FacultyFaculty/Author Profile

John J. Sikora, Jr.

U.S. Securities and Exchange Commission
Assistant Director, Chicago Regional Office, Asset Management Unit
Chicago, IL, USA


John J. Sikora, Jr. directs a group of enforcement attorneys for the Chicago Regional Office of the Securities and Exchange Commission.  He is also part of the asset management specialty unit which focuses on investigations involving investment advisers, investment companies, hedge funds and private equity funds. Mr. Sikora, who joined the SEC's Enforcement Division in 1997, has directed investigations and actions involving a wide variety of securities law violations including fraudulent securities offerings, fraud and reporting violations by public companies, market manipulations, investment adviser and broker-dealer fraud, improper professional conduct by accountants and insider trading. Mr. Sikora earned his J.D. from Northwestern University School of Law in 1991, where he was an Executive Editor of the Journal of Criminal Law and Criminology. He earned his B.A., magna cum laude, from Trinity University in 1988.
 

John J. Sikora, Jr. is associated with the following items:
Live Seminar  Live Seminar Understanding the Securities Laws 2013 , Thursday, October 24, 2013 , Chicago, IL
Hedge Fund Compliance & Regulatory Challenges 2014 , Tuesday, January 28, 2014 , New York, NY
Understanding the Securities Laws 2012 , Thursday, October 25, 2012 , Chicago, IL
Live Webcast  Live Webcast Hedge Fund Compliance & Regulatory Challenges 2014 , Tuesday, January 28, 2014 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund Compliance & Regulatory Challenges 2014 , Tuesday, January 28, 2014 , Birmingham, AL
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