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David M. Becker

David M. Becker

Cleary Gottlieb Steen & Hamilton LLP

Washington, DC, USA


David M. Becker is a partner at Cleary Gottlieb Steen & Hamilton LLP, based in the Washington, D.C. office.

Mr. Becker practices in the areas of securities regulation, corporate governance, securities enforcement, and internal investigations. He represents companies, boards of directors and senior officers in the United States and abroad on matters involving regulatory issues and potential liabilities under the United States securities laws.

Mr. Becker rejoined Cleary Gottlieb in 2011 after two years at the U.S. Securities and Exchange Commission as its General Counsel and Senior Policy Director. While at the Commission, Mr. Becker served as the senior lawyer for the Commission and advised the Commission on the full range of its actions, from both legal and policy perspectives. Mr. Becker was intimately involved both within and behalf of the Commission in the accomplishment of financial regulatory reform. Most recently he served a central role in the Commission's efforts to implement the Dodd-Frank Act.

Before returning to the SEC in 2009, Mr. Becker had been a partner in the firm's Washington office. He represented major corporations and individuals in investigations before the Securities and Exchange Commission. He conducted internal investigations on before of audit committees. And he advised companies and their boards of directors on the full range of corporate governance issues.

Mr. Becker first came to the firm from the U.S. Securities and Commission in 2002, where he served as General Counsel from 2000 to 2002. Before then, he had a long career in private practice as a securities lawyer.

Mr. Becker is distinguished as one of the leading lawyers in financial services regulation and securities regulation by Chambers USA. He has received similar recognition from Best Lawyers in America, The Legal Times of Washington, and Washingtonian magazine.

Mr. Becker received a J.D. degree from Columbia University Law School, where he was editor-in-chief of the Columbia Law Review, in 1973, and an undergraduate degree from Columbia College in 1968. Following graduation, Mr. Becker served as law clerk to the Honorable Harold Leventhal of the U.S. Court of Appeals for the District of Columbia Circuit and a year later for the Honorable Stanley Reed (retired) of the U.S. Supreme Court.

Mr. Becker is a member of the Bars in the District of Columbia and New York.
David M. Becker is associated with the following items:
Course Handbooks  Course Handbooks Corporate Governance - A Master Class 2012
Corporate Governance - A Master Class 2013
CHB Chapters  CHB Chapters In the Matter of David M. Tamman, Esq.: Order Instituting Administrative Proceedings, Admin. Proc. File No. 3-14207 (Jan. 27, 2011) - Corporate Governance - A Master Class 2012 , Wednesday, February 15, 2012
Remarks to Criminal Law Group of the UJA-Federation of New York, Speech by Robert S. Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission, June 1, 2011 - Corporate Governance - A Master Class 2012 , Wednesday, February 15, 2012
In the Matter of Steven Altman, Esq.: Opinion of the Commission (Corrected), Admin. Proc. File No. 3-12944 (Nov. 10, 2010); and in the Matter of Steven Altman, Esq.: Order Imposing Remedial Sanctions, Admin. Proc. File No. 3-12944 (Nov. 10, 2010) - Corporate Governance - A Master Class 2012 , Wednesday, February 15, 2012
Enforcement Manual (Chap. 6, Fostering Cooperation), Securities and Exchange Commission, Division of Enforcement, Office of Chief Counsel (August 2, 2011) - Corporate Governance - A Master Class 2012 , Wednesday, February 15, 2012
Securities Whistleblower Incentives and Protections, 17 CFR, Parts 240 and 249 (June 13, 2011) - Corporate Governance - A Master Class 2012 , Wednesday, February 15, 2012
Ethics Hypothetical - Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013
What More Can be Done to Deter Violations of the Federal Securities Laws?, Texas Law Review, Vol. 90, pp. 1849–1889 (2012) - Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013
Audio CD  Audio CD Corporate Governance - A Master Class 2012 , Wednesday, March 14, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, December 05, 2012 , New York, NY
DVD Video  DVD Video Corporate Governance - A Master Class 2012 , Wednesday, March 28, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, December 19, 2012 , New York, NY
Web Segment  Web Segment Ethics: Dealing with Whistleblowers and Investigations - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
Legal Issues in the Courts: The Year in Review - Enforcement 2013: Perspectives from Government Agencies , Monday, April 29, 2013
MP3 Audio  MP3 Audio 44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations - Ethics: Dealing with Whistleblowers and Investigations , Thursday, November 15, 2012
Enforcement 2013: Perspectives from Government Agencies - Legal Issues in the Courts: The Year in Review - Legal Issues in the Courts: The Year in Review , Monday, April 29, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg 44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations - Ethics: Dealing with Whistleblowers and Investigations , Thursday, November 15, 2012
Enforcement 2013: Perspectives from Government Agencies - Legal Issues in the Courts: The Year in Review - Legal Issues in the Courts: The Year in Review , Monday, April 29, 2013
On-Demand Web Programs  On-Demand Web Programs Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
Corporate Governance - A Master Class 2013 , Wednesday, February 27, 2013 , New York, NY
Enforcement 2013: Perspectives from Government Agencies , Friday, May 10, 2013 , New York, NY
LiveSeminar  Live Seminar Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013 , New York, NY
Corporate Governance - A Master Class 2013 , Wednesday, February 13, 2013 , New York, NY
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