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Kay A. Gordon

K&L Gates LLP

New York, NY, USA


Kay Gordon is a partner at K&L Gates LLP who practices in the firm's New York office and concentrates her work in the Investment Management practice, with a particular emphasis on hedge funds, private equity funds and compliance-related matters involving registered advisers and broker-dealers. She also advises clients on a broad range of securities and regulatory matters as well as a variety of financial instruments and transactions, including managed accounts, credit facilities, joint ventures and derivative instruments. She also represents clients in investigations by the SEC and other regulators. Ms. Gordon was recently recognized by Legal 500 US in its 2009 Edition as a Leading Lawyer in Investment Fund Formation and Management.

Kay A. Gordon is associated with the following items:
Treatise Chapters  Treatise Chapters Electronic Trading; And Chapter 18A: Short Selling - Broker-Dealer Regulation , Monday, November 21, 2011
CHB Chapters  CHB Chapters Standards of Conduct; Marketing and Advertising; Trading Activity - Fundamentals of Investment Adviser Regulation 2012 , Wednesday, July 18, 2012
Standards of Conduct; Marketing and Advertising; Trading Activity (PowerPoint Slides) - Fundamentals of Investment Adviser Regulation 2012 , Wednesday, July 18, 2012
K&L Gates LLP, Legal Insight, SEC Issues Proposed Rules to Permit General Solicitation and General Advertising in Certain Private Offerings (Sept. 27, 2012) - Hedge Fund Compliance & Regulation 2013 , Tuesday, January 29, 2013
Web Segment  Web Segment Standards of Conduct; Marketing and Advertising; Trading Activity - Fundamentals of Investment Adviser Regulation 2012 , Tuesday, July 24, 2012
MP3 Audio  MP3 Audio Fundamentals of Investment Adviser Regulation: Standards of Conduct; Marketing and Advertising; Trading Activity - Standards of Conduct; Marketing and Advertising; Trading Activity , Tuesday, July 24, 2012
Transcripts  Transcripts Standards of Conduct; Marketing and Advertising; Trading Activity - Standards of Conduct; Marketing and Advertising; Trading Activity , Tuesday, July 24, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Fundamentals of Investment Adviser Regulation: Standards of Conduct; Marketing and Advertising; Trading Activity - Standards of Conduct; Marketing and Advertising; Trading Activity , Tuesday, July 24, 2012
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2012 , Wednesday, August 01, 2012 , New York, NY
LiveSeminar  Live Seminar Fundamentals of Investment Adviser Regulation 2012 , Wednesday, July 18, 2012 , New York, NY
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