FacultyFaculty/Author Profile

James R. Tanenbaum

Morrison & Foerster LLP
Partner
New York, NY, USA


James R. Tanenbaum is a partner in the New York City office of Morrison & Foerster LLP, and serves as Chair of the firm’s Global Capital Markets practice. He has concentrated his practice on corporate finance and the structuring of complex domestic and international capital markets transactions. He represents issuers, including some of the nation's largest financial institutions, underwriters, agents, and other financial intermediaries, in public and private offerings of securities as well as issuers,investment banks, and purchasers in hybrid,mortgage-related, and derivative securities transactions.

Mr. Tanenbaum works closely with leading investment banks to formulate new methodologies for securities offerings and to structure innovative financial products. He has also represented many technology-based companies, including biotech and medical device companies and a range of emerging Internet software and technology companies. James Tanenbaum is widely acknowledged for having created the PIPE transaction format, as well as for having originated the registered direct offering methodology.
James R. Tanenbaum is associated with the following items:
Treatise  Treatise Covered Bonds Handbook
Exempt and Hybrid Securities Offerings - Exempt and Hybrid Securities Offerings
Treatise Chapters  Treatise Chapters History of Covered Bonds Outside the United States - Covered Bonds Handbook , Thursday, August 12, 2010
History and Development of Covered Bonds in the United States - Covered Bonds Handbook , Thursday, August 12, 2010
Covered Bond Case Study--Germany - Covered Bonds Handbook , Thursday, August 12, 2010
Appendices A1-A16: Selected Rating Agency Studies and Reports - Covered Bonds Handbook , Thursday, August 12, 2010
Index to Covered Bonds Handbook - Covered Bonds Handbook , Thursday, August 12, 2010
U.S. Covered Bond Case Study and Regulatory Framework - Covered Bonds Handbook , Thursday, August 12, 2010
Covered Bond Case Study--United Kingdom - Covered Bonds Handbook , Thursday, August 12, 2010
Appendices B1-B3 - Covered Bonds Handbook , Thursday, August 12, 2010
An Introduction to Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Alternative Funding Sources - Covered Bonds Handbook , Thursday, August 12, 2010
Documentation of U.S. Covered Bonds - Covered Bonds Handbook , Thursday, August 12, 2010
Table of Authorities - Covered Bonds Handbook , Thursday, August 12, 2010
Preface - Covered Bonds Handbook , Thursday, August 12, 2010
Covered Bond Ratings - Covered Bonds Handbook , Thursday, August 12, 2010
Appendix E: The German Pfandbrief Act Translation - Covered Bonds Handbook , Thursday, August 12, 2010
Non-U.S. Covered Bonds Market - Covered Bonds Handbook , Thursday, August 12, 2010
Appendices D1-D6 - Covered Bonds Handbook , Thursday, August 12, 2010
Covered Bond Case Study--Canada - Covered Bonds Handbook , Thursday, August 12, 2010
Appendices C1-C7 - Covered Bonds Handbook , Thursday, August 12, 2010
Table of Authorities - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Traditional PIPE Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Why an Exempt Offering or a Hybrid Offering? - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Index to Exempt and Hybrid Securities Offerings - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Structured PIPE Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Private Placements--An Overview - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Introduction - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conducting Rule 144A and Regulation S Offerings - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Application of Regulation M to Exempt and Hybrid Offerings - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Questions Arising in Connection with PIPE Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Section 4(1) and Concept of 4(1 1/2) - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conducting Shelf Takedowns - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Rule 144 - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Liability Considerations - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Securities Offering Reform - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Continuous Private Placements and Other Unregistered Programs - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Regulation S - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Investment Representations/Hedging - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Forms 1-59 - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Venture Private Placements - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conducting Institutional "4(a)(2)" Private Debt Placements - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
FINRA and the Exchanges - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Section 4(a)(3) and Section 4(a)(4) - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Issues Arising in Connection with Private Placements and Public Offerings Conducted in Close Proximity - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Shelf Registration Statements - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Public Hybrid Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Rule 144A - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Appendix B1: Summary Timeline of Exempt Offering Developments; And Appendix B2: Timeline of Exempt Offering Rules - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Staying Private - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Big Boy Letters - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conducting Exempt Offerings Using the Internet - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Conditional Small Issues Exemption: Regulation A - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Appendices A1-A30 - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Private Placement Reform - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Communications in Connection with Exempt and Hybrid Offerings - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Rule 701 - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Private Placements and Acquisitions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
Change of Control Transactions - Exempt and Hybrid Securities Offerings , Wednesday, November 16, 2011
CHB Chapters  CHB Chapters Over the Wall and Through the Woods: A Look at Wall-Crossed Deals - Private Placements and Other Financing Alternatives 2012 , Monday, April 16, 2012
Frequently Asked Questions About PIPEs - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
Is Nothing Private Anymore? - Understanding the Securities Laws 2012 , Thursday, October 25, 2012
Frequently Asked Questions About PIPEs - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Frequently Asked Questions About Registered Direct Offerings - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Over the Wall and Through the Woods: A Look at Wall-Crossed Deals - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Private Placements—An Overview - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
Is Nothing Private Anymore? - Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013
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