FacultyFaculty/Author Profile

David F. Freeman, Jr.

Arnold & Porter LLP

Washington, DC, USA


David F. Freeman, Jr. is a partner in the Financial Services Group of Arnold & Porter, LLP, based in Washington, D.C. His practice includes representing broker-dealers, investment managers, trust companies, banks and other financial institutions on regulatory, product, transactional, legislative and litigation matters. Mr. Freeman has authored a variety of books and articles on securities and bank regulatory issues. He received his J.D. and MBA from the University of Virginia, and is a member of the District of Columbia and Virginia Bars.
David F. Freeman, Jr. is associated with the following items:
Treatise Chapters  Treatise Chapters Duty to Supervise - Broker-Dealer Regulation , Monday, November 21, 2011
Bank Exemptions from Broker-Dealer Regulation - Broker-Dealer Regulation , Monday, November 21, 2011
Supervision of Registered Representatives' Outside Business Activities - Broker-Dealer Regulation , Monday, November 21, 2011
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