FacultyFaculty/Author Profile

Hon. Elisse B. Walter

U.S. Securities and Exchange Commission
Commissioner
Washington, DC, USA


Elisse B. Walter was appointed by President George W. Bush to the U.S. Securities and Exchange Commission and was sworn in on July 9, 2008. Under designation by President Barack Obama, she served as Acting Chairman during January 2009.

Prior to her appointment as an SEC Commissioner, Ms. Walter served as Senior Executive Vice President, Regulatory Policy & Programs, for FINRA.  She held the same position at NASD before its 2007 consolidation with NYSE Member Regulation.

Ms. Walter coordinated policy issues across FINRA and oversaw a number of departments including Investment Company Regulation, Member Education and Training, Investor Education and Emerging Regulatory Issues.  She also served on the Board of Directors of the FINRA Investor Education Foundation.

Prior to joining NASD, Ms. Walter served as the General Counsel of the Commodity Futures Trading Commission. Before joining the CFTC in 1994, Ms. Walter was the Deputy Director of the Division of Corporation Finance of the Securities and Exchange Commission.  She served on the SEC's staff beginning in 1977, both in that Division and in the Office of the General Counsel.  Before joining the SEC, Ms. Walter was an attorney with a private law firm.

Ms. Walter is a member of the Academy of Women Achievers of the YWCA of the City of New York and the inaugural class of the ABA's DirectWomen Institute. She also has received, among other honors, the Presidential Rank Award (Distinguished), the SEC Chairman's Award for Excellence, the SEC's Distinguished Service Award, and the Federal Bar Association's Philip Loomis and Manuel F. Cohen Younger Lawyer Awards.

She graduated from Yale University with a B.A., cum laude, in mathematics and received her J.D. degree, cum laude, from Harvard Law School. 

Hon. Elisse B. Walter is associated with the following items:
Audio CD  Audio CD The SEC Speaks in 2012 , Saturday, March 24, 2012 , Washington, DC
DVD Video  DVD Video The SEC Speaks in 2012 , Saturday, April 07, 2012 , Washington, DC
On-Demand Web Programs  On-Demand Web Programs The SEC Speaks in 2013 , Saturday, March 09, 2013 , Washington, DC
LiveSeminar  Live Seminar The SEC Speaks in 2013 , Friday, February 22, 2013 , Washington, DC
Print Share Email