| Gary M. Brown is associated with the following items: |
Treatise |
PLI's Guide to the SEC's Executive Compensation and Related Party Transaction Disclosure Rules
PLI's Guide to the SEC's Executive Compensation and Related Party Transaction Disclosure Rules -
,
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Securities Law and Practice Deskbook
Securities Law and Practice Deskbook -
Soderquist on the Securities Laws
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,
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Treatise Chapters |
PLI's Guide to SEC's Executive Compensation
PLI's Guide to SEC's Executive Compensation -
PLI's Guide to the SEC's Executive Compensation and Related Party Transaction Disclosure Rules
, Friday, June 29, 2007
,
Regulation of the Securities Business
Regulation of the Securities Business -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Reach of Securities Act Regulation
Reach of Securities Act Regulation -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Exchange Act of 1934 (Selected Provisions)
Exchange Act of 1934 (Selected Provisions) -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Table of Authorities
Table of Authorities -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Securities Act Registration Exemptions
Securities Act Registration Exemptions -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Regulation of Tender Offers
Regulation of Tender Offers -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Index
Index -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Resales of Securities Under the Securities Act
Resales of Securities Under the Securities Act -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Fraud Under Rule 10b-5 and Related Issues
Fraud Under Rule 10b-5 and Related Issues -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Table of Contents
Table of Contents -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Business Context of Securities Act Registration
Business Context of Securities Act Registration -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
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Liability for Securities Act Violations
Liability for Securities Act Violations -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Liability for Trading Profits Under Exchange Act Section 16(b) and Sarbanes-Oxley Section 306
Liability for Trading Profits Under Exchange Act Section 16(b) and Sarbanes-Oxley Section 306 -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Securities Act Registration Process
Securities Act Registration Process -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Securities Act of 1933 (Selected Provisions)
Securities Act of 1933 (Selected Provisions) -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Regulation of Proxy Solicitations
Regulation of Proxy Solicitations -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Approaching Securities Law
Approaching Securities Law -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Regulatory Framework of Securities Act Registration
Regulatory Framework of Securities Act Registration -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Registration and Periodic Reporting Under the Exchange Act
Registration and Periodic Reporting Under the Exchange Act -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
,
Preface
Preface -
Securities Law and Practice Deskbook
, Thursday, November 15, 2012
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CHB Chapters |
Life Settlements as Investment Products
Life Settlements as Investment Products -
Understanding Financial Products 2012
, Monday, February 06, 2012
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Life Settlements Task Force, Staff Report to the United States Securities and Exchange Commission (July 22, 2010)
Life Settlements Task Force, Staff Report to the United States Securities and Exchange Commission (July 22, 2010) -
Understanding Financial Products 2012
, Monday, February 06, 2012
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Chapter 6: Securities Act Registration Exemptions, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 6: Securities Act Registration Exemptions, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition -
Understanding Financial Products 2012
, Monday, February 06, 2012
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Overview of the Federal Securities Laws (PowerPoint Slides)
Overview of the Federal Securities Laws (PowerPoint Slides) -
Drafting Securities Filings 2012
, Thursday, September 27, 2012
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Chapter 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition -
Drafting Securities Filings 2012
, Thursday, September 27, 2012
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Effects of the "JOBS" Act on '33 Act and '34 Act Filings
Effects of the "JOBS" Act on '33 Act and '34 Act Filings -
Drafting Securities Filings 2012
, Thursday, September 27, 2012
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Chapter 1: Approaching Securities Law, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 1: Approaching Securities Law, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition -
Drafting Securities Filings 2012
, Thursday, September 27, 2012
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Chapter 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition -
Drafting Securities Filings 2012
, Thursday, September 27, 2012
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Introduction to Securities Law (PowerPoint Slides)
Introduction to Securities Law (PowerPoint Slides) -
Understanding the Securities Laws 2012
, Thursday, October 25, 2012
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Chapter 1: Approaching Securities Law, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 1: Approaching Securities Law, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition -
Understanding the Securities Laws 2012
, Thursday, October 25, 2012
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Chapter 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 9: Registration and Periodic Reporting Under the Exchange Act, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition -
Understanding the Securities Laws 2012
, Thursday, October 25, 2012
,
Chapter 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 3: Regulatory Framework of Securities Act Registration, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition -
Understanding the Securities Laws 2012
, Thursday, October 25, 2012
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Effects of the "JOBS" Act
Effects of the "JOBS" Act -
Understanding the Securities Laws 2012
, Thursday, October 25, 2012
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Chapter 5: Reach of Securities Act Regulation, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition
Chapter 5: Reach of Securities Act Regulation, Practising Law Institute, Soderquist on the Securities Laws, 5th Edition -
Understanding the Securities Laws 2012
, Thursday, October 25, 2012
,
Life Settlements as Investment Products
Life Settlements as Investment Products -
Understanding Financial Products 2013
, Monday, January 07, 2013
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Selected Portions of Chapter 7, Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook
Selected Portions of Chapter 7, Resales of Securities Under the Securities Act, Practising Law Institute, Securities Law and Practice Deskbook -
Understanding Financial Products 2013
, Monday, January 07, 2013
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Chapter 6: Securities Act Registration Exemptions, Practising Law Institute, Securities Law and Practice Deskbook
Chapter 6: Securities Act Registration Exemptions, Practising Law Institute, Securities Law and Practice Deskbook -
Understanding Financial Products 2013
, Monday, January 07, 2013
,
Life Settlements (PowerPoint Slides)
Life Settlements (PowerPoint Slides) -
Understanding Financial Products 2013
, Monday, January 07, 2013
,
Life Settlements Task Force, Staff Report to The United States Securities and Exchange Commission (July 22, 2010)
Life Settlements Task Force, Staff Report to The United States Securities and Exchange Commission (July 22, 2010) -
Understanding Financial Products 2013
, Monday, January 07, 2013
,
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Audio CD |
Understanding Financial Products 2012
Understanding Financial Products 2012 -
Understanding Financial Products 2012
, Tuesday, March 06, 2012
, New York, NY
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DVD Video |
Understanding Financial Products 2012
Understanding Financial Products 2012 -
Understanding Financial Products 2012
, Tuesday, March 20, 2012
, New York, NY
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Course Handbooks |
Drafting Securities Filings 2012
Drafting Securities Filings 2012 -
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,
Understanding the Securities Laws 2012
Understanding the Securities Laws 2012 -
Understanding the Securities Laws 2012
,
, New York, NY
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Web Segment |
Laying the Foundation Part II -- Distribution of Financial Products
Laying the Foundation Part II -- Distribution of Financial Products -
Understanding Financial Products 2013
, Monday, January 14, 2013
,
Insurance Products
Insurance Products -
Understanding Financial Products 2013
, Monday, January 14, 2013
,
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MP3 Audio |
Understanding Financial Products 2013: Insurance Products
Understanding Financial Products 2013: Insurance Products -
Insurance Products
, Monday, January 14, 2013
,
Understanding Financial Products 2013: Laying the Foundation Part II -- Distribution of Financial Products
Understanding Financial Products 2013: Laying the Foundation Part II -- Distribution of Financial Products -
Laying the Foundation Part II -- Distribution of Financial Products
, Monday, January 14, 2013
,
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Transcripts |
Laying the Foundation Part II -- Distribution of Financial Products
Laying the Foundation Part II -- Distribution of Financial Products -
Laying the Foundation Part II -- Distribution of Financial Products
, Monday, January 14, 2013
,
Insurance Products
Insurance Products -
Insurance Products
, Monday, January 14, 2013
,
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MP4 - Mobile Video Seg |
Understanding Financial Products 2013: Insurance Products
Understanding Financial Products 2013: Insurance Products -
Insurance Products
, Monday, January 14, 2013
,
Understanding Financial Products 2013: Laying the Foundation Part II -- Distribution of Financial Products
Understanding Financial Products 2013: Laying the Foundation Part II -- Distribution of Financial Products -
Laying the Foundation Part II -- Distribution of Financial Products
, Monday, January 14, 2013
,
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On-Demand Web Programs |
Understanding Financial Products 2013
Understanding Financial Products 2013 -
Understanding Financial Products 2013
, Tuesday, January 22, 2013
, New York, NY
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Live Seminar |
Understanding the Securities Laws 2013
Understanding the Securities Laws 2013 -
Understanding the Securities Laws 2013
, Thursday, October 24, 2013
, Chicago, IL
Securities Filings 2013: Practical Guidance in a Changing Environment
Securities Filings 2013: Practical Guidance in a Changing Environment -
Securities Filings 2013: Practical Guidance in a Changing Environment
, Thursday, November 14, 2013
, Chicago, IL
Drafting Securities Filings 2012
Drafting Securities Filings 2012 -
, Monday, November 12, 2012
, Chicago, IL
Understanding the Securities Laws 2012
Understanding the Securities Laws 2012 -
, Thursday, October 25, 2012
, Chicago, IL
Understanding Financial Products 2013
Understanding Financial Products 2013 -
, Monday, January 07, 2013
, New York, NY
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