| Carmen J. Lawrence is associated with the following items: |
CHB Chapters |
Fraud, Regulatory Focus and the "Dark Side" of Performance Management Substantive Outline
Fraud, Regulatory Focus and the "Dark Side" of Performance Management Substantive Outline -
Pocket MBA Fall 2012
, Thursday, October 11, 2012
,
Fraud, Regulatory Focus and the "Dark Side" of Performance Management (PowerPoint)
Fraud, Regulatory Focus and the "Dark Side" of Performance Management (PowerPoint) -
Pocket MBA Fall 2012
, Thursday, October 11, 2012
,
Changing Role of In-House Counsel
Changing Role of In-House Counsel -
Broker/Dealer Regulation and Enforcement 2012
, Wednesday, October 24, 2012
,
Recent Developments in the SEC Cooperation Initiative
Recent Developments in the SEC Cooperation Initiative -
Enforcement 2013: Perspectives from Government Agencies
, Friday, April 26, 2013
,
Cooperating and Getting a ‘Full Pass’ from the SEC: Is ‘Seaboard’ Still Alive?, BNA Corporate Accountability Report, 09 Care 911, 07/29/2011
Cooperating and Getting a ‘Full Pass’ from the SEC: Is ‘Seaboard’ Still Alive?, BNA Corporate Accountability Report, 09 Care 911, 07/29/2011 -
Enforcement 2013: Perspectives from Government Agencies
, Friday, April 26, 2013
,
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Web Segment |
Fraud, Regulatory Ethics and the "Dark Side" of Performance Management
Fraud, Regulatory Ethics and the "Dark Side" of Performance Management -
Pocket MBA Fall 2012
, Tuesday, October 16, 2012
,
SEC, CFTC, DOJ and SRO Enforcement
SEC, CFTC, DOJ and SRO Enforcement -
Broker/Dealer Regulation and Enforcement 2012
, Friday, November 02, 2012
,
Enforcement Roundtable
Enforcement Roundtable -
Securities Regulation Institute 2012 (44th Annual)
, Tuesday, November 13, 2012
,
The Investigation: Coordinating Requests from Government Regulators
The Investigation: Coordinating Requests from Government Regulators -
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between
, Wednesday, May 01, 2013
,
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Transcripts |
Fraud, Regulatory Ethics and the "Dark Side" of Performance Management
Fraud, Regulatory Ethics and the "Dark Side" of Performance Management -
Fraud, Regulatory Ethics and the "Dark Side" of Performance Management
, Tuesday, October 16, 2012
,
The Investigation: Coordinating Requests from Government Regulators
The Investigation: Coordinating Requests from Government Regulators -
The Investigation: Coordinating Requests from Government Regulators
, Wednesday, May 01, 2013
,
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MP3 Audio |
Pocket MBA Fall 2012: Fraud, Regulatory Ethics and the "Dark Side" of Performance Management
Pocket MBA Fall 2012: Fraud, Regulatory Ethics and the "Dark Side" of Performance Management -
Fraud, Regulatory Ethics and the "Dark Side" of Performance Management
, Friday, October 19, 2012
,
44th Annual Institute on Securities Regulation: Enforcement Roundtable
44th Annual Institute on Securities Regulation: Enforcement Roundtable -
Enforcement Roundtable
, Thursday, November 15, 2012
,
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between - The Investigation: Coordinating Requests from Government Regulators
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between - The Investigation: Coordinating Requests from Government Regulators -
The Investigation: Coordinating Requests from Government Regulators
, Wednesday, May 01, 2013
,
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MP4 - Mobile Video Seg |
Pocket MBA Fall 2012: Fraud, Regulatory Ethics and the "Dark Side" of Performance Management
Pocket MBA Fall 2012: Fraud, Regulatory Ethics and the "Dark Side" of Performance Management -
Fraud, Regulatory Ethics and the "Dark Side" of Performance Management
, Friday, October 19, 2012
,
Broker/Dealer Regulation and Enforcement 2012: SEC, CFTC, DOJ and SRO Enforcement
Broker/Dealer Regulation and Enforcement 2012: SEC, CFTC, DOJ and SRO Enforcement -
SEC, CFTC, DOJ and SRO Enforcement
, Friday, November 02, 2012
,
44th Annual Institute on Securities Regulation: Enforcement Roundtable
44th Annual Institute on Securities Regulation: Enforcement Roundtable -
Enforcement Roundtable
, Thursday, November 15, 2012
,
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between - The Investigation: Coordinating Requests from Government Regulators
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between - The Investigation: Coordinating Requests from Government Regulators -
The Investigation: Coordinating Requests from Government Regulators
, Wednesday, May 01, 2013
,
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Course Handbooks |
Broker/Dealer Regulation and Enforcement 2012
Broker/Dealer Regulation and Enforcement 2012 -
,
,
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On-Demand Web Programs |
Pocket MBA Fall 2012
Pocket MBA Fall 2012 -
Pocket MBA Fall 2012
, Friday, October 26, 2012
, New York, NY
Broker/Dealer Regulation and Enforcement 2012
Broker/Dealer Regulation and Enforcement 2012 -
Broker/Dealer Regulation and Enforcement 2012
, Wednesday, November 07, 2012
, New York, NY
Securities Regulation Institute 2012 (44th Annual)
Securities Regulation Institute 2012 (44th Annual) -
Securities Regulation Institute (44th Annual)
, Wednesday, November 21, 2012
, New York, NY
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between -
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between
, Thursday, May 09, 2013
, New York, NY
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Live Seminar |
Broker/Dealer Regulation and Enforcement 2013
Broker/Dealer Regulation and Enforcement 2013 -
Broker/Dealer Regulation and Enforcement 2013
, Wednesday, October 23, 2013
, New York, NY
Securities Regulation Institute (45th Annual)
Securities Regulation Institute (45th Annual) -
Securities Regulation Institute (45th Annual)
, Wednesday, November 06, 2013
, New York, NY
Broker/Dealer Regulation and Enforcement 2014
Broker/Dealer Regulation and Enforcement 2014 -
Broker/Dealer Regulation and Enforcement 2014
, Wednesday, October 22, 2014
, New York, NY
Broker/Dealer Regulation and Enforcement 2012
Broker/Dealer Regulation and Enforcement 2012 -
, Wednesday, October 24, 2012
, New York, NY
Securities Regulation Institute (44th Annual)
Securities Regulation Institute (44th Annual) -
, Wednesday, November 07, 2012
, New York, NY
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between
Handling a Securities Case 2013: From Investigation to Trial and Everything in Between -
, Thursday, April 25, 2013
, New York, NY
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Live Webcast |
Broker/Dealer Regulation and Enforcement 2013
Broker/Dealer Regulation and Enforcement 2013 -
Broker/Dealer Regulation and Enforcement 2013
, Wednesday, October 23, 2013
, New York, NY
Securities Regulation Institute (45th Annual)
Securities Regulation Institute (45th Annual) -
Securities Regulation Institute (45th Annual)
, Wednesday, November 06, 2013
, New York, NY
Broker/Dealer Regulation and Enforcement 2014
Broker/Dealer Regulation and Enforcement 2014 -
Broker/Dealer Regulation and Enforcement 2014
, Wednesday, October 22, 2014
, New York, NY
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