May 10, 2013 , New York, NY
Live Seminar  Live Seminar First Annual Institute on Current Developments in Latin American Cross-Border Securities Transactions 2013 , Tuesday, September 17, 2013 , São Paulo
Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Enforcement 2014: Perspectives from Government Agencies , Friday, April 25, 2014 , New York, NY
Directors' Institute on Corporate Governance (Tenth Annual) , Wednesday, September 12, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013 , New York, NY
Live Webcast  Live Webcast Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Enforcement 2014: Perspectives from Government Agencies , Friday, April 25, 2014 , New York, NY
Print Share Email