FacultyFaculty/Author Profile

Carolyn Tuohy

Thrivent
Senior Counsel, General Counsel's Office
Minneapolis, MN, USA


Carolyn Tuohy is Senior Counsel for Thrivent Financial for Lutherans. In her 8 years of practicing law, she has advised dually-registered firms on regulatory and compliance matters related to the distribution of brokerage and investment advisory products and services. She also provides support on investment management and trust services offered by the firm. 

Prior to receiving her law degree she held positions with Goldman, Sachs & Co., Fidelity Investments and Wessels, Arnold and Henderson. 

Carolyn graduated with a Bachelor of Arts degree in Business from Augsburg College in 1995. She obtained her law degree from the University of St. Thomas School of Law in 2004 and is admitted in Minnesota and Illinois. 

Carolyn Tuohy is associated with the following items:
Web Segment  Web Segment Retail Advisory Services; Managed Advisory Programs - Fundamentals of Investment Adviser Regulation 2012 , Tuesday, July 24, 2012
MP3 Audio  MP3 Audio Fundamentals of Investment Adviser Regulation: Retail Advisory Services; Managed Advisory Programs - Retail Advisory Services; Managed Advisory Programs , Tuesday, July 24, 2012
Transcripts  Transcripts Retail Advisory Services; Managed Advisory Programs - Retail Advisory Services; Managed Advisory Programs , Tuesday, July 24, 2012
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Fundamentals of Investment Adviser Regulation: Retail Advisory Services; Managed Advisory Programs - Retail Advisory Services; Managed Advisory Programs , Tuesday, July 24, 2012
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2012 , Wednesday, August 01, 2012 , New York, NY
Audio CD  Audio CD Fundamentals of Investment Adviser Regulation 2012 , Wednesday, August 15, 2012 , New York, NY
DVD Video  DVD Video Fundamentals of Investment Adviser Regulation 2012 , Wednesday, August 29, 2012 , New York, NY
LiveSeminar  Live Seminar Fundamentals of Investment Adviser Regulation 2012 , Wednesday, July 18, 2012 , New York, NY
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