FacultyFaculty/Author Profile
Linda Chatman Thomsen

Linda Chatman Thomsen

Davis Polk & Wardwell LLP

Washington, DC, USA


Linda Chatman Thomsen, who was the first woman to serve as the Director of the Division of Enforcement at the Securities and Exchange Commission, is a partner in Davis Polk's Litigation Department and practices in the Washington DC office. Her practice concentrates in matters related to the enforcement of the federal securities laws. She has represented clients in SEC enforcement investigations and inquiries, in enforcement matters before other agencies, including the Department of Justice (various U.S. Attorneys Offices) and the Commodities Futures Trading Commission, in investigations and inquiries from self-regulatory agencies, including FINRA, and in internal investigations. These matters, which are typically non-public, have covered a broad range of securities related subject matters, including insider trading, foreign corrupt practices, financial reporting, manipulation and regulatory compliance. Her clients have included major financial institutions, regulated entities, public companies and senior executives.

Ms. Thomsen returned to Davis Polk in 2009 after 14 years of public service at the SEC. While there she held a variety of positions and ultimately served as the Director of Enforcement from 2005 through February 2009. During her tenure as the Director of Enforcement, she led the Enron investigation, the auction rate securities settlements, the stock options back dating cases and the expansion of the enforcement of the Foreign Corrupt Practice Act.

She is a graduate of Smith College (A.B. '76, Government (High Honors)) and Harvard Law School (J.D. '79).

Linda Chatman Thomsen is associated with the following items:
CHB Chapters  CHB Chapters The Expanding Role of Judges in Settlement and Beyond - Corporate Governance - A Master Class 2012 , Wednesday, February 15, 2012
Enron: 10 Years Later - Corporate Governance - A Master Class 2012 , Wednesday, February 15, 2012
Current Enforcement Topics: Insider Trading and Whistleblowers - Institute on Securities Regulation in Europe (Eleventh Annual): Cross-Border Deal-Making in an Uncertain Environment , Thursday, March 08, 2012
Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA) Chart - Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment , Wednesday, April 25, 2012
Enforcement Developments: Recent SEC Overseas Actions (Non-FCPA) - Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment , Wednesday, April 25, 2012
U.S. v. Quest Diagnostics Inc., 2011 WL 1330542 (S.D.N.Y. Apr. 5, 2011) - Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012
Public Statement by SEC Official: Letter Regarding Washington State Bar Association's Proposed Opinion on the Effect of the SEC's Attorney Conduct Rules, by Giovanni P. Prezioso, General Counsel, U.S. Securities and Exchange Commission, July 23, 2003 - Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012
Audio CD  Audio CD Corporate Governance - A Master Class 2012 , Wednesday, March 14, 2012 , New York, NY
Enforcement 2012: Multi-Agency Enforcement Efforts , Wednesday, May 16, 2012 , New York, NY
Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment , Wednesday, May 23, 2012 , New York, NY
Directors' Institute on Corporate Governance (Tenth Annual) , Wednesday, October 10, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, December 05, 2012 , New York, NY
DVD Video  DVD Video Corporate Governance - A Master Class 2012 , Wednesday, March 28, 2012 , New York, NY
Enforcement 2012: Multi-Agency Enforcement Efforts , Wednesday, May 30, 2012 , New York, NY
Global Capital Markets & the U.S. Securities Laws 2012: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 06, 2012 , New York, NY
Directors' Institute on Corporate Governance (Tenth Annual) , Wednesday, October 24, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, December 19, 2012 , New York, NY
Course Handbooks  Course Handbooks Enforcement 2012: Multi-Agency Enforcement Efforts
Enforcement 2013: Perspectives from Government Agencies
Web Segment  Web Segment Enforcement & Compliance - Directors' Institute on Corporate Governance 2012 (Tenth Annual) , Thursday, September 13, 2012
Ethics: Dealing with Whistleblowers and Investigations - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
MP3 Audio  MP3 Audio Directors' Institute on Corporate Governance (Tenth Annual): Enforcement & Compliance - Enforcement & Compliance , Thursday, September 13, 2012
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations - Ethics: Dealing with Whistleblowers and Investigations , Thursday, November 15, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Directors' Institute on Corporate Governance (Tenth Annual): Enforcement & Compliance - Enforcement & Compliance , Thursday, September 13, 2012
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations - Ethics: Dealing with Whistleblowers and Investigations , Thursday, November 15, 2012
On-Demand Web Programs  On-Demand Web Programs Directors' Institute on Corporate Governance 2012 (Tenth Annual) , Wednesday, September 26, 2012 , New York, NY
Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
Enforcement 2013: Perspectives from Government Agencies , Friday, May 10, 2013 , New York, NY
Live Seminar  Live Seminar Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , New York, NY
First Annual Institute on Current Developments in Latin American Cross-Border Securities Transactions 2013 , Tuesday, September 17, 2013 , São Paulo
Directors' Institute on Corporate Governance (Tenth Annual) , Wednesday, September 12, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013 , New York, NY
Live Webcast  Live Webcast Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , Philadelphia, PA
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , Pittsburgh, PA
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , Mechanicsburg, PA
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , New Brunswick , NJ
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , Columbus, OH
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , Boston, MA
Print Share Email