FacultyFaculty/Author Profile

Kay L. Lackey

RBS Markets and International Banking
Managing Director/Senior Counsel
Stamford, CT, USA


Kay Lackey is a Managing Director/Senior Counsel at Royal Bank of Scotland (Americas). Kay is the Head of Litigation and Regulatory Investigations for Markets and International Banking. 

Prior to joining RBS, Kay worked at the Securities and Exchange Commission for 14 years. Kay joined the Commission in 1995 as a staff attorney in the Division of Enforcement in New York and was subsequently promoted. When she left the Commission, Kay was an Associate Regional Director and Co-Head of Enforcement in the New York Regional Office. While at the SEC, Kay worked on and supervised numerous enforcement actions involving a variety of areas, including financial fraud, stock options backdating, insider trading, market timing and late trading, ponzi schemes, and market manipulation. 

Prior to working at the SEC, Kay was a litigation associate at Mayer Brown. Kay also clerked for the Honorable Nathaniel M. Gorton of the United States District Court for the District of Massachusetts and the Honorable Juan R. Torruella, of the United States Court of Appeals for the First Circuit.  Kay received her J.D. from Boston University Law School and her B.A. from Williams College. 

Kay L. Lackey is associated with the following items:
Web Segment  Web Segment In-House Lawyer Roundtable - Broker/Dealer Regulation and Enforcement 2012 , Friday, November 02, 2012
MP3 Audio  MP3 Audio Broker/Dealer Regulation and Enforcement 2012: In-House Lawyer Roundtable - In-House Lawyer Roundtable , Friday, November 02, 2012
Transcripts  Transcripts In-House Lawyer Roundtable - In-House Lawyer Roundtable , Friday, November 02, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Broker/Dealer Regulation and Enforcement 2012: In-House Lawyer Roundtable - In-House Lawyer Roundtable , Friday, November 02, 2012
On-Demand Web Programs  On-Demand Web Programs Broker/Dealer Regulation and Enforcement 2012 , Wednesday, November 07, 2012 , New York, NY
Live Seminar  Live Seminar Broker/Dealer Regulation and Enforcement 2013 , Wednesday, October 23, 2013 , New York, NY
Broker/Dealer Regulation and Enforcement 2012 , Wednesday, October 24, 2012 , New York, NY
Live Webcast  Live Webcast Broker/Dealer Regulation and Enforcement 2013 , Wednesday, October 23, 2013 , New York, NY
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