in
Advanced Search
FacultyFaculty/Author Profile
David B. Harms

David B. Harms

Sullivan & Cromwell LLP

New York, NY, USA


 David Harms advises clients on a wide variety of securities and corporate law matters, particularly with regard to capital markets transactions, SEC requirements, corporate governance and broker-dealer regulation. Mr. Harms serves as co-coordinator of the Firm’s Securities Finance practice and coordinator of its Broker-Dealer Regulation practice.

Mr. Harms served as co-chairman of the Annual Institute of Securities Regulation, sponsored by the Practising Law Institute, from 2003-2007. Before joining the Firm, Mr. Harms clerked for Judge Edward Weinfeld in the Southern District of New York and served as editor-in-chief of the NYU Law Review.
 

David B. Harms is associated with the following items:
Audio CD  Audio CD Private Placements and Other Financing Alternatives 2012 , Monday, May 14, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, December 05, 2012 , New York, NY
DVD Video  DVD Video Private Placements and Other Financing Alternatives 2012 , Monday, May 28, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, December 19, 2012 , New York, NY
CHB Chapters  CHB Chapters Jumpstart Our Business Startups ("JOBS") Act--An Overview - Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012
SEC Adopts Final Rules to Implement the "Conflict Minerals" Disclosure Requirements of the Dodd-Frank Act: Rules Require SEC Filings and Disclosures Regarding the Use of Minerals Found in a Wide Array of Products - Conflict Minerals 2012: How to Comply with the New SEC Rules , Friday, January 18, 2013
Web Segment  Web Segment Jumpstarting Capital Formation - the New Legislation and Other Developments - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
Communications Issues and Unannounced Offerings - Private Placements and Other Financing Alternatives 2013 , Monday, April 22, 2013
MP3 Audio  MP3 Audio 44th Annual Institute on Securities Regulation: Jumpstarting Capital Formation - the New Legislation and Other Developments - Jumpstarting Capital Formation - the New Legislation and Other Developments , Thursday, November 15, 2012
Conflict Minerals 2012: How to Comply with the new SEC Rules Recorded - Determining Whether the Conflict Minerals Rules Apply , Thursday, December 13, 2012
Private Placements and Other Financing Alternatives 2013: Communications Issues and Unannounced Offerings - Communications Issues and Unannounced Offerings , Monday, April 22, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg 44th Annual Institute on Securities Regulation: Jumpstarting Capital Formation - the New Legislation and Other Developments - Jumpstarting Capital Formation - the New Legislation and Other Developments , Thursday, November 15, 2012
Conflict Minerals 2012: How to Comply with the new SEC Rules - Determining Whether the Conflict Minerals Rules Apply , Thursday, December 13, 2012
Private Placements and Other Financing Alternatives 2013: Communications Issues and Unannounced Offerings - Communications Issues and Unannounced Offerings , Monday, April 22, 2013
On-Demand Web Programs  On-Demand Web Programs Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
Conflict Minerals 2012: How to Comply with the New SEC Rules , Friday, December 21, 2012 , New York, NY
Private Placements and Other Financing Alternatives 2013 , Monday, April 29, 2013 , New York, NY
Transcripts  Transcripts Communications Issues and Unannounced Offerings - Communications Issues and Unannounced Offerings , Monday, April 22, 2013
LiveSeminar  Live Seminar Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
Private Placements and Other Financing Alternatives 2013 , Monday, April 15, 2013 , New York, NY
Conflict Minerals 2012: How to Comply with the New SEC Rules , Friday, December 07, 2012 , New York, NY
Print Share Email
  • FOLLOW PLI:
  • RSS
  • facebook
  • twitter

All Contents Copyright © 1996-2013 Practising Law Institute. Continuing Legal Education since 1933.