FacultyFaculty/Author Profile

Jerome J. Roche

Mayer Brown LLP

Washington, DC, USA


Jerome Roche is a regulatory attorney whose practice focuses primarily on cross-border financial services matters. He has extensive experience counseling clients regarding the US federal securities laws, the Commodity Exchange Act, the Commodity Futures Modernization Act, the Gramm-Leach-Bliley Act, the USA PATRIOT Act, and the Dodd-Frank Act. According to Chambers USA 2011, Jerome is considered by clients to be "very quick on his feet." He also received a Martindale-Hubbell 2011 peer review rating of AV-Preeminent.

Prior to joining Mayer Brown in 2007, Jerome was an Associate General Counsel of TIAA-CREF and Chief Legal Officer of the firm’s wholesale broker-dealer group (2005–2007). Earlier, he worked in the broker-dealer compliance and regulation group of another prominent law firm in Washington, DC (2000–2005) and, from 1997 to 2000, he served as Attorney-Adviser to the Securities and Exchange Commission’s Division of Market Regulation.

Jerome J. Roche is associated with the following items:
Treatise Chapters  Treatise Chapters FINRA Investigations - Securities Investigations , Friday, August 20, 2010
CHB Chapters  CHB Chapters CFTC Proposes Phased Compliance Program for Certain Swaps - Fundamentals of Swaps & Other Derivatives 2012 , Monday, October 15, 2012
Live Seminar  Live Seminar Fundamentals of Swaps & Other Derivatives 2013 , Wednesday, October 16, 2013 , New York, NY
Fundamentals of Swaps & Other Derivatives 2013 , Wednesday, October 16, 2013 , New York, NY
Live Webcast  Live Webcast Fundamentals of Swaps & Other Derivatives 2013 , Wednesday, October 16, 2013 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Fundamentals of Swaps & Other Derivatives 2013 , Wednesday, October 16, 2013 , Mechanicsburg, PA
Fundamentals of Swaps & Other Derivatives 2013 , Wednesday, October 16, 2013 , Pittsburgh, PA
Fundamentals of Swaps & Other Derivatives 2013 , Wednesday, October 16, 2013 , Columbus, OH
Fundamentals of Swaps & Other Derivatives 2013 , Wednesday, October 16, 2013 , Philadelphia, PA
Fundamentals of Swaps & Other Derivatives 2013 , Wednesday, October 16, 2013 , Birmingham, AL
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