FacultyFaculty/Author Profile
Colleen P. Mahoney

Colleen P. Mahoney

Skadden Arps Slate Meagher & Flom LLP

Washington, DC, USA


Colleen P. Mahoney
Partner, Skadden, Arps, Slate, Meagher & Flom LLP
Government Enforcement Matters


Colleen P. Mahoney, a partner in Skadden’s Washington, D.C. office, heads the firm’s Securities Enforcement and Compliance practice, and regularly represents financial services firms, corporations, their officers, board committees, directors and employees in Securities and Exchange Commission (SEC) and other law enforcement investigations.

Ms. Mahoney assists management and boards of directors performing internal investigations, often advising clients on preventive and remedial measures before and after securities-related issues arise.

Ms. Mahoney has been the lead attorney representing many of the company boards and individuals embroiled in signature SEC investigations. Her clients have included many well-known U.S. and foreign companies. As is frequently the case with SEC enforcement matters, the biggest victories are the ones that never become public – the government investigations and inquiries that are put to rest before charges are filed or an indictment is issued, or even before a public disclosure of the government interest. Ms. Mahoney has succeeded in bringing a number of matters to a close in those circumstances.

Prior to joining Skadden, Ms. Mahoney spent 15 years in increasingly senior positions with the SEC, serving as acting general counsel of the agency and as deputy director of the division of enforcement. During her tenure at the SEC, Ms. Mahoney helped manage a civil law enforcement program that involved a wide range of issues, including financial fraud and disclosure, auditor independence, mutual fund sales practices, derivatives and insider trading.

Ms. Mahoney frequently lectures on securities regulatory and enforcement issues at seminars and conferences in the United States and abroad.

Ms. Mahoney has been selected for inclusion in Chambers USA: America’s LeadingLawyers for Business, The International Who’s Who of Corporate Governance Lawyers, Lawdragon 500 Leading Lawyers in America and The Best Lawyers in America. In 2012 and 2013, she was recognized as one of Benchmark Litigation’s “Top 250 Women in Litigation” and she also was named to the short list of the nation’s top women regulatory lawyers by Chambers USA (2012).

Education

J.D., American University, 1981 (summa cum laude)

B.A., American University School of Government and Public Administration, 1978 (magna cum laude)

Bar Admissions

District of Columbia

Government Service

  • Acting General Counsel, Securities and Exchange Commission (1998)
  • Deputy Director, Division of Enforcement, Securities and Exchange Commission (1994-1998)
  • Executive Assistant to the Chairman, Securities and Exchange Commission (1993-1994)

Professional Experience

Lecturer, Practising Law Institute

Selected Authorships

“SEC Announces First Non-Prosecution Agreement in an FCPA Matter,” Harvard Law School Forum on Corporate Governance and Financial Regulation, May 11, 2013

“SEC Enforcement in the Second Term of the Obama Administration,” The Harvard Law School Forum on Corporate Governance and Financial Regulation, February 14, 2013

Colleen P. Mahoney is associated with the following items:
Course Handbooks  Course Handbooks Securities Regulation Institute 2009 (41st Annual)
Securities Regulation Institute (44th Annual)
CHB Chapters  CHB Chapters Front Matter - Securities Regulation Institute 2009 (41st Annual) , Wednesday, November 04, 2009
Recent SEC Cases Against Regulated Entities & Individuals - Broker/Dealer Regulation and Enforcement 2012 , Wednesday, October 24, 2012
Recent Developments in SEC Enforcement - Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013
Web Segment  Web Segment In-House Lawyer Roundtable - Broker/Dealer Regulation and Enforcement 2012 , Friday, November 02, 2012
MP3 Audio  MP3 Audio Broker/Dealer Regulation and Enforcement 2012: In-House Lawyer Roundtable - In-House Lawyer Roundtable , Friday, November 02, 2012
Transcripts  Transcripts In-House Lawyer Roundtable - In-House Lawyer Roundtable , Friday, November 02, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Broker/Dealer Regulation and Enforcement 2012: In-House Lawyer Roundtable - In-House Lawyer Roundtable , Friday, November 02, 2012
On-Demand Web Programs  On-Demand Web Programs Broker/Dealer Regulation and Enforcement 2012 , Wednesday, November 07, 2012 , New York, NY
Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
Live Seminar  Live Seminar Broker/Dealer Regulation and Enforcement 2013 , Wednesday, October 23, 2013 , New York, NY
Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , New York, NY
Corporate Governance - A Master Class 2014 , Wednesday, February 12, 2014 , New York, NY
Broker/Dealer Regulation and Enforcement 2012 , Wednesday, October 24, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
Live Webcast  Live Webcast Broker/Dealer Regulation and Enforcement 2013 , Wednesday, October 23, 2013 , New York, NY
Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , New York, NY
Corporate Governance - A Master Class 2014 , Wednesday, February 12, 2014 , New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , Boston, MA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , Pittsburgh, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , Philadelphia, PA
Hedge Fund and Private Equity Enforcement & Regulatory Developments 2013 , Tuesday, November 19, 2013 , Mechanicsburg, PA
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