FacultyFaculty/Author Profile

Ira Goldberg

J.P. Morgan Chase Bank, NA
Managing Director, Associate General Counsel, Legal & Compliance
New York, NY, USA


Ira Goldberg is Managing Director and Associate General Counsel at J.P. Morgan.  Mr. Goldberg is the Co-Head of Compliance for the Private Banking division within Asset Management, where he manages a Compliance team which provides coverage for brokerage and bank discretionary sales and trading, as well as investment advisory and funds Compliance programs.  Prior to joining J.P. Morgan, Mr. Goldberg worked at Bear Stearns, Credit Suisse, Goldman Sachs and FINRA, where he was the Deputy Director of the District 10 Office in charge of the Broker Dealer examination program for the New York Region. Mr. Goldberg obtained his LL.M from Fordham University School of Law in 1999 and a J.D. from Brooklyn Law School in 1995. 
Ira Goldberg is associated with the following items:
Web Segment  Web Segment Supervision - Fundamentals of Broker-Dealer Regulation 2012 , Tuesday, July 03, 2012
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Broker-Dealer Regulation 2012 , Monday, July 09, 2012 , New York, NY
Audio CD  Audio CD Fundamentals of Broker-Dealer Regulation 2012 , Monday, July 23, 2012 , New York, NY
LiveSeminar  Live Seminar Fundamentals of Broker-Dealer Regulation 2012 , Monday, June 25, 2012 , New York, NY
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