| K. Susan Grafton is associated with the following items: |
Transcripts |
Investor-Related Compliance Issues
Investor-Related Compliance Issues -
Investor-Related Compliance Issues
, Tuesday, April 27, 2010
,
Regulatory Reform
Regulatory Reform -
Regulatory Reform
, Tuesday, April 27, 2010
,
Introduction and Opening Remarks
Introduction and Opening Remarks -
Introduction and Opening Remarks
, Tuesday, April 27, 2010
,
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CHB Chapters |
Gibson Dunn, Derivatives Regulation Under the Dodd-Frank Wall Street Reform and Consumer Protection Act (July 16, 2010)
Gibson Dunn, Derivatives Regulation Under the Dodd-Frank Wall Street Reform and Consumer Protection Act (July 16, 2010) -
Hedge Fund Enforcement & Regulatory Developments 2010
, Monday, November 15, 2010
,
Gibson Dunn, The Final "Volcker Rule" Under the Dodd-Frank U.S. Financial Regulatory Reform Bill (July 12, 2010)
Gibson Dunn, The Final "Volcker Rule" Under the Dodd-Frank U.S. Financial Regulatory Reform Bill (July 12, 2010) -
Hedge Fund Enforcement & Regulatory Developments 2010
, Monday, November 15, 2010
,
Gibson Dunn, The Dodd-Frank Act Reinforces and Expands SEC Enforcement Powers (July 21, 2010)
Gibson Dunn, The Dodd-Frank Act Reinforces and Expands SEC Enforcement Powers (July 21, 2010) -
Hedge Fund Enforcement & Regulatory Developments 2010
, Monday, November 15, 2010
,
Gibson Dunn, The Regulation of Advisers to Private Funds: Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (July 16, 2010)
Gibson Dunn, The Regulation of Advisers to Private Funds: Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (July 16, 2010) -
Hedge Fund Enforcement & Regulatory Developments 2010
, Monday, November 15, 2010
,
Hedge Fund Trading-and Investor-Related Compliance Issues and Regulatory Developments
Hedge Fund Trading-and Investor-Related Compliance Issues and Regulatory Developments -
Hedge Fund Enforcement & Regulatory Developments 2010
, Monday, November 15, 2010
,
New Rule 13h-1: The SEC Adopts a Large Trader Reporting System
New Rule 13h-1: The SEC Adopts a Large Trader Reporting System -
Hedge Fund Registration and Compliance 2012
, Tuesday, January 31, 2012
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SEC Release No. 33-9354, Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (August 29, 2012)
SEC Release No. 33-9354, Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings (August 29, 2012) -
Hedge Fund Enforcement & Regulatory Developments 2012
, Wednesday, October 31, 2012
,
K&L Gates LLP, Legal Insight, SEC Issues Proposed Rules to Permit General Solicitation and General Advertising in Certain Private Offerings (Sept. 27, 2012)
K&L Gates LLP, Legal Insight, SEC Issues Proposed Rules to Permit General Solicitation and General Advertising in Certain Private Offerings (Sept. 27, 2012) -
Hedge Fund Compliance & Regulation 2013
, Tuesday, January 29, 2013
,
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Treatise Chapters |
Capital Markets and Corporate Finance Activities
Capital Markets and Corporate Finance Activities -
Broker-Dealer Regulation
, Monday, November 21, 2011
,
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Course Handbooks |
Hedge Fund Registration and Compliance 2012
Hedge Fund Registration and Compliance 2012 -
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Hedge Fund Compliance & Regulation 2013
Hedge Fund Compliance & Regulation 2013 -
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Audio CD |
Hedge Fund Registration and Compliance 2012
Hedge Fund Registration and Compliance 2012 -
Hedge Fund Registration and Compliance 2012
, Tuesday, February 28, 2012
, New York, NY
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DVD Video |
Hedge Fund Registration adn Compliance 2012
Hedge Fund Registration adn Compliance 2012 -
Hedge Fund Registration and Compliance 2012
, Tuesday, March 13, 2012
, New York, NY
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On-Demand Web Programs |
Hedge Fund Compliance & Regulation 2013
Hedge Fund Compliance & Regulation 2013 -
Hedge Fund Compliance & Regulation 2013
, Tuesday, February 12, 2013
, New York, NY
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Live Seminar |
Hedge Fund Enforcement & Regulatory Developments 2012 - CANCELLED
Hedge Fund Enforcement & Regulatory Developments 2012 - CANCELLED -
, Wednesday, October 31, 2012
, New York, NY
Hedge Fund Compliance & Regulation 2013
Hedge Fund Compliance & Regulation 2013 -
, Tuesday, January 29, 2013
, New York, NY
Hedge Fund Enforcement & Regulatory Developments Winter 2013
Hedge Fund Enforcement & Regulatory Developments Winter 2013 -
, Wednesday, March 06, 2013
, New York, NY
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