FacultyFaculty/Author Profile
Carmen J. Lawrence

Carmen J. Lawrence

Fried, Frank, Harris, Shriver & Jacobson LLP

New York, NY, USA


Carmen J. Lawrence is co-head of the securities enforcement and regulation practice and a litigation partner resident in Fried Frank's New York office. She joined the Firm as a partner in 2000.

Ms. Lawrence's practice focuses on representing parties in investigations and litigations conducted primarily by the Securities and Exchange Commission, self-regulatory organizations and state securities regulators, conducting internal investigations, providing crisis management advice to public and private companies and counseling public companies and regulated entities (broker-dealers, investment advisers and investment companies) on their obligations under the federal securities laws.

From 1996 until June 2000, Ms. Lawrence was the Regional Director for the SEC's Northeast Regional Office (covering 14 states and the District of Columbia), where she oversaw all enforcement and regulatory operations in the SEC's largest region. Some of the SEC's most significant cases were brought by the Northeast Regional Office under Ms. Lawrence's leadership.

Before her appointment as regional director, from 1990 through 1995, Ms. Lawrence served as Senior Associate Regional Director, heading up the Northeast Regional Office's Enforcement Division. From 1981 to 1989, she served in various staff and senior positions in the Enforcement Division.

Ms. Lawrence has spoken extensively and participates in numerous continuing legal education programs for federal securities law matters.

Ms. Lawrence received numerous awards during her tenure at the SEC, including the Equal Employment Opportunity Award in 1998; the Presidential Distinguished Executive Award in 1995; the Stanley Sporkin Award in 1993; and the Irving M. Pollack Award, presented to an enforcement lawyer exhibiting leadership, integrity and intellect in 1990. Ms. Lawrence is consistently recognized by Chambers USA: America's Leading Lawyers for Business as a leading individual for Securities Regulation (National) and for Litigation: White-Collar Crime & Government Investigations. She is recognized by Legal 500 in Litigation: White-Collar Criminal Defense. She is also consistently recognized by Benchmark: Litigation as a "Local Litigation Star."

Ms. Lawrence's Professional Associations include Co-Chair of the Sub-Committee on SEC Enforcement and Civil Litigation of the American Bar Association Business Law Section; Trustee, Practising Law Institute; Member, American Bar Association; Member, Federal Bar Council; and Trustee, Southern Vermont College.

Ms. Lawrence received her JD from the University of Michigan Law School in 1981 and her BA from Cornell University in 1978. She is admitted to practice in New York, Southern and Eastern Districts.
Carmen J. Lawrence is associated with the following items:
CHB Chapters  CHB Chapters Fraud, Regulatory Focus and the "Dark Side" of Performance Management Substantive Outline - Pocket MBA Fall 2012 , Thursday, October 11, 2012
Fraud, Regulatory Focus and the "Dark Side" of Performance Management (PowerPoint) - Pocket MBA Fall 2012 , Thursday, October 11, 2012
Changing Role of In-House Counsel - Broker/Dealer Regulation and Enforcement 2012 , Wednesday, October 24, 2012
Recent Developments in the SEC Cooperation Initiative - Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013
Cooperating and Getting a ‘Full Pass’ from the SEC: Is ‘Seaboard’ Still Alive?, BNA Corporate Accountability Report, 09 Care 911, 07/29/2011 - Enforcement 2013: Perspectives from Government Agencies , Friday, April 26, 2013
Web Segment  Web Segment Fraud, Regulatory Ethics and the "Dark Side" of Performance Management - Pocket MBA Fall 2012 , Tuesday, October 16, 2012
SEC, CFTC, DOJ and SRO Enforcement - Broker/Dealer Regulation and Enforcement 2012 , Friday, November 02, 2012
Enforcement Roundtable - Securities Regulation Institute 2012 (44th Annual) , Tuesday, November 13, 2012
The Investigation: Coordinating Requests from Government Regulators - Handling a Securities Case 2013: From Investigation to Trial and Everything in Between , Wednesday, May 01, 2013
Transcripts  Transcripts Fraud, Regulatory Ethics and the "Dark Side" of Performance Management - Fraud, Regulatory Ethics and the "Dark Side" of Performance Management , Tuesday, October 16, 2012
The Investigation: Coordinating Requests from Government Regulators - The Investigation: Coordinating Requests from Government Regulators , Wednesday, May 01, 2013
MP3 Audio  MP3 Audio Pocket MBA Fall 2012: Fraud, Regulatory Ethics and the "Dark Side" of Performance Management - Fraud, Regulatory Ethics and the "Dark Side" of Performance Management , Friday, October 19, 2012
44th Annual Institute on Securities Regulation: Enforcement Roundtable - Enforcement Roundtable , Thursday, November 15, 2012
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between - The Investigation: Coordinating Requests from Government Regulators - The Investigation: Coordinating Requests from Government Regulators , Wednesday, May 01, 2013
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Pocket MBA Fall 2012: Fraud, Regulatory Ethics and the "Dark Side" of Performance Management - Fraud, Regulatory Ethics and the "Dark Side" of Performance Management , Friday, October 19, 2012
Broker/Dealer Regulation and Enforcement 2012: SEC, CFTC, DOJ and SRO Enforcement - SEC, CFTC, DOJ and SRO Enforcement , Friday, November 02, 2012
44th Annual Institute on Securities Regulation: Enforcement Roundtable - Enforcement Roundtable , Thursday, November 15, 2012
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between - The Investigation: Coordinating Requests from Government Regulators - The Investigation: Coordinating Requests from Government Regulators , Wednesday, May 01, 2013
Course Handbooks  Course Handbooks Broker/Dealer Regulation and Enforcement 2012
On-Demand Web Programs  On-Demand Web Programs Pocket MBA Fall 2012 , Friday, October 26, 2012 , New York, NY
Broker/Dealer Regulation and Enforcement 2012 , Wednesday, November 07, 2012 , New York, NY
Securities Regulation Institute 2012 (44th Annual) , Wednesday, November 21, 2012 , New York, NY
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between , Thursday, May 09, 2013 , New York, NY
Live Seminar  Live Seminar Broker/Dealer Regulation and Enforcement 2013 , Wednesday, October 23, 2013 , New York, NY
Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Broker/Dealer Regulation and Enforcement 2014 , Wednesday, October 22, 2014 , New York, NY
Broker/Dealer Regulation and Enforcement 2012 , Wednesday, October 24, 2012 , New York, NY
Securities Regulation Institute (44th Annual) , Wednesday, November 07, 2012 , New York, NY
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between , Thursday, April 25, 2013 , New York, NY
Live Webcast  Live Webcast Broker/Dealer Regulation and Enforcement 2013 , Wednesday, October 23, 2013 , New York, NY
Securities Regulation Institute (45th Annual) , Wednesday, November 06, 2013 , New York, NY
Broker/Dealer Regulation and Enforcement 2014 , Wednesday, October 22, 2014 , New York, NY
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