FacultyFaculty/Author Profile
James T. Rothwell

James T. Rothwell

Davis Polk & Wardwell LLP

New York, NY, USA


James Rothwell

Primary Areas of Practice
:  Equity Derivatives

Law School/Graduate School: Harvard Law School

Work History:

As a partner in Davis Polk's Corporate Department, Mr. Rothwell advises dealers, corporations and funds regarding structured equity derivative transactions, equity finance transactions and securities offerings of convertible and equity-linked securities. He has been involved in the original design of many innovative transaction structures that have become staples of the equity derivatives marketplace. Mr. Rothwell is an industry thought leader in the implementation of regulatory reform for derivatives business.

James T. Rothwell is associated with the following items:
CHB Chapters  CHB Chapters Implications of the Dodd-Frank Act for Equity Derivatives - Advanced Swaps & Other Derivatives 2010 , Friday, November 12, 2010
PIPEs Enforcement Actions - Private Placements and Other Financing Alternatives 2012 , Monday, April 16, 2012
PIPEs Enforcement Actions - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Audio CD  Audio CD Private Placements and Other Financing Alternatives 2012 , Monday, May 14, 2012 , New York, NY
DVD Video  DVD Video Private Placements and Other Financing Alternatives 2012 , Monday, May 28, 2012 , New York, NY
Web Segment  Web Segment Regulatory and Enforcement Activities - Private Placements and Other Financing Alternatives 2013 , Monday, April 22, 2013
MP3 Audio  MP3 Audio Private Placements and Other Financing Alternatives 2013: Regulatory and Enforcement Activities - Regulatory and Enforcement Activities , Monday, April 22, 2013
Transcripts  Transcripts Regulatory and Enforcement Activities - Regulatory and Enforcement Activities , Monday, April 22, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Private Placements and Other Financing Alternatives 2013: Regulatory and Enforcement Activities - Regulatory and Enforcement Activities , Monday, April 22, 2013
On-Demand Web Programs  On-Demand Web Programs Private Placements and Other Financing Alternatives 2013 , Monday, April 29, 2013 , New York, NY
LiveSeminar  Live Seminar Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013 , New York, NY
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