FacultyFaculty/Author Profile

Jordan A. Thomas

Labaton Sucharow LLP

New York, NY, USA


Jordan A. Thomas joined Labaton Sucharow in 2011 to lead the nation's first practice exclusively focused on protecting and advocating for whistleblowers who wish to report violations of the federal securities laws. A nationally sought after writer, speaker and media commentator on securities enforcement, corporate ethics and whistleblower issues, Jordan entered the private sector following a long and successful career in federal law enforcement. At the SEC, where he played a leadership role in the development of the agency's whistleblower program, Jordan served as an Assistant Director and, previously, as an Assistant Chief Litigation Counsel in the Division of Enforcement. Throughout his tenure at the SEC, Jordan was assigned to many of its highest-profile matters such as those involving Enron, Fannie Mae, UBS, and Citigroup. He successfully investigated, litigated and supervised a wide variety of enforcement matters; cases that resulted in monetary relief for harmed investors in excess of $35 billion.

Prior to joining the Commission, Jordan was a Trial Attorney at the Department of Justice, where he specialized in complex financial services litigation involving the FDIC and Office of Thrift Supervision. He began his legal career as a Navy Judge Advocate on active duty and continues to serve as a senior officer in its Reserve Law Program. Earlier, Jordan worked as a stockbroker.

Throughout his career, Jordan has received numerous awards and honors. In 2012, he was named a Legal Rebel by the American Bar Association Journal. Ethisphere Institute, an internationally recognized think tank, selected Jordan as a Rising Star in its listing of 2012 Attorneys Who Matter. While at the SEC, Jordan received the Arthur Matthews Award, two Law and Policy Awards, four Chairman's Awards, four Division Director's Awards and a Letter of Commendation from the United States Attorney for the District of Columbia. He is also a decorated military officer, who has twice been awarded the Rear Admiral Hugh H. Howell Award of Excellence-the highest award the Navy can bestow upon a reserve judge advocate.

Practice Areas
Whistleblower Representation
Securities Litigation

Education
Southwestern Law School
J.D., 1995
Bennington College
B.A., 1992

Admissions
1995, New Mexico
1996, District of Columbia
2012, New York

Jordan A. Thomas is associated with the following items:
CHB Chapters  CHB Chapters An Introduction to the New SEC Whistleblower Program - Internal Investigations 2012: How to Protect Your Clients or Companies in the Global, Post-Dodd Frank World , Tuesday, June 12, 2012
SEC Whistleblower Program Handbook - Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013
The Limitations of Corporate Compliance, Establish an Ethical Culture in an Era of Scandal, New York Law Journal, Compliance, Monday, November 7, 2011 - Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013
Annual Report on the Whistleblower Program and Customer Education Initiatives, U.S. Commodity Futures Trading Commission - Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013
U.S. Securities and Exchange Commission, Annual Report on the Dodd-Frank Whistleblower Program, Fiscal Year 2012 - Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013
Wall Street Fleet Street Main Street: Corporate Integrity at a Crossroads, United States and United Kingdom Financial Services Industry Survey, July 2012 - The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 , Thursday, May 02, 2013
The Limitations of Corporate Compliance, Establish an Ethical Culture in an Era of Scandal, New York Law Journal, Compliance, Monday, November 7, 2011 - The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 , Thursday, May 02, 2013
SEC Whistleblower Program Handbook - The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 , Thursday, May 02, 2013
Web Segment  Web Segment Whistleblower and FCA - Enforcement 2013: Perspectives from Government Agencies , Monday, April 29, 2013
Whistleblower Issues: A Roundtable Discussion - The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 , Monday, May 06, 2013
MP3 Audio  MP3 Audio Enforcement 2013: Perspectives from Government Agencies - Whistleblower and FCA - Whistleblower and FCA , Monday, April 29, 2013
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 - Whistleblower Issues: A Roundtable Discussion - Whistleblower Issues: A Roundtable Discussion , Monday, May 06, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Enforcement 2013: Perspectives from Government Agencies - Whistleblower and FCA - Whistleblower and FCA , Monday, April 29, 2013
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 - Whistleblower Issues: A Roundtable Discussion - Whistleblower Issues: A Roundtable Discussion , Monday, May 06, 2013
On-Demand Web Programs  On-Demand Web Programs Enforcement 2013: Perspectives from Government Agencies , Friday, May 10, 2013 , New York, NY
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 , Friday, May 17, 2013 , New York, NY
LiveSeminar  Live Seminar Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013 , New York, NY
The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2013 , Thursday, May 02, 2013 , New York, NY
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