FacultyFaculty/Author Profile
Keir D. Gumbs

Keir D. Gumbs

Covington & Burling LLP

Washington, DC, USA


Keir D. Gumbs is a partner with Covington & Burling LLP in Washington, DC. He advises public and private companies, non-profit organizations, institutional investors and other clients in corporate, corporate governance, securities regulation and transactional matters.  Mr. Gumbs' clients include small, medium and large cap companies, non-profit organizations, public pension funds and other institutional investors. Mr. Gumbs' career includes six years of service with the SEC, where, immediately prior to joining Covington & Burling in 2005, he served as Counsel to SEC Commissioner Roel C. Campos. 

He is widely recognized as a "go-to" expert for a variety of securities law matters, including with respect to the Dodd-Frank Act and related rulemakings. He was recently named a "2011 Rising Star of Corporate Governance" by the Millstein Center for Corporate Governance and Performance at the Yale School of Management and selected as one of the "People to Watch" for the 2011 National Association of Corporate Directors, "Directorship 100," which lists the most influential people in corporate governance and the boardroom.

Keir received his JD from University of Pennsylvania Law School and his BA from The Ohio State University. Keir is a Steering Committee member of the Corporate Finance Committee of the Corporation, Finance, and Securities Law Section of the DC Bar Association, and an active member of the Society of Corporate Secretaries and Governance Professionals.

Keir D. Gumbs is associated with the following items:
CHB Chapters  CHB Chapters Corporate Practice Series Portfolio No. 83-2nd, Shareholder Proposals; Chapter I and Chapter II - Preparation of Annual Disclosure Documents (14th Annual) , Thursday, December 10, 2009
Covington & Burling LLP Client Bulletin: Securities Advisory (July 1, 2009): SEC Nixes Broker Voting in Director Elections; Also, Proposes New Compensation and Governance Disclosures - Preparation of Annual Disclosure Documents (14th Annual) , Thursday, December 10, 2009
Covington & Burling LLP Client Bulletin: Securities Advisory (May 21, 2009): SEC Proposes Adoption of “Shareholder Access” Rule - Preparation of Annual Disclosure Documents (14th Annual) , Thursday, December 10, 2009
Stockholder Proposals - Preparation of Annual Disclosure Documents (14th Annual) , Thursday, December 10, 2009
Covington & Burling LLP Advisory—Securities: SEC Adopts Resource Extraction Payment Rules, August 29, 2012 - Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012
SEC Guidance on Use of Corporate Websites—Where are We Four Years Later? - Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012
Political Spending Shareholder Activism in 2012 and Beyond - Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012
Covington & Burling LLP Advisory—Securities: SEC Adopts Conflict Minerals Rules, August 24, 2012 - Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012
SEC Adopts Conflict Minerals Rule - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Monday, December 03, 2012
Dodd-Frank Update: SEC Adopts Rules on Compensation Committee Independence and Compensation Advisers - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Monday, December 03, 2012
SEC Adopts Resource Extraction Payment Rules - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Monday, December 03, 2012
Political Spending Shareholder Activism in 2012 and Beyond - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Monday, December 03, 2012
SEC Proposes to Permit Public Communications in Private Placement Rules - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Monday, December 03, 2012
SEC Guidance on Disclosure Related to Cybersecurity - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Monday, December 03, 2012
The JOBS Act: New Rules for Emerging Growth Companies, Private Placements and "Crowdfunding" - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Monday, December 03, 2012
E-Alert: Securities—Greenlight Capital v. Apple and its Potential Impact on the 2013 Proxy Season (March 4, 2013) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Advisory: Securities—SEC Approves NYSE and NASDAQ Independence Standards for Compensation Committees (January 18, 2013) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Shareholder Demands for Corporate Political Disclosure - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
E-Alert: Securities—Something to Watch This Proxy Season: Next Generation Executive Compensation Lawsuits (February 12, 2013) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Advisory: Securities—Conflict Mineral Rules: Frequently Asked Questions (January 3, 2013) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
E-Alert: White Collar—Gabelli v. SEC and its Impact on Government Investigations (March 11, 2013) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
Advisory: Securities—Required Communications Between Auditors and Audit Committees (January 29, 2013) - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013
SEC Endorses Social Media as Public Disclosure Channel (April 3, 2013) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
Securities Filings 2013: Practical Guidance in a Changing Environment Filings Under the ’34 Act (PowerPoint Slides) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
Greenlight Capital v. Apple and Its Potential Impact on the 2013 Proxy Season (March 4, 2013) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
SEC Staff Issues Conflict Minerals FAQs (May 31, 2013) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
Something to Watch this Proxy Season: Next Generation Executive Compensation Lawsuits (February 12, 2013) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
SEC Adopts Resource Extraction Payment Rules (August 29, 2012) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
Guidelines for Protecting and Enhancing Online Shareholder Participation in Annual Meetings (June 2012) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
Stock Act Opens Up New Front for Insider Trading Cases (May 16, 2013) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
Conflict Mineral Rules: Frequently Asked Questions (January 3, 2013) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
Dodd-Frank Update: SEC Adopts Rules on Compensation Committee Independence and Compensation Advisers (June 25, 2012; Updated July 13, 2012) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
Rule 10b5-1 Trading Plans: Avoiding the Heat - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
SEC Guidance on Disclosure Related to Cybersecurity (October 17, 2011) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
The JOBS Act: New Rules for Emerging Growth Companies, Private Placements and “Crowdfunding” (April 2, 2012) - Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013
Web Segment  Web Segment Minding Your Knitting - Ongoing Disclosure and Compensation Challenges - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
Developments and Best Practices in Executive Compensation - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Thursday, December 06, 2012
Insider Trading, FCPA and Securities Offerings Developments - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Thursday, December 06, 2012
Emerging Growth Companies - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Thursday, December 06, 2012
Disclosure Developments and Challenges - Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Thursday, December 06, 2012
Corporate Governance - Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Thursday, June 06, 2013
Filings Under the '34 Act - Securities Filings 2013: Practical Guidance in a Changing Environment , Wednesday, October 02, 2013
MP3 Audio  MP3 Audio 44th Annual Institute on Securities Regulation: Minding Your Knitting - Ongoing Disclosure and Compensation Challenges - Minding Your Knitting - Ongoing Disclosure and Compensation Challenges , Thursday, November 15, 2012
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments - Disclosure Developments and Challenges - Disclosure Developments and Challenges , Thursday, December 06, 2012
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments - Emerging Growth Companies - Emerging Growth Companies , Thursday, December 06, 2012
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments - Insider Trading, FCPA and Securities Offerings Developments - Insider Trading, FCPA and Securities Offerings Developments , Thursday, December 06, 2012
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments - Developments and Best Practices in Executive Compensation - Developments and Best Practices in Executive Compensation , Thursday, December 06, 2012
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment - Corporate Governance - Corporate Governance , Thursday, June 06, 2013
Securities Filings 2013: Practical Guidance in a Changing Environment - Filings Under the '34 Act - Filings Under the '34 Act , Wednesday, October 02, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg 44th Annual Institute on Securities Regulation: Minding Your Knitting - Ongoing Disclosure and Compensation Challenges - Minding Your Knitting - Ongoing Disclosure and Compensation Challenges , Thursday, November 15, 2012
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments - Disclosure Developments and Challenges - Disclosure Developments and Challenges , Thursday, December 06, 2012
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments - Emerging Growth Companies - Emerging Growth Companies , Thursday, December 06, 2012
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments - Insider Trading, FCPA and Securities Offerings Developments - Insider Trading, FCPA and Securities Offerings Developments , Thursday, December 06, 2012
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments - Developments and Best Practices in Executive Compensation - Developments and Best Practices in Executive Compensation , Thursday, December 06, 2012
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment - Corporate Governance - Corporate Governance , Thursday, June 06, 2013
Securities Filings 2013: Practical Guidance in a Changing Environment - Filings Under the '34 Act - Filings Under the '34 Act , Wednesday, October 02, 2013
On-Demand Web Programs  On-Demand Web Programs Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Tuesday, December 18, 2012 , New York, NY
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 19, 2013 , New York, NY
Securities Filings 2013: Practical Guidance in a Changing Environment , Friday, October 11, 2013 , New York, NY
Transcripts  Transcripts Developments and Best Practices in Executive Compensation - Developments and Best Practices in Executive Compensation , Thursday, December 06, 2012
Corporate Governance - Corporate Governance , Thursday, June 06, 2013
Live Seminar  Live Seminar Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, November 14, 2013 , Chicago, IL
Annual Disclosure Documents 2013 , Monday, December 02, 2013 , New York, NY
Annual Disclosure Documents 2013 , Thursday, December 05, 2013 , Chicago, IL
Corporate Governance - A Master Class 2014 , Wednesday, February 12, 2014 , New York, NY
Drafting Securities Filings 2012 , Monday, November 12, 2012 , Chicago, IL
Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Monday, December 03, 2012 , New York, NY
Annual Disclosure Documents 2012: Preparation of Disclosure Documents, Annual Meeting and Regulatory Developments , Thursday, December 06, 2012 , Chicago, IL
Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment , Wednesday, June 05, 2013 , New York, NY
Securities Filings 2013: Practical Guidance in a Changing Environment , Thursday, September 26, 2013 , New York, NY
Live Webcast  Live Webcast Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Corporate Governance - A Master Class 2014 , Wednesday, February 12, 2014 , New York, NY
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