FacultyFaculty/Author Profile

James Capezzuto

Madison Square Investors LLC
Chief Compliance Officer, General Counsel
New York, NY, USA


James A. Capezzuto: Acting Associate Regional Director in the New York Regional Office Inspection Program, U.S. Securities and Exchange Commission. He previously served as a CCO and US Counsel of Aberdeen Asset Management Inc., Senior Counsel at UBS Asset Management, CCO for Bank of America Alternative Investments and Senior Counsel at Deutsche Bank Asset Management.

James Capezzuto is associated with the following items:
Transcripts  Transcripts Investor-Related Compliance Issues - Investor-Related Compliance Issues , Tuesday, April 27, 2010
Audio CD  Audio CD Hedge Fund Registration and Compliance 2012 , Tuesday, February 28, 2012 , New York, NY
Broker-Dealer and Adviser Regulatory Compliance Forum 2012 , Wednesday, March 21, 2012 , New York, NY
DVD Video  DVD Video Hedge Fund Registration adn Compliance 2012 , Tuesday, March 13, 2012 , New York, NY
Broker-Dealer and Adviser Regulatory Compliance Forum 2012 , Wednesday, April 04, 2012 , New York, NY
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