| David M. Becker is associated with the following items: |
Course Handbooks |
Corporate Governance - A Master Class 2012
Corporate Governance - A Master Class 2012 -
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Corporate Governance - A Master Class 2013
Corporate Governance - A Master Class 2013 -
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CHB Chapters |
Securities Whistleblower Incentives and Protections, 17 CFR, Parts 240 and 249 (June 13, 2011)
Securities Whistleblower Incentives and Protections, 17 CFR, Parts 240 and 249 (June 13, 2011) -
Corporate Governance - A Master Class 2012
, Wednesday, February 15, 2012
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Enforcement Manual (Chap. 6, Fostering Cooperation), Securities and Exchange Commission, Division of Enforcement, Office of Chief Counsel (August 2, 2011)
Enforcement Manual (Chap. 6, Fostering Cooperation), Securities and Exchange Commission, Division of Enforcement, Office of Chief Counsel (August 2, 2011) -
Corporate Governance - A Master Class 2012
, Wednesday, February 15, 2012
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Remarks to Criminal Law Group of the UJA-Federation of New York, Speech by Robert S. Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission, June 1, 2011
Remarks to Criminal Law Group of the UJA-Federation of New York, Speech by Robert S. Khuzami, Director, Division of Enforcement, U.S. Securities and Exchange Commission, June 1, 2011 -
Corporate Governance - A Master Class 2012
, Wednesday, February 15, 2012
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In the Matter of Steven Altman, Esq.: Opinion of the Commission (Corrected), Admin. Proc. File No. 3-12944 (Nov. 10, 2010); and in the Matter of Steven Altman, Esq.: Order Imposing Remedial Sanctions, Admin. Proc. File No. 3-12944 (Nov. 10, 2010)
In the Matter of Steven Altman, Esq.: Opinion of the Commission (Corrected), Admin. Proc. File No. 3-12944 (Nov. 10, 2010); and in the Matter of Steven Altman, Esq.: Order Imposing Remedial Sanctions, Admin. Proc. File No. 3-12944 (Nov. 10, 2010) -
Corporate Governance - A Master Class 2012
, Wednesday, February 15, 2012
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In the Matter of David M. Tamman, Esq.: Order Instituting Administrative Proceedings, Admin. Proc. File No. 3-14207 (Jan. 27, 2011)
In the Matter of David M. Tamman, Esq.: Order Instituting Administrative Proceedings, Admin. Proc. File No. 3-14207 (Jan. 27, 2011) -
Corporate Governance - A Master Class 2012
, Wednesday, February 15, 2012
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Ethics Hypothetical
Ethics Hypothetical -
Corporate Governance - A Master Class 2013
, Wednesday, February 13, 2013
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What More Can be Done to Deter Violations of the Federal Securities Laws?, Texas Law Review, Vol. 90, pp. 1849–1889 (2012)
What More Can be Done to Deter Violations of the Federal Securities Laws?, Texas Law Review, Vol. 90, pp. 1849–1889 (2012) -
Enforcement 2013: Perspectives from Government Agencies
, Friday, April 26, 2013
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Web Segment |
Ethics: Dealing with Whistleblowers and Investigations
Ethics: Dealing with Whistleblowers and Investigations -
Securities Regulation Institute 2012 (44th Annual)
, Tuesday, November 13, 2012
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Legal Issues in the Courts: The Year in Review
Legal Issues in the Courts: The Year in Review -
Enforcement 2013: Perspectives from Government Agencies
, Monday, April 29, 2013
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MP3 Audio |
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations -
Ethics: Dealing with Whistleblowers and Investigations
, Thursday, November 15, 2012
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Enforcement 2013: Perspectives from Government Agencies - Legal Issues in the Courts: The Year in Review
Enforcement 2013: Perspectives from Government Agencies - Legal Issues in the Courts: The Year in Review -
Legal Issues in the Courts: The Year in Review
, Monday, April 29, 2013
,
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MP4 - Mobile Video Seg |
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations
44th Annual Institute on Securities Regulation - Ethics: Dealing with Whistleblowers and Investigations -
Ethics: Dealing with Whistleblowers and Investigations
, Thursday, November 15, 2012
,
Enforcement 2013: Perspectives from Government Agencies - Legal Issues in the Courts: The Year in Review
Enforcement 2013: Perspectives from Government Agencies - Legal Issues in the Courts: The Year in Review -
Legal Issues in the Courts: The Year in Review
, Monday, April 29, 2013
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On-Demand Web Programs |
Securities Regulation Institute 2012 (44th Annual)
Securities Regulation Institute 2012 (44th Annual) -
Securities Regulation Institute (44th Annual)
, Wednesday, November 21, 2012
, New York, NY
Corporate Governance - A Master Class 2013
Corporate Governance - A Master Class 2013 -
Corporate Governance - A Master Class 2013
, Wednesday, February 27, 2013
, New York, NY
Enforcement 2013: Perspectives from Government Agencies
Enforcement 2013: Perspectives from Government Agencies -
Enforcement 2013: Perspectives from Government Agencies
, Friday, May 10, 2013
, New York, NY
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DVD Video |
Securities Regulation Institute (44th Annual)
Securities Regulation Institute (44th Annual) -
Securities Regulation Institute (44th Annual)
, Wednesday, December 19, 2012
, New York, NY
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Live Seminar |
Securities Regulation Institute (44th Annual)
Securities Regulation Institute (44th Annual) -
, Wednesday, November 07, 2012
, New York, NY
Enforcement 2013: Perspectives from Government Agencies
Enforcement 2013: Perspectives from Government Agencies -
, Friday, April 26, 2013
, New York, NY
Corporate Governance - A Master Class 2013
Corporate Governance - A Master Class 2013 -
, Wednesday, February 13, 2013
, New York, NY
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