FacultyFaculty/Author Profile

David W. Blass

US Securities and Exchange Commission
Chief Counsel and Associate Director, Division of Trading and Markets
Washington, DC, USA


David W. Blass is the Chief Counsel of the Securities and Exchange Commission's Division of Trading and Markets. The Division's Office of the Chief Counsel provides legal and policy advice to the Commission in establishing rules on matters affecting broker-dealers and the operation of the securities markets. The office also issues interpretations regarding matters arising under the Securities Exchange Act of 1934.

Prior to being appointed Chief Counsel in September 2011, Mr. Blass served at the SEC as Associate General Counsel for Legal Policy, where he provided advice to the Commission on a wide range of matters, with a particular emphasis on trading and markets, investment management, legislative, and international matters. Mr. Blass previously served as a Branch Chief and Special Counsel in the Division of Trading and Markets, and later headed the Office of Investment Adviser Regulation as an Assistant Director in the Division of Investment
Management.

In private practice, Mr. Blass was Counsel in the Asset Management Group at Willkie Farr & Gallagher LLP and previously practiced securities and corporate law at Davis Polk & Wardwell LLP.

Mr. Blass earned his JD from Columbia University, and his BA, magna cum laude, from the University of Alabama.
David W. Blass is associated with the following items:
Audio CD  Audio CD The SEC Speaks in 2012 , Saturday, March 24, 2012 , Washington, DC
DVD Video  DVD Video The SEC Speaks in 2012 , Saturday, April 07, 2012 , Washington, DC
Web Segment  Web Segment JOBS Act Considerations for Broker-Dealers and Other Intermediaries - JOBS Act 2012: What You Need to Know Now , Friday, June 01, 2012
Trading and Markets - The SEC Speaks in 2013 , Monday, February 25, 2013
MP3 Audio  MP3 Audio JOBS Act 2012: What You Need to Know Now - JOBS Act Considerations for Broker-Dealers and Other Intermediaries - JOBS Act Considerations for Broker-Dealers and Other Intermediaries , Friday, June 01, 2012
The SEC Speaks in 2013: Trading and Markets - Trading and Markets , Thursday, February 28, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg JOBS Act 2012: What You Need to Know Now - JOBS Act Considerations for Broker-Dealers and Other Intermediaries - JOBS Act Considerations for Broker-Dealers and Other Intermediaries , Friday, June 01, 2012
The SEC Speaks in 2013: Trading and Markets - Trading and Markets , Thursday, February 28, 2013
On-Demand Web Programs  On-Demand Web Programs JOBS Act 2012: What You Need to Know Now , Wednesday, June 13, 2012 , New York, NY
The SEC Speaks in 2013 , Saturday, March 09, 2013 , Washington, DC
LiveSeminar  Live Seminar JOBS Act 2012: What You Need to Know Now , Wednesday, May 30, 2012 , New York, NY
The SEC Speaks in 2013 , Friday, February 22, 2013 , Washington, DC
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